Financial Integrity Advisors, Llc
- Regulatory AUM
- $4.0B
- Discretionary
- $4.0B
- Clients
- 7
- Avg AUM / client
- $566M
- Accounts
- 13
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4 | $1.7M | 0.04% |
| High net worth individuals | 1 | $1.8M | 0.05% |
| Pension and profit sharing plans | 2 | $4.0B | 99.9% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Philip Montier Harris | President/Chief Compliance Officer | May 2003 (23y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/13/2026 | 1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Nationwide Bank $5.3B (39% of AUM) Feb 2024
- BNY Mellon $4.0B (100% of AUM) Mar 2026
- Tiaa $3.4B (25% of AUM) Feb 2024
- Fidelity $874M (6% of AUM) Feb 2024
- Missionsquare Icma $81.6M (1% of AUM) Feb 2024
- Charles Schwab & Co. $30.7M (0% of AUM) Feb 2024
- The Standard $11.8M (0% of AUM) Feb 2024
- National Financial Services (Fidelity) $7.1M (0% of AUM) May 2023
- Principal Bank $240K (0% of AUM) Feb 2024
- Pcs Capital/Matrix Trust Company $63.4K (0% of AUM) Feb 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2026.
View current Form ADV (SEC/IAPD) ↗