Ccm Investment Management, Llc
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 290483
· New Bedford, MA
· WWW.CCM.INVESTMENTS
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ADV data as of Mar 09, 2026
- Regulatory AUM
- $20.5M
- Discretionary
- $20.3M
- Clients
- 106
- Avg AUM / client
- $194K
- Accounts
- 130
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 97 | $15.3M | 74.7% |
| High net worth individuals | 6 | $4.6M | 22.3% |
| Corporations and other businesses | 3 | $613K | 2.99% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Chad Clayton Mello | Registered representative | CFA | Mar 2018 (8y) | |
| Andrew Richard Sylvia | Registered representative | Dec 2019 (7y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/09/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Folio Investments, Inc. $12.7M (62% of AUM) Mar 2026
- Interactive Brokers $3.2M (16% of AUM) Mar 2026
- Nationwide Securities, Llc $2.1M (10% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 09, 2026.
View current Form ADV (SEC/IAPD) ↗