Ny&A, Llc
- Regulatory AUM
- $101M
- Discretionary
- $0
- Clients
- 205
- Avg AUM / client
- $493K
- Accounts
- 205
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 205 | $101M | 100.0% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nicholas N/A Yrizarry | Managing Member And Chief Compliance Officer | Aug 2011 (15y) | 75% or more | |
| Brian Scott Mandel | Registered representative | Oct 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- SEI Private Trust $63.6M (63% of AUM) Mar 2026
- Corebridge Capital Services, Inc. $21.1M (21% of AUM) Mar 2026
- Jackson National Life Distributors Llc $6.4M (6% of AUM) Mar 2026
- Sammons Financial Network, Llc $3.6M (4% of AUM) Mar 2026
- Transamerica Financial Advisors, Inc $2.8M (3% of AUM) Mar 2026
- Capital Group $1.5M (1% of AUM) Mar 2026
- Nationwide Securities, Llc $1.3M (1% of AUM) Mar 2026
- National Financial Services (Fidelity) $1.2M (1% of AUM) Mar 2026
- Brighthouse Securities, Llc $77.2K (0% of AUM) Mar 2026
- Pershing $26.1K (0% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗