Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15701 | Ridgeline Productions Llc CRD 315118 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $115M | 4 | 4 | 4 | 03/31/2026 | ☆ |
| 15702 | Kutz And Company Inc. CRD 124722 | Great Neck, NY | Wealth Manager · Small ($100M–$1B) | $115M | 66 | 132 | 2 | 03/04/2026 | ☆ |
| 15703 | Pariax, Llc CRD 301474 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $115M | 32 | 118 | 3 | 03/11/2026 | ☆ |
| 15704 | Leach, Bickmore & Weiss Wealth Management, Llc CRD 281302 | Madison, WI | Insurance-Affiliated · Small ($100M–$1B) | $115M | 292 | 608 | 6 | 07/24/2026 | ☆ |
| 15705 | Passport Wealth Management Llc CRD 297449 | Cornelius, NC | Wealth Manager · Small ($100M–$1B) | $115M | 77 | 409 | 3 | 09/23/2026 | ☆ |
| 15706 | N CRD 139649 | Wealth Manager · Small ($100M–$1B) | $115M | 123 | 518 | 2 | 04/02/2025 | ☆ | |
| 15707 | Rjj Pasadena Securities, Inc. CRD 8425 | Henderson, NV | Wealth Manager · Small ($100M–$1B) | $115M | 170 | 276 | 2 | 09/29/2026 | ☆ |
| 15708 | Wealth Management Advisors Ria, Inc. CRD 309694 | Windsor, CO | Wealth Manager · Small ($100M–$1B) | $115M | 151 | 151 | 3 | 08/04/2026 | ☆ |
| 15709 | Revolution Partners, Llc CRD 170310 | Wealth Manager · Small ($100M–$1B) | $115M | 80 | 624 | 6 | 03/25/2026 | ☆ | |
| 15710 | Uyana Partners Llc CRD 300280 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $115M | 74 | 133 | 8 | 04/24/2026 | ☆ |
| 15711 | Natwealth Management (Usa) Inc CRD 310098 | Montreal | Wealth Manager · Small ($100M–$1B) | $115M | 140 | 130 | 129 | 09/29/2026 | ☆ |
| 15712 | Strategic Foresight Investments Llc CRD 164744 | Wilmington, DE | Wealth Manager · Small ($100M–$1B) | $115M | 87 | 286 | 2 | 08/27/2026 | ☆ |
| 15713 | Lightedway Advisory Services, Inc. CRD 312712 | Harrison, NY | Wealth Manager · Small ($100M–$1B) | $115M | 269 | 269 | 1 | 02/03/2026 | ☆ |
| 15714 | Fortify Wealth, Inc. CRD 297433 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $115M | 79 | 227 | 3 | 07/03/2026 | ☆ |
| 15715 | Rosenthal | Henry Capital Advisors, Inc. CRD 158537 | Mishawaka, IN | Private Fund Manager · Small ($100M–$1B) | $115M | 3 | 3 | 3 | 03/03/2026 | ☆ |
| 15716 | Gritstone Asset Management Llc CRD 298500 | Bethesda, MD | Endowment & Foundation Advisor · Small ($100M–$1B) | $115M | 1 | 38 | 4 | 03/19/2026 | ☆ |
| 15717 | Five Speed Financial Planning Llc CRD 339660 | Tucson, AZ | Insurance-Affiliated · Small ($100M–$1B) | $115M | 353 | 493 | 4 | 08/28/2026 | ☆ |
| 15718 | N CRD 133580 | Wealth Manager · Small ($100M–$1B) | $115M | 38 | 51 | 3 | 03/21/2025 | ☆ | |
| 15719 | Capstone Wealth Partners, Ltd. CRD 152524 | Dublin, OH | Wealth Manager · Small ($100M–$1B) | $115M | 157 | 577 | 4 | 06/15/2026 | ☆ |
| 15720 | Metis Wealth Management & Planning Llc CRD 305086 | Bluffton, SC | Wealth Manager · Small ($100M–$1B) | $115M | 465 | 228 | 2 | 01/24/2026 | ☆ |
| 15721 | Futura Asset Advisors Llc CRD 136285 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $115M | 17 | 17 | 1 | 04/29/2026 | ☆ |
| 15722 | Green Ocean Global Advisors Llc CRD 321145 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $115M | 147 | 147 | 5 | 08/31/2026 | ☆ |
| 15723 | South Bay Financial Partners Group, Inc. CRD 175015 | Torrance, CA | Wealth Manager · Small ($100M–$1B) | $115M | 50 | 145 | 5 | 07/17/2026 | ☆ |
| 15724 | Northwest Administrators Inc CRD 106544 | Seattle, WA | Institutional / Pension Advisor · Small ($100M–$1B) | $115M | 6 | 6 | 380 | 03/19/2026 | ☆ |
| 15725 | Copia Investment Management, Llc CRD 327954 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $115M | 1 | 1 | 7 | 03/23/2026 | ☆ |
| 15726 | Hatteras Investment Partners, Lp CRD 170628 | Raleigh, NC | Investment Adviser · Small ($100M–$1B) | $115M | 7 | 7 | 9 | 09/09/2026 | ☆ |
| 15727 | Pope Asset Management, Llc CRD 113584 | Memphis, TN | Insurance-Affiliated · Small ($100M–$1B) | $115M | 59 | 59 | 3 | 03/27/2026 | ☆ |
| 15728 | Branzan Investment Advisors, Inc. CRD 120783 | Littleton, CO | Private Fund Manager · Small ($100M–$1B) | $115M | 3 | 5 | 6 | 07/16/2026 | ☆ |
| 15729 | N CRD 338725 | Private Fund Manager · Small ($100M–$1B) | $115M | 1 | 1 | 9 | 10/15/2025 | ☆ | |
| 15730 | Highbar Management, Llc CRD 166244 | Menlo Park, CA | Private Fund Manager · Small ($100M–$1B) | $115M | 3 | 3 | 2 | 03/31/2026 | ☆ |
| 15731 | Ajax Capital Llc CRD 298032 | Institutional / Pension Advisor · Small ($100M–$1B) | $115M | 5 | 14 | 1 | 04/13/2026 | ☆ | |
| 15732 | Alpine Hill Advisors Llc CRD 325412 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $115M | 56 | 172 | 4 | 03/23/2026 | ☆ |
| 15733 | N CRD 300709 | Investment Adviser · Small ($100M–$1B) | $115M | 48 | 48 | 4 | 02/13/2025 | ☆ | |
| 15734 | Palladiem Llc CRD 158989 | Bryn Mawr, PA | Endowment & Foundation Advisor · Small ($100M–$1B) | $115M | 41 | 41 | 10 | 03/18/2026 | ☆ |
| 15735 | Regal Bay Investment Group, Llc CRD 121829 | Milwaukee, WI | Wealth Manager · Small ($100M–$1B) | $115M | 262 | 216 | 1 | 09/22/2026 | ☆ |
| 15736 | 1102 Partners, Llc CRD 313536 | Wealth Manager · Small ($100M–$1B) | $114M | 21 | 69 | 2 | 09/18/2026 | ☆ | |
| 15737 | Engleson & Associates, Inc. CRD 126349 | Rochester, NY | Wealth Manager · Small ($100M–$1B) | $114M | 362 | 627 | 4 | 03/31/2026 | ☆ |
| 15738 | Endeavor Advisors Llc CRD 309563 | Phoenix, AZ | Insurance-Affiliated · Small ($100M–$1B) | $114M | 426 | 426 | 4 | 08/24/2026 | ☆ |
| 15739 | Benedetti Financial, Inc. CRD 134598 | Santa Maria, CA | Investment Adviser · Small ($100M–$1B) | $114M | 600 | 1,065 | 2 | 03/24/2026 | ☆ |
| 15740 | Abri Llc CRD 314832 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $114M | 271 | 991 | 8 | 08/28/2026 | ☆ |
| 15741 | Queen City Capital Management, Llc CRD 162785 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $114M | 173 | 247 | 2 | 03/16/2026 | ☆ |
| 15742 | N CRD 327988 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $114M | 1 | 1 | 45 | 03/07/2025 | ☆ | |
| 15743 | Potomac Asset Management Co Inc CRD 105730 | Frederick, MD | Investment Adviser · Small ($100M–$1B) | $114M | 16 | 6 | 09/29/2017 | ☆ | |
| 15744 | Deeter Advisory Group, Llc CRD 153818 | Terrace Park, OH | Insurance-Affiliated · Small ($100M–$1B) | $114M | 113 | 375 | 1 | 06/02/2025 | ☆ |
| 15745 | Sera Capital Management Limited Liability Company CRD 120896 | Annapolis, MD | Wealth Manager · Small ($100M–$1B) | $114M | 74 | 106 | 5 | 06/24/2026 | ☆ |
| 15746 | Dardanelles Capital Lp CRD 323067 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $114M | 1 | 1 | 3 | 08/13/2026 | ☆ |
| 15747 | Goodstein Wealth Management Llc CRD 282910 | Encino, CA | Wealth Manager · Small ($100M–$1B) | $114M | 101 | 275 | 2 | 03/16/2026 | ☆ |
| 15748 | Ryan Poage & Co., Llc CRD 157432 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $114M | 192 | 678 | 3 | 06/16/2026 | ☆ |
| 15749 | N CRD 170709 | Wealth Manager · Small ($100M–$1B) | $114M | 55 | 103 | 1 | 02/21/2025 | ☆ | |
| 15750 | Richard G. Slater CRD 112239 | Wealth Manager · Small ($100M–$1B) | $114M | 48 | 210 | 1 | 06/30/2026 | ☆ |