AUMdb

United Companies 401(k) Plan

Sponsored by Romain Buick, Inc. · EIN 351687995 · Plan #001

Total assets
$14.8M
Net assets
$14.8M
Active participants
197
With balances
230

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Empower Advisory Group, Llc CRD 112058 deterministic · 100% 2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691 fuzzy_auto · 93% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Empower Annuity Insurance Co Of Am Recordkeeping fees $34,960
Merrill Lynch Pierce Fenner & Smith Investment advisory (plan) $27,103
Warren Averett Benefit Consultants Contract administrator $23,533
Empower Advisory Group Llc Investment management $11,683
Fifth Third Bank Other fees $4,355