Ridgeview Asset Management Partners, Llc
- Regulatory AUM
- $388M
- Discretionary
- $388M
- Clients
- 135
- Avg AUM / client
- $2.9M
- Accounts
- 137
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 129 | $313M | 80.6% |
| Pooled investment vehicles (non-investment companies) | 6 | $67.6M | 17.4% |
| Charitable organizations | Fewer than 5 clients | $7.7M | 1.99% |
Private funds (6)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $65.1M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Ridgeview Asset Management Opportunity Fund Ii, Lp | Private Equity Fund | Delaware | $19.1M | 29 |
| Ridgeview Asset Management Opportunity Fund, Lp | Private Equity Fund | Delaware | $16.0M | 22 |
| Ridgeview Asset Management Real Estate Fund, Lp | Private Equity Fund | Delaware | $14.2M | 21 |
| Ridgeview Asset Management Private Credit Fund, Lp | Other Private Fund | Delaware | $12.7M | 18 |
| Ridgeview Arwood Spv Lp | Private Equity Fund | Delaware | $1.7M | 6 |
| Ridgeview Dod Spv Lp | Private Equity Fund | Delaware | $1.5M | 7 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael William Robinson | Managing Member & Chief Compliance Officer | Sep 2015 (11y) | 50% – 75% | |
| Watkins, John, Winslow | Executive Chairman | Sep 2015 (11y) | 50% – 75% | |
| Semmer, Ann, Theresa | Chief Operating Officer | Feb 2019 (8y) | Less than 5% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (6, $65.1M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Ridgeview Asset Management Opportunity Fund Ii, Lp | Private Equity Fund | $19.1M | $500K | 29 |
| Ridgeview Asset Management Opportunity Fund, Lp | Private Equity Fund | $16.0M | $500K | 22 |
| Ridgeview Asset Management Real Estate Fund, Lp | Private Equity Fund | $14.2M | $500K | 21 |
| Ridgeview Asset Management Private Credit Fund, Lp | Other Private Fund | $12.7M | $500K | 18 |
| Ridgeview Arwood Spv Lp | Private Equity Fund | $1.7M | $100K | 6 |
| Ridgeview Dod Spv Lp | Private Equity Fund | $1.5M | $100K | 7 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 2.37 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: ON SEPTEMBER 9, 2022, RIDGEVIEW ENTERED INTO AN ORDER BY CONSENT WITH THE SEC WHERE THE SEC ALLEGED RIDGEVIEW FAILED IN 2019 TO TIMELY DISTRIBUTE THE FISCAL YEAR 2018 ANNUAL AUDITED FINANCIAL STATEMENTS FOR THE PARTIAL FIRST YEAR OF OPERATION TO INVESTORS IN CERTAIN PRIVATE FUNDS THAT IT ADVISED. IN ADDITION, THE SEC ALLEGED RIDGEVIEW DID NOT UPDATE ITS FORM ADV WHEN THE AUDITED FINANCIAL STATEMENTS WERE DELIVERED. Status: Final Sanction Detail: FINE PAID ON SEPTEMBER 9, 2022. Summary: THE SETTLEMENT AND SEC ORDER ARE CONCLUDED. THERE ARE NO CONTINUING SANCTIONS IMPOSED, AND NO FURTHER ACTION IS TO BE TAKEN.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $287M (74% of AUM) Mar 2026
- Fidelity Investments Institutional Services Company, Inc. $37.9M (27% of AUM) Oct 2019
- UBS $26.8M (19% of AUM) Oct 2019
- Morgan Stanley $26.2M (7% of AUM) Mar 2026
- Bessemer Trust $6.7M (2% of AUM) Mar 2026
- E*TRADE (Morgan Stanley) $4.7M (2% of AUM) Jun 2024
- Northern Trust $113K (0% of AUM) Sep 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗