Northwestern University Retirement Plan
Sponsored by Northwestern University · EIN 362167817 · Plan #001
- Total assets
- $4.4B
- Net assets
- $4.4B
- Active participants
- 10,023
- With balances
- 20,333
Plan year beginning 01/01/2024 · ERISA 404(c) participant-directed, Total participant-directed account, Participant-directed brokerage accounts
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Capfinancial Partners, Llc CRD 175112 | deterministic · 100% | 2024 |
| The Lam Group, Inc. CRD 128055 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Fidelity Invstmnts Inst Oper Co,Inc | Participant loan processing, Direct payment from the plan, Sub-transfer agency fees | $173,363 |
| Capfinancial Partners, Llc | Consulting (pension), Investment advisory (participants), Investment advisory (plan) | $118,000 |
| Savant Capital Management | Investment advisory (plan), Investment management, Direct payment from the plan | $103,790 |
| Plante & Moran, Pllc | Accounting, Other services, Direct payment from the plan | $43,376 |
| Tiaa | Recordkeeping, Consulting (pension), Investment advisory (plan) | $27,873 |
| The Lam Group, Inc | Investment advisory (plan), Investment management, Direct payment from the plan | $16,940 |
| Rappaport Reiches Cap Mgmt Llc | Investment advisory (plan), Investment management, Direct payment from the plan | $7,265 |
| Wang Kobayashi Austin | Legal, Direct payment from the plan | $5,790 |