Chicago Capital Management Advisors, Llc
- Regulatory AUM
- $135M
- Discretionary
- $135M
- Clients
- 620
- Avg AUM / client
- $218K
- Accounts
- 618
- Employees
- 20
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 562 | $80.5M | 59.5% |
| High net worth individuals | 54 | $51.9M | 38.4% |
| Corporations and other businesses | 4 | $2.8M | 2.1% |
People (20)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Robert Grady | President | Oct 2002 (24y) | ≈ 6.25% – 25% via Lcm Holdings, Inc. | |
| Daniel Patrick O'halloran | Chief Compliance Officer | Dec 2004 (22y) | 10% – 25% | |
| Robyn Kennedy O'halloran | Shareholder | Apr 2005 (21y) | ≈ 6.25% – 25% via Lcm Holdings, Inc. | |
| Kristopher Charles Kessler | Officer Of Holding Company And Advisory | Oct 2020 (6y) | 10% – 25% | |
| James Leslie Clarren | Registered representative | Sep 2014 (12y) | ||
| Wendell Cory Franklin | Registered representative | Jan 2017 (10y) | ||
| Benjamin R Pfiffner | Registered representative | Jun 2020 (6y) | ||
| David Bernard Levinson | Registered representative | Jul 2020 (6y) | ||
| Scot Barringer | Registered representative | Jul 2020 (6y) | ||
| Justin Matthew Smith | Registered representative | Oct 2020 (6y) | ||
| Earl Cornelius Stevenson | Registered representative | Chartered Financial Consultant | Feb 2022 (4y) | |
| Sheldon Singleton | Registered representative | Sep 2022 (4y) | ||
| Chase Toberman Heiden | Registered representative | Mar 2023 (3y) | ||
| James David Dingle | Registered representative | Jul 2023 (3y) | ||
| Ricki Eugene Hanna | Registered representative | Nov 2023 (3y) | ||
| Robert Raymond Mcisaac | Registered representative | May 2024 (2y) | ||
| Michael Diprimio | Registered representative | Jan 2025 (2y) | ||
| James Bennett Liberman | Registered representative | Jun 2025 (1y) | ||
| Jason Bryce Vanclef | Registered representative | Dec 2025 (1y) | ||
| Gary Allen Clark | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Chicago Capital Investment Group, Inc | Holding Company | Oct 2023 | A | 50% – 75% |
| Lcm Holdings, Inc. | Holding Company | Aug 2019 | A | 25% – 50% |
Estimated effective ownership (look-through of filed bands):
- Michael Robert Grady: 25% – 50% of Lcm Holdings, Inc. × 25% – 50% direct ≈ 6.25% – 25% of the firm
- Robyn Kennedy O'halloran: 25% – 50% of Lcm Holdings, Inc. × 25% – 50% direct ≈ 6.25% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- National Financial Services (Fidelity) $53.0M (39% of AUM) Mar 2026
- Charles Schwab & Co. $45.0M (33% of AUM) Mar 2026
- RBC $14.4M (11% of AUM) Mar 2026
- Folio Investments, Inc. $11.8M (9% of AUM) Mar 2026
- Etc Brokerage Services, Llc $10.7M (8% of AUM) Mar 2026
- Equity Trust Company $8.2M (7% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗