Sterne Kessler Goldstein & Fox P.L.L.C. 401(k) Retirement Savings Plan
Sponsored by Sterne Kessler Goldstein & Fox P.L.L.C. · EIN 521193988 · Plan #001
- Total assets
- $189M
- Net assets
- $189M
- Active participants
- 465
- With balances
- 714
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Capfinancial Partners, Llc CRD 175112 | deterministic · 100% | 2024 |
| Strategic Advisors Llc CRD 125882 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Captrust | Investment advisory (participants), Investment advisory (plan) | $81,934 |
| Strategic Advisors, Inc. | Investment advisory (plan) | $26,372 |
| Fidelity Investments Institutional | Participant loan processing, Sub-transfer agency fees, Recordkeeping fees | -$147,094 |