Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15651 | Ebert Capital Management Inc. CRD 155169 | Eureka, CA | Wealth Manager · Small ($100M–$1B) | $116M | 187 | 465 | 3 | 05/11/2026 | ☆ |
| 15652 | Greenskeeper Asset Management Inc. CRD 325725 | Oakville, Ontario | Investment Adviser · Small ($100M–$1B) | $116M | 94 | 179 | 4 | 02/09/2026 | ☆ |
| 15653 | First Light Wealth Advisors, Llc CRD 291214 | Little Falls, NJ | Wealth Manager · Small ($100M–$1B) | $116M | 98 | 231 | 4 | 09/15/2026 | ☆ |
| 15654 | Intellicapital Advisors Llc CRD 316908 | Ponte Vedra, FL | Wealth Manager · Small ($100M–$1B) | $116M | 81 | 200 | 3 | 08/24/2026 | ☆ |
| 15655 | Jaffe Asset Management Llc CRD 108082 | Beverly Hills, CA | Wealth Manager · Small ($100M–$1B) | $116M | 58 | 149 | 2 | 06/02/2026 | ☆ |
| 15656 | N CRD 124462 | Wealth Manager · Small ($100M–$1B) | $116M | 120 | 648 | 3 | 01/07/2025 | ☆ | |
| 15657 | Columbia Benefits, Llc CRD 132261 | Denver, CO | Insurance-Affiliated · Small ($100M–$1B) | $116M | 138 | 130 | 1 | 03/31/2026 | ☆ |
| 15658 | Colburn Wealth Management, Llc CRD 157870 | Grove City, OH | Wealth Manager · Small ($100M–$1B) | $116M | 136 | 463 | 4 | 06/23/2026 | ☆ |
| 15659 | Solyco Wealth Llc CRD 314981 | Birmingham, MI | Wealth Manager · Small ($100M–$1B) | $116M | 158 | 238 | 4 | 09/21/2026 | ☆ |
| 15660 | Salvini, Brooke Alison CRD 138087 | Wealth Manager · Small ($100M–$1B) | $116M | 57 | 57 | 2 | 06/16/2026 | ☆ | |
| 15661 | Santa Fe Advisors Llc CRD 170872 | Santa Fe, NM | Wealth Manager · Small ($100M–$1B) | $116M | 59 | 151 | 5 | 03/27/2026 | ☆ |
| 15662 | N CRD 306301 | Wealth Manager · Small ($100M–$1B) | $116M | 188 | 391 | 4 | 02/12/2025 | ☆ | |
| 15663 | Orchard City Wealth Management, Llc CRD 292274 | Los Gatos, CA | Wealth Manager · Small ($100M–$1B) | $116M | 55 | 254 | 3 | 05/14/2026 | ☆ |
| 15664 | Motilal Oswal Capital Limited CRD 286146 | Prabhadevi, Mumbai | Private Fund Manager · Small ($100M–$1B) | $116M | 1 | 1 | 7 | 06/28/2026 | ☆ |
| 15665 | Serone Capital Management Llc CRD 338114 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $116M | 1 | 1 | 3 | 07/22/2026 | ☆ |
| 15666 | Ryzome Investment Advisors, Llc CRD 170762 | Okemos, MI | Wealth Manager · Small ($100M–$1B) | $116M | 673 | 675 | 2 | 06/07/2026 | ☆ |
| 15667 | Sacajawea & Company, Llc CRD 109604 | Investment Adviser · Small ($100M–$1B) | $116M | 20 | 20 | 1 | 03/30/2026 | ☆ | |
| 15668 | Mpm Advisors Group Llc CRD 335595 | Liverpool, NY | Wealth Manager · Small ($100M–$1B) | $116M | 177 | 179 | 3 | 01/20/2026 | ☆ |
| 15669 | Npm Consulting, Llc CRD 163237 | Wealth Manager · Small ($100M–$1B) | $116M | 16 | 57 | 1 | 03/30/2026 | ☆ | |
| 15670 | Pathway Wealth Management, Llc CRD 283774 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $116M | 25 | 96 | 1 | 05/07/2026 | ☆ |
| 15671 | Private Counsel Group, Ltd. CRD 300083 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $116M | 63 | 153 | 2 | 02/25/2026 | ☆ |
| 15672 | Knecht Capital Management, Llc CRD 319100 | Insurance-Affiliated · Small ($100M–$1B) | $116M | 103 | 287 | 1 | 09/22/2026 | ☆ | |
| 15673 | Benson Wealth Management, Inc. CRD 318898 | Wealth Manager · Small ($100M–$1B) | $116M | 215 | 281 | 2 | 05/07/2026 | ☆ | |
| 15674 | Gef Management Corporation CRD 107208 | Bethesda, MD | Private Fund Manager · Small ($100M–$1B) | $116M | 7 | 7 | 3 | 03/30/2026 | ☆ |
| 15675 | Modern Financial Planning, Llc CRD 297193 | Georgetown, TX | Wealth Manager · Small ($100M–$1B) | $116M | 72 | 305 | 2 | 03/16/2026 | ☆ |
| 15676 | Finhabits Advisors, Llc CRD 210522 | New York, NY | Wealth Manager · Small ($100M–$1B) | $116M | 29,460 | 33,945 | 11 | 03/26/2026 | ☆ |
| 15677 | Capital Wealth, Llc CRD 289574 | Lehi, UT | Wealth Manager · Small ($100M–$1B) | $116M | 290 | 636 | 7 | 09/11/2026 | ☆ |
| 15678 | Bay Pointe Wealth, Llc CRD 340986 | New Baltimore, MI | Wealth Manager · Small ($100M–$1B) | $116M | 122 | 276 | 3 | 09/03/2026 | ☆ |
| 15679 | Paragon Asset Management Inc. CRD 107863 | Orinda, CA | Wealth Manager · Small ($100M–$1B) | $116M | 60 | 60 | 2 | 09/29/2026 | ☆ |
| 15680 | The Ujano Advisory Group Llc CRD 288141 | Wealth Manager · Small ($100M–$1B) | $116M | 34 | 117 | 1 | 03/25/2026 | ☆ | |
| 15681 | Portfolio Advisory Group, Inc. CRD 116011 | Alexandria, VA | Wealth Manager · Small ($100M–$1B) | $116M | 71 | 180 | 2 | 03/27/2026 | ☆ |
| 15682 | Inukshuk Capital Management Inc. CRD 333697 | Toronto, Ontario | Wealth Manager · Small ($100M–$1B) | $116M | 69 | 182 | 3 | 03/03/2026 | ☆ |
| 15683 | First Georgetown Securities, Inc. CRD 5871 | Alexandria, VA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $116M | 123 | 123 | 4 | 08/12/2026 | ☆ |
| 15684 | Mccormack Financial Planning Inc. CRD 136857 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $116M | 132 | 549 | 3 | 02/05/2026 | ☆ |
| 15685 | Rees Wealth Management, Llc CRD 335458 | Sarasota, FL | Wealth Manager · Small ($100M–$1B) | $116M | 105 | 315 | 2 | 09/24/2026 | ☆ |
| 15686 | Zama Capital Advisors Lp CRD 291251 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $116M | 2 | 2 | 1 | 03/11/2026 | ☆ |
| 15687 | Alpine Wealth Advisors, Llc CRD 105433 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $116M | 58 | 240 | 1 | 03/27/2026 | ☆ |
| 15688 | Third Gear Capital Management Lp CRD 327316 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $116M | 4 | 4 | 3 | 06/11/2026 | ☆ |
| 15689 | Investlinc Wealth Services, Llc CRD 332607 | Brea, CA | Wealth Manager · Small ($100M–$1B) | $116M | 153 | 636 | 3 | 08/10/2026 | ☆ |
| 15690 | Western Growers Financial Services, Inc. CRD 115115 | Irvine, CA | Insurance-Affiliated · Small ($100M–$1B) | $116M | 281 | 281 | 4 | 01/22/2026 | ☆ |
| 15691 | Risk Paradigm Group, Llc CRD 155870 | Burlington, MA | Investment Adviser · Small ($100M–$1B) | $116M | 3 | 488 | 7 | 03/31/2026 | ☆ |
| 15692 | Professional Financial Management, Inc. CRD 154016 | Appleton, WI | Wealth Manager · Small ($100M–$1B) | $116M | 164 | 659 | 5 | 03/18/2026 | ☆ |
| 15693 | New Vernon Investment Management Llc CRD 160247 | Highland Park, IL | Private Fund Manager · Small ($100M–$1B) | $116M | 13 | 11 | 8 | 04/27/2026 | ☆ |
| 15694 | Palante Wealth Advisors, Llc CRD 175298 | Pennington, NJ | Insurance-Affiliated · Small ($100M–$1B) | $116M | 102 | 335 | 5 | 06/08/2026 | ☆ |
| 15695 | Kb Financial Advisors Llc CRD 134374 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $115M | 136 | 386 | 4 | 02/23/2026 | ☆ |
| 15696 | Beyond Your Hammock Llc CRD 168738 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $115M | 161 | 369 | 3 | 06/24/2026 | ☆ |
| 15697 | Zenith Advisory Group, Llc CRD 321689 | The Villages, FL | Wealth Manager · Small ($100M–$1B) | $115M | 186 | 706 | 4 | 02/18/2026 | ☆ |
| 15698 | Heyman Wealth Management, Llc CRD 154971 | Encino, CA | Wealth Manager · Small ($100M–$1B) | $115M | 96 | 241 | 2 | 09/10/2026 | ☆ |
| 15699 | 1818 Private Client Group, Llc CRD 304110 | Aventura, FL | Wealth Manager · Small ($100M–$1B) | $115M | 22 | 59 | 3 | 01/30/2026 | ☆ |
| 15700 | Wealth Compass Financial, Inc. CRD 290139 | Carlsbad, CA | Wealth Manager · Small ($100M–$1B) | $115M | 251 | 568 | 2 | 04/27/2026 | ☆ |