AUMdb

Western Region Neca 401(k) Plan

Sponsored by Board Of Trustees, Western Region N · EIN 330670046 · Plan #333

Total assets
$55.4M
Net assets
$55.4M
Active participants
435
With balances
556

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Focus Investment Advisors, Inc CRD 109970 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Focus Investment Advisors, Inc Investment advisory (plan) $133,973
Transamerica Financial Life Insuran Recordkeeping, Participant loan processing, Investment management fees (indirect) $23,728
Neyart Anderson Flynn & Grosboll Legal $16,520
National Benefit Services, Llc Recordkeeping, Participant loan processing, Recordkeeping fees $12,403
Miller Kaplan Arase Llp Accounting $9,300
Marsh & Mclennan Agency Llc Other fees $4,752
Nu West Insurance Services Other fees $3,780
Pinnacle Financial Services, Inc. Recordkeeping, Participant loan processing, Recordkeeping fees $2,200
Neca Inland Empire Chapter Other fees $1,356
Western Regions Neca Employee (plan sponsor) $800