Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15801 | Apricity Financial, Llc CRD 330201 | Wealth Manager · Small ($100M–$1B) | $111M | 78 | 182 | 6 | 07/27/2026 | ☆ | |
| 15802 | Pacific Excel Wealth Advisors, Inc. CRD 172356 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $111M | 115 | 115 | 3 | 05/27/2026 | ☆ |
| 15803 | Better Financial Services, Llc CRD 329520 | Federal Way, WA | Wealth Manager · Small ($100M–$1B) | $111M | 82 | 170 | 2 | 08/10/2026 | ☆ |
| 15804 | Advanced Wealth Management, Llc CRD 284438 | Sarasota, FL | Insurance-Affiliated · Small ($100M–$1B) | $111M | 168 | 520 | 4 | 07/13/2026 | ☆ |
| 15805 | Scotia Partners, Llc CRD 140568 | Investment Adviser · Small ($100M–$1B) | $111M | 2 | 3 | 07/29/2026 | ☆ | ||
| 15806 | Tengram Capital Partners L.P. CRD 166930 | Westport, CT | Private Fund Manager · Small ($100M–$1B) | $111M | 2 | 2 | 7 | 03/30/2026 | ☆ |
| 15807 | C.L. Sheldon & Company, Llc CRD 152582 | Wealth Manager · Small ($100M–$1B) | $111M | 138 | 138 | 10 | 06/18/2026 | ☆ | |
| 15808 | Klopp Investment Management Llc CRD 106145 | Cleveland, OH | Wealth Manager · Small ($100M–$1B) | $111M | 120 | 174 | 2 | 03/25/2026 | ☆ |
| 15809 | Prospero Wealth, Llc CRD 289966 | Wealth Manager · Small ($100M–$1B) | $111M | 87 | 304 | 8 | 07/22/2026 | ☆ | |
| 15810 | Compass Investment Advisers, Llc CRD 131933 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $111M | 72 | 241 | 2 | 03/03/2026 | ☆ |
| 15811 | Wealth Foundations Partners, Llc CRD 330999 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $111M | 390 | 390 | 11 | 07/07/2026 | ☆ |
| 15812 | Farrcrest Capital Llc CRD 340912 | Multi-Family Office · Small ($100M–$1B) | $111M | 11 | 26 | 4 | 08/12/2026 | ☆ | |
| 15813 | Success Wealth Management Llc CRD 299094 | Wexford, PA | Wealth Manager · Small ($100M–$1B) | $110M | 821 | 1,230 | 15 | 06/17/2026 | ☆ |
| 15814 | Reh Wealth Advisors Llc CRD 153826 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $110M | 69 | 200 | 1 | 01/20/2026 | ☆ |
| 15815 | The Turlington Group, Inc. CRD 317324 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $110M | 78 | 216 | 2 | 03/20/2026 | ☆ |
| 15816 | Palladio Consulting Llc CRD 309007 | Insurance-Affiliated · Small ($100M–$1B) | $110M | 108 | 286 | 2 | 03/29/2026 | ☆ | |
| 15817 | Mussett Wealth Management, Llc CRD 158463 | Rensselaer, NY | Wealth Manager · Small ($100M–$1B) | $110M | 103 | 359 | 2 | 03/31/2026 | ☆ |
| 15818 | One Oak Holdings Llc CRD 334282 | Wealth Manager · Small ($100M–$1B) | $110M | 18 | 18 | 7 | 07/15/2026 | ☆ | |
| 15819 | Midway Capital Research & Management Llc CRD 147139 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $110M | 51 | 144 | 2 | 06/17/2026 | ☆ |
| 15820 | Quint Wealth Management, Inc. CRD 168463 | Wappingers Falls, NY | Wealth Manager · Small ($100M–$1B) | $110M | 412 | 771 | 9 | 05/11/2026 | ☆ |
| 15821 | Armour Wealth Advisors, Llc CRD 306171 | Tumwater, WA | Wealth Manager · Small ($100M–$1B) | $110M | 109 | 306 | 2 | 06/11/2026 | ☆ |
| 15822 | Exponent Wealth Llc CRD 334968 | Orem, UT | Wealth Manager · Small ($100M–$1B) | $110M | 96 | 464 | 7 | 07/29/2026 | ☆ |
| 15823 | Generouswealth, Llc CRD 308263 | Summerville, SC | Wealth Manager · Small ($100M–$1B) | $110M | 305 | 549 | 3 | 04/27/2026 | ☆ |
| 15824 | Wolfstone Wealth, Llc CRD 319230 | Insurance-Affiliated · Small ($100M–$1B) | $110M | 153 | 152 | 2 | 05/07/2026 | ☆ | |
| 15825 | Crystal View Capital, Llc CRD 283124 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $110M | 44 | 135 | 1 | 08/06/2026 | ☆ |
| 15826 | Charles River Wealth Management, Llc CRD 288017 | Burlington, MA | Wealth Manager · Small ($100M–$1B) | $110M | 103 | 343 | 1 | 04/30/2026 | ☆ |
| 15827 | Aigen Investment Management, Lp CRD 297391 | New York City, NY | Private Fund Manager · Small ($100M–$1B) | $110M | 5 | 5 | 9 | 03/27/2026 | ☆ |
| 15828 | Rjj Pasadena Securities, Inc. CRD 8425 | Henderson, NV | Wealth Manager · Small ($100M–$1B) | $110M | 169 | 270 | 2 | 06/12/2026 | ☆ |
| 15829 | Cornerstone Professional Advisor Services, Llc CRD 115122 | Garden City, NY | Insurance-Affiliated · Small ($100M–$1B) | $110M | 366 | 456 | 14 | 03/19/2026 | ☆ |
| 15830 | Cs Tomasi Wealth Management CRD 287561 | Costa Mesa, CA | Wealth Manager · Small ($100M–$1B) | $110M | 84 | 86 | 6 | 08/13/2026 | ☆ |
| 15831 | Visionx Wealth Partners CRD 333559 | Fort Dodge, IA | Wealth Manager · Small ($100M–$1B) | $110M | 231 | 451 | 2 | 05/11/2026 | ☆ |
| 15832 | Muirfield Capital Global Advisors Llc CRD 287547 | Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $110M | 2 | 2 | 3 | 05/01/2026 | ☆ |
| 15833 | Cfg Wealth Management Services Inc CRD 108351 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $110M | 68 | 202 | 2 | 03/19/2026 | ☆ |
| 15834 | Pacific Financial Advisors, Inc. CRD 154160 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $110M | 184 | 184 | 6 | 06/26/2026 | ☆ |
| 15835 | Bw Asset Management Ltd CRD 300503 | George Town | Private Fund Manager · Small ($100M–$1B) | $110M | 2 | 2 | 40 | 03/25/2026 | ☆ |
| 15836 | Servatus Capital, Llc CRD 311428 | Naples, FL | Wealth Manager · Small ($100M–$1B) | $110M | 32 | 100 | 2 | 03/17/2026 | ☆ |
| 15837 | Hampel Investment Advisors, Llc CRD 300246 | Wealth Manager · Small ($100M–$1B) | $110M | 50 | 96 | 1 | 03/27/2026 | ☆ | |
| 15838 | Poplar Point Capital Management Llc CRD 165411 | Burlingame, CA | Private Fund Manager · Small ($100M–$1B) | $110M | 2 | 3 | 1 | 05/11/2026 | ☆ |
| 15839 | Bentham Wealth Advisors Inc CRD 332035 | Williamsville, NY | Wealth Manager · Small ($100M–$1B) | $110M | 218 | 552 | 2 | 03/09/2026 | ☆ |
| 15840 | Meadowbrook Wealth Management, Llc CRD 110508 | Garden City, NY | Wealth Manager · Small ($100M–$1B) | $110M | 174 | 260 | 2 | 04/20/2026 | ☆ |
| 15841 | Lockerman Financial Group, Inc CRD 316860 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $110M | 69 | 271 | 1 | 01/23/2026 | ☆ |
| 15842 | Sfga Llc CRD 168645 | Honolulu, HI | Wealth Manager · Small ($100M–$1B) | $110M | 458 | 1,002 | 5 | 05/06/2026 | ☆ |
| 15843 | Investable Wealth, Llc CRD 166721 | Wealth Manager · Small ($100M–$1B) | $110M | 146 | 435 | 2 | 03/03/2026 | ☆ | |
| 15844 | Taber Asset Management L.L.C. CRD 115849 | Wealth Manager · Small ($100M–$1B) | $110M | 102 | 101 | 4 | 05/28/2026 | ☆ | |
| 15845 | O.F.O. Partners, Llc CRD 297424 | Hingham, MA | Wealth Manager · Small ($100M–$1B) | $110M | 10 | 61 | 3 | 04/01/2026 | ☆ |
| 15846 | Hunt Wealth Management Group, Inc. CRD 288892 | Concord, CA | Wealth Manager · Small ($100M–$1B) | $110M | 185 | 276 | 2 | 04/23/2026 | ☆ |
| 15847 | Peakshares Llc CRD 329193 | Tampa, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $110M | 2 | 2 | 4 | 03/31/2026 | ☆ |
| 15848 | Private Client Advisor Group, Llc CRD 330038 | Palm City, FL | Wealth Manager · Small ($100M–$1B) | $110M | 190 | 391 | 6 | 08/01/2026 | ☆ |
| 15849 | Werlemann Securities Llc CRD 317777 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $110M | 40 | 80 | 1 | 02/12/2026 | ☆ |
| 15850 | Tenbridge Partners Llc CRD 159378 | Portland, OR | Insurance-Affiliated · Small ($100M–$1B) | $110M | 356 | 600 | 5 | 03/26/2026 | ☆ |