Barona Employees 401(k) Retirement Plan
Sponsored by Barona Band Of Mission Indians · EIN 330687849 · Plan #001
- Total assets
- $134M
- Net assets
- $134M
- Active participants
- 1,860
- With balances
- 2,180
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Transamerica Retirement Advisors, Llc CRD 107319 | fuzzy_auto · 94% | 2024 |
| Morgan Stanley Smith Barney Llc CRD 149777 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Morgan Stanley | Investment advisory (plan), Direct payment from the plan, Recordkeeping | $159,244 |
| Transamerica Retirement Solutions | Claims processing, Recordkeeping, Investment management | $49,184 |
| Duffy Kruspodin Llp | Accounting, Direct payment from the plan | $22,627 |
| National Financial Services | Securities brokerage, Securities brokerage commissions | $0 |