Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15801 | Coburn Barrett, Llc CRD 166464 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $113M | 1 | 1 | 4 | 02/25/2026 | ☆ |
| 15802 | 33 Capital Management Llc CRD 326780 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $113M | 7 | 9 | 11 | 07/31/2026 | ☆ |
| 15803 | Gassman Financial Llc CRD 317204 | Salem, NH | Wealth Manager · Small ($100M–$1B) | $113M | 307 | 408 | 2 | 07/10/2026 | ☆ |
| 15804 | Genesis Investment Advisors, Llc CRD 310878 | Ooltewah, TN | Wealth Manager · Small ($100M–$1B) | $113M | 273 | 748 | 4 | 03/19/2026 | ☆ |
| 15805 | Soaring Investment Management, Llc CRD 305273 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $113M | 172 | 464 | 5 | 03/31/2026 | ☆ |
| 15806 | Jason W. Qualls CRD 159192 | Murfreesboro, TN | Wealth Manager · Small ($100M–$1B) | $113M | 134 | 649 | 1 | 07/14/2026 | ☆ |
| 15807 | Evergreen Wealth Advisors CRD 326535 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $112M | 156 | 357 | 18 | 09/16/2026 | ☆ |
| 15808 | Cogent Independent Advisors, Inc. CRD 161659 | Wealth Manager · Small ($100M–$1B) | $112M | 238 | 447 | 5 | 09/15/2026 | ☆ | |
| 15809 | Ontrack Wealth Management, Llc CRD 311374 | Canton, MI | Wealth Manager · Small ($100M–$1B) | $112M | 76 | 401 | 2 | 09/10/2026 | ☆ |
| 15810 | Aria Wealth Partners, Llc CRD 334270 | Charlottesville, VA | Wealth Manager · Small ($100M–$1B) | $112M | 89 | 314 | 3 | 03/06/2026 | ☆ |
| 15811 | Snyder Asset Management, Llc CRD 290450 | Hunt Valley, MD | Wealth Manager · Small ($100M–$1B) | $112M | 80 | 263 | 1 | 07/31/2026 | ☆ |
| 15812 | San Francisco Wealth Planning Llc CRD 296438 | Wealth Manager · Small ($100M–$1B) | $112M | 44 | 178 | 2 | 09/22/2026 | ☆ | |
| 15813 | Pillar6 Advisors, Llc CRD 154097 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $112M | 127 | 138 | 2 | 03/31/2026 | ☆ |
| 15814 | Kdm Wealth Management Inc. CRD 152002 | Geneva, IL | Wealth Manager · Small ($100M–$1B) | $112M | 149 | 538 | 6 | 08/17/2026 | ☆ |
| 15815 | Superior Financial, Llc CRD 148326 | Rochester, MN | Wealth Manager · Small ($100M–$1B) | $112M | 120 | 385 | 1 | 04/24/2026 | ☆ |
| 15816 | Inkwell Capital Llc CRD 155907 | Wealth Manager · Small ($100M–$1B) | $112M | 49 | 127 | 2 | 03/30/2026 | ☆ | |
| 15817 | O'connor Capital Advisory, Llc CRD 152687 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $112M | 38 | 120 | 1 | 07/02/2026 | ☆ |
| 15818 | Engage Wealth Advisors, Llc CRD 289996 | Overland Park, KS | Institutional / Pension Advisor · Small ($100M–$1B) | $112M | 281 | 527 | 5 | 08/25/2026 | ☆ |
| 15819 | Retirement Capital Planners, Llc CRD 298369 | Insurance-Affiliated · Small ($100M–$1B) | $112M | 179 | 426 | 4 | 08/03/2026 | ☆ | |
| 15820 | Aragon Capital, Llc CRD 337597 | Homewood, AL | Wealth Manager · Small ($100M–$1B) | $112M | 186 | 186 | 3 | 08/06/2026 | ☆ |
| 15821 | Paladin Realty Partners, Llc CRD 158258 | Private Fund Manager · Small ($100M–$1B) | $112M | 8 | 8 | 30 | 03/30/2026 | ☆ | |
| 15822 | Yahara Wealth Management Llc CRD 168325 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $112M | 63 | 283 | 2 | 03/13/2026 | ☆ |
| 15823 | Wealthlynk, Inc. CRD 327527 | Fallbrook, CA | Wealth Manager · Small ($100M–$1B) | $112M | 178 | 178 | 1 | 09/18/2026 | ☆ |
| 15824 | Leeb Capital Management, Inc. CRD 104793 | New York, NY | Wealth Manager · Small ($100M–$1B) | $112M | 60 | 98 | 8 | 05/28/2026 | ☆ |
| 15825 | Rightoak Asset Management, Llc CRD 337832 | Wealth Manager · Small ($100M–$1B) | $112M | 742 | 1,026 | 7 | 09/01/2026 | ☆ | |
| 15826 | Ballast Equity Partners Management Company, Llc CRD 330189 | Providence, RI | Private Fund Manager · Small ($100M–$1B) | $112M | 3 | 3 | 5 | 05/14/2026 | ☆ |
| 15827 | Strong Investment Management, Llc CRD 289309 | Canton, OH | Wealth Manager · Small ($100M–$1B) | $112M | 404 | 638 | 3 | 08/27/2026 | ☆ |
| 15828 | Capitol Wealth Management, Inc. CRD 114994 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $112M | 30 | 93 | 2 | 08/07/2026 | ☆ |
| 15829 | Underdog Wealth Management, Llc CRD 152998 | Maple Grove, MN | Insurance-Affiliated · Small ($100M–$1B) | $112M | 408 | 892 | 2 | 06/30/2026 | ☆ |
| 15830 | Compass Retirement Group Llc CRD 282420 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $112M | 766 | 939 | 9 | 08/28/2026 | ☆ |
| 15831 | N CRD 152697 | Wealth Manager · Small ($100M–$1B) | $112M | 123 | 293 | 1 | 06/11/2025 | ☆ | |
| 15832 | Caleo Capital N.A. Llc CRD 308542 | Ponte Vedra, FL | Insurance-Affiliated · Small ($100M–$1B) | $112M | 119 | 235 | 5 | 04/07/2026 | ☆ |
| 15833 | Orchard Capital Management, Llc CRD 269957 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $112M | 1 | 32 | 5 | 09/22/2026 | ☆ |
| 15834 | Primm & Co Inc CRD 105891 | Wealth Manager · Small ($100M–$1B) | $112M | 13 | 20 | 2 | 01/20/2026 | ☆ | |
| 15835 | Sullivan Investment Management Llc CRD 289217 | Wisconsin Rapids, WI | Wealth Manager · Small ($100M–$1B) | $112M | 151 | 141 | 1 | 03/24/2026 | ☆ |
| 15836 | Tam Capital Management Inc CRD 155271 | Wealth Manager · Small ($100M–$1B) | $112M | 23 | 27 | 1 | 04/07/2026 | ☆ | |
| 15837 | Symphony Wealth Management, Llc. CRD 283794 | Multi-Family Office · Small ($100M–$1B) | $112M | 6 | 7 | 3 | 04/01/2026 | ☆ | |
| 15838 | Setarcos Wealth Advisors Llc CRD 157930 | Philadelphia, PA | Wealth Manager · Small ($100M–$1B) | $112M | 54 | 229 | 3 | 05/18/2026 | ☆ |
| 15839 | People Make The Difference, Inc. CRD 159443 | Hoover, AL | Insurance-Affiliated · Small ($100M–$1B) | $112M | 147 | 254 | 7 | 03/31/2026 | ☆ |
| 15840 | Powers Investment Advisory Corporation CRD 110401 | Wealth Manager · Small ($100M–$1B) | $112M | 101 | 193 | 2 | 01/06/2026 | ☆ | |
| 15841 | Wealthfront Strategies Llc CRD 289148 | Palo Alto, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $112M | 1 | 1 | 21 | 05/01/2026 | ☆ |
| 15842 | Valley Wealth Management Llc CRD 327845 | Oshkosh, WI | Wealth Manager · Small ($100M–$1B) | $112M | 347 | 513 | 3 | 04/30/2026 | ☆ |
| 15843 | Precedent Asset Management, Llc CRD 169100 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $111M | 74 | 278 | 3 | 04/14/2026 | ☆ |
| 15844 | Dw Investment Solutions, Inc. CRD 150471 | Wealth Manager · Small ($100M–$1B) | $111M | 159 | 113 | 3 | 06/18/2026 | ☆ | |
| 15845 | Legacy Investment Strategies, Llc CRD 117423 | Metairie, LA | Insurance-Affiliated · Small ($100M–$1B) | $111M | 168 | 391 | 8 | 03/10/2026 | ☆ |
| 15846 | Global Opportune Investments Llc CRD 319494 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $111M | 59 | 140 | 3 | 09/18/2026 | ☆ |
| 15847 | Financial Mountain Inc CRD 108489 | Boulder, CO | Wealth Manager · Small ($100M–$1B) | $111M | 127 | 449 | 2 | 12/22/2025 | ☆ |
| 15848 | Milne Financial Planning, Inc. CRD 116346 | Saint Johnsbury, VT | Wealth Manager · Small ($100M–$1B) | $111M | 119 | 376 | 3 | 07/13/2026 | ☆ |
| 15849 | The Quick Group Llc CRD 334472 | New York, NY | Wealth Manager · Small ($100M–$1B) | $111M | 37 | 84 | 3 | 02/17/2026 | ☆ |
| 15850 | Belleair Wealth Management, Llc CRD 131666 | Belleair Bluffs, FL | Wealth Manager · Small ($100M–$1B) | $111M | 150 | 384 | 6 | 03/18/2026 | ☆ |