Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15701 | Cw Securities, Llc CRD 124496 | Knoxville, TN | Insurance-Affiliated · Small ($100M–$1B) | $113M | 145 | 145 | 3 | 06/03/2026 | ☆ |
| 15702 | Expand Financial Group, Llc CRD 293160 | Insurance-Affiliated · Small ($100M–$1B) | $113M | 320 | 745 | 11 | 05/01/2026 | ☆ | |
| 15703 | Blue Jay Financial Group, Llc CRD 296467 | Defiance, OH | Wealth Manager · Small ($100M–$1B) | $113M | 303 | 676 | 9 | 06/02/2026 | ☆ |
| 15704 | Hfg Advisors, Inc. CRD 316446 | Kennewick, WA | Wealth Manager · Small ($100M–$1B) | $113M | 133 | 362 | 7 | 03/16/2026 | ☆ |
| 15705 | Financial Design Group, Llc CRD 316103 | Lavista, NE | Wealth Manager · Small ($100M–$1B) | $113M | 210 | 527 | 3 | 01/06/2026 | ☆ |
| 15706 | Compass Private Wealth Group Llc CRD 316785 | Short Hills, NJ | Wealth Manager · Small ($100M–$1B) | $113M | 80 | 259 | 3 | 06/11/2026 | ☆ |
| 15707 | Capital South Wealth Management, Llc CRD 304838 | Baton Rouge, LA | Wealth Manager · Small ($100M–$1B) | $113M | 129 | 368 | 4 | 07/29/2026 | ☆ |
| 15708 | 56 Capital Partners, Ltd CRD 290938 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $113M | 262 | 546 | 3 | 06/12/2026 | ☆ |
| 15709 | N CRD 283060 | Investment Adviser · Small ($100M–$1B) | $113M | 19 | 43 | 3 | 03/20/2025 | ☆ | |
| 15710 | Modernist Financial, Llc CRD 217511 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $113M | 48 | 264 | 5 | 07/28/2026 | ☆ |
| 15711 | Sparrow Capital Management Inc CRD 106616 | St. Louis, MO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $113M | 58 | 61 | 2 | 03/18/2026 | ☆ |
| 15712 | Hulsey Capital Management, Inc. CRD 116183 | Heber Springs, AR | Wealth Manager · Small ($100M–$1B) | $113M | 83 | 240 | 1 | 03/16/2026 | ☆ |
| 15713 | Wealth Builders, Inc. CRD 116987 | Wealth Manager · Small ($100M–$1B) | $113M | 87 | 275 | 1 | 03/13/2026 | ☆ | |
| 15714 | N CRD 168297 | Investment Adviser · Small ($100M–$1B) | $113M | 1 | 2 | 01/10/2025 | ☆ | ||
| 15715 | Veltria Advisors Corp. CRD 189514 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $113M | 17 | 17 | 6 | 03/30/2026 | ☆ |
| 15716 | Mk3 Wealth Llc CRD 305760 | Cherry Hill, NJ | Insurance-Affiliated · Small ($100M–$1B) | $113M | 85 | 223 | 3 | 07/06/2026 | ☆ |
| 15717 | Chappelwood Financial Services Corp. CRD 134318 | Edmond, OK | Insurance-Affiliated · Small ($100M–$1B) | $113M | 166 | 372 | 3 | 04/07/2026 | ☆ |
| 15718 | Bernard & Johnson, Llc CRD 283871 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $113M | 89 | 216 | 2 | 07/02/2026 | ☆ |
| 15719 | Eagle Financial Advisors, Llc CRD 167696 | Frisco, TX | Wealth Manager · Small ($100M–$1B) | $113M | 329 | 421 | 9 | 08/13/2026 | ☆ |
| 15720 | Levit, Dana Jean CRD 133856 | Newton, MA | Wealth Manager · Small ($100M–$1B) | $113M | 36 | 319 | 1 | 01/13/2026 | ☆ |
| 15721 | Oxford Planning Group, Llc CRD 286017 | Woodstock, MD | Wealth Manager · Small ($100M–$1B) | $113M | 93 | 98 | 3 | 07/08/2026 | ☆ |
| 15722 | Premier Investment Advisors, Inc. CRD 121028 | Beachwood, OH | Insurance-Affiliated · Small ($100M–$1B) | $113M | 214 | 306 | 4 | 08/04/2026 | ☆ |
| 15723 | Delgado Wealth Management, Llc CRD 305721 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $113M | 115 | 282 | 3 | 06/30/2026 | ☆ |
| 15724 | Kintra Investments, Llc CRD 328478 | Marysville, OH | Mutual Fund / Asset Manager · Small ($100M–$1B) | $113M | 1 | 1 | 3 | 07/20/2026 | ☆ |
| 15725 | Municipal Asset Management Inc CRD 108320 | Rye Brook, NY | Wealth Manager · Small ($100M–$1B) | $113M | 21 | 25 | 3 | 03/30/2026 | ☆ |
| 15726 | Infinite Giving Advisory Services, Inc. CRD 315935 | Atlanta, GA | Endowment & Foundation Advisor · Small ($100M–$1B) | $113M | 211 | 364 | 10 | 05/29/2026 | ☆ |
| 15727 | Mosaic Fi Llc CRD 169670 | Lincolnshire, IL | Wealth Manager · Small ($100M–$1B) | $113M | 253 | 253 | 5 | 04/22/2026 | ☆ |
| 15728 | Fra Wealth Management Llc CRD 284020 | O'fallon, IL | Wealth Manager · Small ($100M–$1B) | $113M | 910 | 951 | 2 | 07/09/2026 | ☆ |
| 15729 | Alpha Planning And Financial Services, Inc. CRD 130842 | Solon, OH | Wealth Manager · Small ($100M–$1B) | $113M | 222 | 578 | 5 | 06/11/2026 | ☆ |
| 15730 | Altitude Wealth Management, Llc CRD 288529 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $113M | 505 | 505 | 1 | 07/29/2026 | ☆ |
| 15731 | Coburn Barrett, Llc CRD 166464 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $113M | 1 | 1 | 4 | 02/25/2026 | ☆ |
| 15732 | 33 Capital Management Llc CRD 326780 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $113M | 7 | 9 | 11 | 07/31/2026 | ☆ |
| 15733 | Gassman Financial Llc CRD 317204 | Salem, NH | Wealth Manager · Small ($100M–$1B) | $113M | 307 | 408 | 2 | 07/10/2026 | ☆ |
| 15734 | Genesis Investment Advisors, Llc CRD 310878 | Ooltewah, TN | Wealth Manager · Small ($100M–$1B) | $113M | 273 | 748 | 4 | 03/19/2026 | ☆ |
| 15735 | Soaring Investment Management, Llc CRD 305273 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $113M | 172 | 464 | 5 | 03/31/2026 | ☆ |
| 15736 | Jason W. Qualls CRD 159192 | Murfreesboro, TN | Wealth Manager · Small ($100M–$1B) | $113M | 134 | 649 | 1 | 07/14/2026 | ☆ |
| 15737 | Evergreen Wealth Advisors CRD 326535 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $112M | 156 | 357 | 18 | 03/26/2026 | ☆ |
| 15738 | Cogent Independent Advisors, Inc. CRD 161659 | Wealth Manager · Small ($100M–$1B) | $112M | 238 | 447 | 6 | 04/14/2026 | ☆ | |
| 15739 | Ontrack Wealth Management, Llc CRD 311374 | Canton, MI | Wealth Manager · Small ($100M–$1B) | $112M | 76 | 401 | 2 | 05/15/2026 | ☆ |
| 15740 | Aria Wealth Partners, Llc CRD 334270 | Charlottesville, VA | Wealth Manager · Small ($100M–$1B) | $112M | 89 | 314 | 3 | 03/06/2026 | ☆ |
| 15741 | Snyder Asset Management, Llc CRD 290450 | Hunt Valley, MD | Wealth Manager · Small ($100M–$1B) | $112M | 80 | 263 | 1 | 07/31/2026 | ☆ |
| 15742 | San Francisco Wealth Planning Llc CRD 296438 | Wealth Manager · Small ($100M–$1B) | $112M | 44 | 178 | 2 | 06/30/2026 | ☆ | |
| 15743 | Pillar6 Advisors, Llc CRD 154097 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $112M | 127 | 138 | 2 | 03/31/2026 | ☆ |
| 15744 | Kdm Wealth Management Inc. CRD 152002 | Geneva, IL | Wealth Manager · Small ($100M–$1B) | $112M | 149 | 538 | 6 | 04/30/2026 | ☆ |
| 15745 | Superior Financial, Llc CRD 148326 | Rochester, MN | Wealth Manager · Small ($100M–$1B) | $112M | 120 | 385 | 1 | 04/24/2026 | ☆ |
| 15746 | Inkwell Capital Llc CRD 155907 | Wealth Manager · Small ($100M–$1B) | $112M | 49 | 127 | 2 | 03/30/2026 | ☆ | |
| 15747 | O'connor Capital Advisory, Llc CRD 152687 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $112M | 38 | 120 | 1 | 07/02/2026 | ☆ |
| 15748 | Engage Wealth Advisors, Llc CRD 289996 | Overland Park, KS | Institutional / Pension Advisor · Small ($100M–$1B) | $112M | 281 | 527 | 5 | 07/01/2026 | ☆ |
| 15749 | Retirement Capital Planners, Llc CRD 298369 | Insurance-Affiliated · Small ($100M–$1B) | $112M | 179 | 426 | 4 | 08/03/2026 | ☆ | |
| 15750 | Aragon Capital, Llc CRD 337597 | Homewood, AL | Wealth Manager · Small ($100M–$1B) | $112M | 186 | 186 | 3 | 08/06/2026 | ☆ |