The Santa Lucia Preserve Co. 401(k) Plan
Sponsored by The Santa Lucia Preserve Co. · EIN 261261408 · Plan #001
- Total assets
- $8.4M
- Net assets
- $8.4M
- Active participants
- 181
- With balances
- 145
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Wells Fargo Clearing Services, Llc CRD 19616 | deterministic · 100% | 2024 |
| Empower Advisory Group, Llc CRD 112058 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Wells Fargo Advisors Llc | Investment advisory (plan) | $22,141 |
| Empower Advisory Group, Llc | Investment management | $16,320 |
| Empower Annuity Insurance Company O | Recordkeeping fees | $8,599 |
| Empower Financial Services, Inc. | Shareholder servicing fees | $0 |