Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15751 | Paladin Realty Partners, Llc CRD 158258 | Private Fund Manager · Small ($100M–$1B) | $112M | 8 | 8 | 30 | 03/30/2026 | ☆ | |
| 15752 | Yahara Wealth Management Llc CRD 168325 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $112M | 63 | 283 | 2 | 03/13/2026 | ☆ |
| 15753 | Wealthlynk, Inc. CRD 327527 | Fallbrook, CA | Wealth Manager · Small ($100M–$1B) | $112M | 178 | 178 | 1 | 08/07/2026 | ☆ |
| 15754 | Leeb Capital Management, Inc. CRD 104793 | New York, NY | Wealth Manager · Small ($100M–$1B) | $112M | 60 | 98 | 8 | 05/28/2026 | ☆ |
| 15755 | Rightoak Asset Management, Llc CRD 337832 | Wealth Manager · Small ($100M–$1B) | $112M | 742 | 1,026 | 7 | 06/18/2026 | ☆ | |
| 15756 | Ballast Equity Partners Management Company, Llc CRD 330189 | Providence, RI | Private Fund Manager · Small ($100M–$1B) | $112M | 3 | 3 | 5 | 05/14/2026 | ☆ |
| 15757 | Strong Investment Management, Llc CRD 289309 | Canton, OH | Wealth Manager · Small ($100M–$1B) | $112M | 404 | 638 | 3 | 08/06/2026 | ☆ |
| 15758 | Capitol Wealth Management, Inc. CRD 114994 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $112M | 30 | 93 | 2 | 08/07/2026 | ☆ |
| 15759 | Underdog Wealth Management, Llc CRD 152998 | Maple Grove, MN | Insurance-Affiliated · Small ($100M–$1B) | $112M | 408 | 892 | 2 | 06/30/2026 | ☆ |
| 15760 | Compass Retirement Group Llc CRD 282420 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $112M | 766 | 939 | 9 | 07/15/2026 | ☆ |
| 15761 | N CRD 152697 | Wealth Manager · Small ($100M–$1B) | $112M | 123 | 293 | 1 | 06/11/2025 | ☆ | |
| 15762 | Caleo Capital N.A. Llc CRD 308542 | Ponte Vedra, FL | Insurance-Affiliated · Small ($100M–$1B) | $112M | 119 | 235 | 5 | 04/07/2026 | ☆ |
| 15763 | Orchard Capital Management, Llc CRD 269957 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $112M | 1 | 32 | 5 | 03/02/2026 | ☆ |
| 15764 | Primm & Co Inc CRD 105891 | Wealth Manager · Small ($100M–$1B) | $112M | 13 | 20 | 2 | 01/20/2026 | ☆ | |
| 15765 | Sullivan Investment Management Llc CRD 289217 | Wisconsin Rapids, WI | Wealth Manager · Small ($100M–$1B) | $112M | 151 | 141 | 1 | 03/24/2026 | ☆ |
| 15766 | Tam Capital Management Inc CRD 155271 | Wealth Manager · Small ($100M–$1B) | $112M | 23 | 27 | 1 | 04/07/2026 | ☆ | |
| 15767 | Symphony Wealth Management, Llc. CRD 283794 | Multi-Family Office · Small ($100M–$1B) | $112M | 6 | 7 | 3 | 04/01/2026 | ☆ | |
| 15768 | Setarcos Wealth Advisors Llc CRD 157930 | Philadelphia, PA | Wealth Manager · Small ($100M–$1B) | $112M | 54 | 229 | 3 | 05/18/2026 | ☆ |
| 15769 | People Make The Difference, Inc. CRD 159443 | Hoover, AL | Insurance-Affiliated · Small ($100M–$1B) | $112M | 147 | 254 | 7 | 03/31/2026 | ☆ |
| 15770 | Powers Investment Advisory Corporation CRD 110401 | Wealth Manager · Small ($100M–$1B) | $112M | 101 | 193 | 2 | 01/06/2026 | ☆ | |
| 15771 | Wealthfront Strategies Llc CRD 289148 | Palo Alto, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $112M | 1 | 1 | 21 | 05/01/2026 | ☆ |
| 15772 | Valley Wealth Management Llc CRD 327845 | Oshkosh, WI | Wealth Manager · Small ($100M–$1B) | $112M | 347 | 513 | 3 | 04/30/2026 | ☆ |
| 15773 | Precedent Asset Management, Llc CRD 169100 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $111M | 74 | 278 | 3 | 04/14/2026 | ☆ |
| 15774 | Dw Investment Solutions, Inc. CRD 150471 | Wealth Manager · Small ($100M–$1B) | $111M | 159 | 113 | 3 | 06/18/2026 | ☆ | |
| 15775 | Legacy Investment Strategies, Llc CRD 117423 | Metairie, LA | Insurance-Affiliated · Small ($100M–$1B) | $111M | 168 | 391 | 8 | 03/10/2026 | ☆ |
| 15776 | Global Opportune Investments Llc CRD 319494 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $111M | 59 | 140 | 3 | 04/02/2026 | ☆ |
| 15777 | Financial Mountain Inc CRD 108489 | Boulder, CO | Wealth Manager · Small ($100M–$1B) | $111M | 127 | 449 | 2 | 12/22/2025 | ☆ |
| 15778 | Milne Financial Planning, Inc. CRD 116346 | Saint Johnsbury, VT | Wealth Manager · Small ($100M–$1B) | $111M | 119 | 376 | 3 | 07/13/2026 | ☆ |
| 15779 | The Quick Group Llc CRD 334472 | New York, NY | Wealth Manager · Small ($100M–$1B) | $111M | 37 | 84 | 3 | 02/17/2026 | ☆ |
| 15780 | Belleair Wealth Management, Llc CRD 131666 | Belleair Bluffs, FL | Wealth Manager · Small ($100M–$1B) | $111M | 150 | 384 | 6 | 03/18/2026 | ☆ |
| 15781 | Fully Financial, Llc CRD 326015 | Athens, GA | Wealth Manager · Small ($100M–$1B) | $111M | 127 | 561 | 3 | 07/02/2026 | ☆ |
| 15782 | Spirit West Advisors, Llc CRD 285314 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $111M | 566 | 566 | 1 | 06/11/2026 | ☆ |
| 15783 | Integrity Wealth Management, Llc CRD 130422 | Wealth Manager · Small ($100M–$1B) | $111M | 100 | 356 | 3 | 06/05/2026 | ☆ | |
| 15784 | Bondurant Investment Advisory, Llc CRD 297290 | Evanston, IL | Wealth Manager · Small ($100M–$1B) | $111M | 54 | 137 | 3 | 01/23/2026 | ☆ |
| 15785 | Harbor Light Planning, Llc CRD 129022 | Wealth Manager · Small ($100M–$1B) | $111M | 72 | 314 | 1 | 05/01/2026 | ☆ | |
| 15786 | Golden Years Advisory, Llc CRD 151640 | Duluth, GA | Wealth Manager · Small ($100M–$1B) | $111M | 97 | 532 | 2 | 02/17/2026 | ☆ |
| 15787 | Gallacher Capital Llc CRD 339154 | Lone Tree, CO | Insurance-Affiliated · Small ($100M–$1B) | $111M | 15 | 79 | 12 | 07/08/2026 | ☆ |
| 15788 | Swad Wealth Management, Llc CRD 319218 | Santa Rosa, CA | Wealth Manager · Small ($100M–$1B) | $111M | 48 | 192 | 2 | 07/08/2026 | ☆ |
| 15789 | Tegesta Capital, Llc CRD 156086 | Jupiter, FL | Wealth Manager · Small ($100M–$1B) | $111M | 61 | 61 | 1 | 03/19/2026 | ☆ |
| 15790 | Kroeger Financial Partners CRD 175113 | Grass Valley, CA | Wealth Manager · Small ($100M–$1B) | $111M | 101 | 344 | 2 | 08/03/2026 | ☆ |
| 15791 | Levenson Wealth Llc CRD 288726 | Wealth Manager · Small ($100M–$1B) | $111M | 27 | 120 | 2 | 03/18/2026 | ☆ | |
| 15792 | Summit Planning Group, Inc. CRD 125994 | E. Syracuse, NY | Insurance-Affiliated · Small ($100M–$1B) | $111M | 212 | 459 | 4 | 03/30/2026 | ☆ |
| 15793 | Dumont Global Lp CRD 305883 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $111M | 1 | 1 | 0 | 03/26/2026 | ☆ |
| 15794 | Mcmillen & Company, Inc. CRD 140876 | Wealth Manager · Small ($100M–$1B) | $111M | 32 | 200 | 1 | 08/13/2026 | ☆ | |
| 15795 | Koehler Asset Management, Llc CRD 340322 | Babylon, NY | Wealth Manager · Small ($100M–$1B) | $111M | 191 | 191 | 3 | 07/28/2026 | ☆ |
| 15796 | Seacrest Investment Management, Llc CRD 143670 | Purchase, NY | Investment Adviser · Small ($100M–$1B) | $111M | 15 | 70 | 3 | 02/13/2026 | ☆ |
| 15797 | Katz Family Financial Advisors, Llc CRD 133600 | Alexandria, VA | Wealth Manager · Small ($100M–$1B) | $111M | 133 | 333 | 2 | 03/26/2026 | ☆ |
| 15798 | Equinox Financial Advisors, Inc. CRD 312716 | Manchester Center, VT | Wealth Manager · Small ($100M–$1B) | $111M | 312 | 595 | 2 | 08/07/2026 | ☆ |
| 15799 | Kaltbaum Capital Management, Llc CRD 123991 | Wealth Manager · Small ($100M–$1B) | $111M | 227 | 227 | 2 | 03/27/2026 | ☆ | |
| 15800 | Fox Financial Services, Inc. CRD 112506 | White Plains, NY | Wealth Manager · Small ($100M–$1B) | $111M | 84 | 271 | 1 | 02/26/2026 | ☆ |