Guggenheim Services Retirement Savings Plan
Sponsored by Guggenheim Services, Llc · EIN 364464896 · Plan #001
- Total assets
- $704M
- Net assets
- $704M
- Active participants
- 2,085
- With balances
- 3,478
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Jmg Financial Group Ltd CRD 110302 | deterministic · 100% | 2024 |
| Franklin Street Advisors, Inc. CRD 106275 | fuzzy_auto · 99% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Schwab Retirement Plan Services,Inc | Recordkeeping, Direct payment from the plan, Recordkeeping fees | $220,483 |
| Mitchell & Titus, Llp | Accounting, Direct payment from the plan | $37,630 |
| Jmg Financial Group Ltd | Investment advisory (participants), Direct payment from the plan | $14,703 |
| Franklin Street Advisros Inc | Investment advisory (participants), Direct payment from the plan | $7,911 |
| Charles Schwab & Co., Inc. | Securities brokerage, Direct payment from the plan, Float revenue | $4,187 |