Ubs 401(k) Plan Trust
Sponsored by Ubs Ag · EIN 980186363 · Plan #002
- Total assets
- $10.2B
- Net assets
- $10.2B
- Active participants
- 24,260
- With balances
- 33,268
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Eagle Capital Management, Llc CRD 110177 | deterministic · 100% | 2024 |
| T. Rowe Price Associates, Inc. CRD 105496 | deterministic · 100% | 2024 |
| Artisan Partners Limited Partnership CRD 150114 | fuzzy_auto · 94% | 2024 |
| William Blair Investment Management, Llc CRD 173961 | deterministic · 100% | 2024 |
| Victory Capital Management Inc. CRD 106189 | deterministic · 100% | 2024 |
| Newton Investment Management Ltd CRD 111208 | fuzzy_auto · 98% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Eagle Capital Management, Llc | Investment management, Direct payment from the plan, Investment management fees (direct) | $3,812,964 |
| T Rowe Price Associates, Inc. | Investment management, Direct payment from the plan, Investment management fees (direct) | $2,000,620 |
| Artisan Partners Ltd Partnership | Investment management, Direct payment from the plan, Investment management fees (direct) | $1,122,648 |
| Invesco Trust Company | Investment management, Direct payment from the plan, Investment management fees (direct) | $1,089,328 |
| William Blair Investment Management | Investment management, Direct payment from the plan, Investment management fees (direct) | $813,064 |
| Victory Capital Management | Investment management, Direct payment from the plan, Soft dollars commissions | $791,591 |
| The Northern Trust Company | Consulting (general), Trustee (institutional), Direct payment from the plan | $373,435 |
| Alight Solutions Llc | Recordkeeping, Direct payment from the plan | $64,965 |
| Aon Consulting | Actuarial, Direct payment from the plan | $52,215 |
| Newton Investment Management | Investment management, Direct payment from the plan | $49,121 |
| Morgan Lewis & Bockius Llp | Legal, Direct payment from the plan | $33,824 |
| Pershing Llc | Shareholder servicing fees, Finders' fees/placement fees, Securities brokerage commissions | $0 |
| Alight Financial Solutions Llc | Securities brokerage, Finders' fees/placement fees, Distribution (12b-1) fees | $0 |