Harvest Financial Group, Llc
- Regulatory AUM
- $78.7M
- Discretionary
- $76.2M
- Clients
- 275
- Avg AUM / client
- $286K
- Accounts
- 568
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 261 | $55.1M | 70.1% |
| High net worth individuals | 14 | $23.5M | 29.9% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kyle Thomas Mills | President/Cco/Shareholder | Jul 2006 (20y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.31 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: HARVEST FINANCIAL GROUP LL WAS NAME IN A CIVIL ACTION FILED AGAINST A FORMER INVESTMENT ADVISER REPRESENTATIVE, JAMES MICHAEL JOHNSON. ACTING ALONE AND WITHOUT THE KNOWLEDGE OF HARVEST, MR. JOHNSON INDUCED A CLIENT TO INVEST IN A LOAN PROGRAM THAT HARVEST NEITHER KNEW OF NOR PARTICIPATED IN. THEREAFTER, HARVEST WAS ADDED TO THE CIVIL CASE UNDER A CONTROLING PERSON THEORY. Status: Final Summary: SEE ITEM 7 ABOVE.
Allegations: THE DIVISION ALLEGED THAT FROM NOVEMBER 2015 THROUGH JUNE 2016, AN UNREGISTERED INVESTMENT ADVISER REPRESENTATIVE WAS ASSOCIATED WITH HARVEST FINANCIAL IN VIOLATION OF SECTION 13.1-504 OF THE ACT. THE UNREGISTERED INVESTMENT ADVISER MET WITH HARVEST FINANCIAL CLIENTS AND PROVIDED THEM WITH INVESTMENT ADVISER AND ON OCCASION WAS PAID BY HARVEST FINANCIAL. Status: Final Sanction Detail: SEE ABOVE Summary: SEE RESOLUTION DETAIL IN #12.B.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SELECTION OF OTHER ADVISORS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Fidelity Distributors Company Llc $62.7M (80% of AUM) Mar 2026
- Fidelity Investments Institutional Services Company, Inc. $50.1M (67% of AUM) Nov 2019
- Charles Schwab & Co. $10.1M (13% of AUM) Mar 2026
- Nationwide Securities, Llc $3.9M (5% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗