Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15851 | Fully Financial, Llc CRD 326015 | Athens, GA | Wealth Manager · Small ($100M–$1B) | $111M | 127 | 561 | 3 | 07/02/2026 | ☆ |
| 15852 | Spirit West Advisors, Llc CRD 285314 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $111M | 566 | 566 | 1 | 06/11/2026 | ☆ |
| 15853 | Integrity Wealth Management, Llc CRD 130422 | Wealth Manager · Small ($100M–$1B) | $111M | 100 | 356 | 3 | 06/05/2026 | ☆ | |
| 15854 | Bondurant Investment Advisory, Llc CRD 297290 | Evanston, IL | Wealth Manager · Small ($100M–$1B) | $111M | 54 | 137 | 3 | 01/23/2026 | ☆ |
| 15855 | Harbor Light Planning, Llc CRD 129022 | Wealth Manager · Small ($100M–$1B) | $111M | 72 | 314 | 1 | 05/01/2026 | ☆ | |
| 15856 | Golden Years Advisory, Llc CRD 151640 | Duluth, GA | Wealth Manager · Small ($100M–$1B) | $111M | 97 | 532 | 2 | 02/17/2026 | ☆ |
| 15857 | Gallacher Capital Llc CRD 339154 | Lone Tree, CO | Insurance-Affiliated · Small ($100M–$1B) | $111M | 15 | 79 | 12 | 07/08/2026 | ☆ |
| 15858 | Swad Wealth Management, Llc CRD 319218 | Santa Rosa, CA | Wealth Manager · Small ($100M–$1B) | $111M | 48 | 192 | 2 | 07/08/2026 | ☆ |
| 15859 | Tegesta Capital, Llc CRD 156086 | Jupiter, FL | Wealth Manager · Small ($100M–$1B) | $111M | 61 | 61 | 1 | 03/19/2026 | ☆ |
| 15860 | Kroeger Financial Partners CRD 175113 | Grass Valley, CA | Wealth Manager · Small ($100M–$1B) | $111M | 101 | 344 | 2 | 09/03/2026 | ☆ |
| 15861 | Levenson Wealth Llc CRD 288726 | Wealth Manager · Small ($100M–$1B) | $111M | 27 | 120 | 2 | 03/18/2026 | ☆ | |
| 15862 | Amc Wealth Management, Llc CRD 308157 | Wealth Manager · Small ($100M–$1B) | $111M | 125 | 256 | 7 | 09/17/2026 | ☆ | |
| 15863 | Summit Planning Group, Inc. CRD 125994 | E. Syracuse, NY | Insurance-Affiliated · Small ($100M–$1B) | $111M | 212 | 459 | 4 | 03/30/2026 | ☆ |
| 15864 | Dumont Global Lp CRD 305883 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $111M | 1 | 1 | 0 | 03/26/2026 | ☆ |
| 15865 | Mcmillen & Company, Inc. CRD 140876 | Wealth Manager · Small ($100M–$1B) | $111M | 32 | 200 | 1 | 08/20/2026 | ☆ | |
| 15866 | Koehler Asset Management, Llc CRD 340322 | Babylon, NY | Wealth Manager · Small ($100M–$1B) | $111M | 191 | 191 | 5 | 09/21/2026 | ☆ |
| 15867 | Seacrest Investment Management, Llc CRD 143670 | Purchase, NY | Investment Adviser · Small ($100M–$1B) | $111M | 15 | 70 | 3 | 02/13/2026 | ☆ |
| 15868 | Katz Family Financial Advisors, Llc CRD 133600 | Alexandria, VA | Wealth Manager · Small ($100M–$1B) | $111M | 133 | 333 | 2 | 03/26/2026 | ☆ |
| 15869 | Equinox Financial Advisors, Inc. CRD 312716 | Manchester Center, VT | Wealth Manager · Small ($100M–$1B) | $111M | 312 | 595 | 2 | 08/07/2026 | ☆ |
| 15870 | Kaltbaum Capital Management, Llc CRD 123991 | Wealth Manager · Small ($100M–$1B) | $111M | 227 | 227 | 2 | 03/27/2026 | ☆ | |
| 15871 | Fox Financial Services, Inc. CRD 112506 | White Plains, NY | Wealth Manager · Small ($100M–$1B) | $111M | 84 | 271 | 1 | 02/26/2026 | ☆ |
| 15872 | Apricity Financial, Llc CRD 330201 | Wealth Manager · Small ($100M–$1B) | $111M | 78 | 182 | 6 | 07/27/2026 | ☆ | |
| 15873 | Pacific Excel Wealth Advisors, Inc. CRD 172356 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $111M | 115 | 115 | 5 | 08/31/2026 | ☆ |
| 15874 | Ascent Advisors Llc CRD 335353 | Mankato, MN | Insurance-Affiliated · Small ($100M–$1B) | $111M | 171 | 725 | 9 | 09/24/2026 | ☆ |
| 15875 | Better Financial Services, Llc CRD 329520 | Federal Way, WA | Wealth Manager · Small ($100M–$1B) | $111M | 82 | 170 | 2 | 09/15/2026 | ☆ |
| 15876 | Advanced Wealth Management, Llc CRD 284438 | Sarasota, FL | Insurance-Affiliated · Small ($100M–$1B) | $111M | 168 | 520 | 4 | 08/17/2026 | ☆ |
| 15877 | Scotia Partners, Llc CRD 140568 | Investment Adviser · Small ($100M–$1B) | $111M | 2 | 3 | 09/14/2026 | ☆ | ||
| 15878 | Tengram Capital Partners L.P. CRD 166930 | Westport, CT | Private Fund Manager · Small ($100M–$1B) | $111M | 2 | 2 | 7 | 03/30/2026 | ☆ |
| 15879 | C.L. Sheldon & Company, Llc CRD 152582 | Wealth Manager · Small ($100M–$1B) | $111M | 138 | 138 | 10 | 06/18/2026 | ☆ | |
| 15880 | Klopp Investment Management Llc CRD 106145 | Cleveland, OH | Wealth Manager · Small ($100M–$1B) | $111M | 120 | 174 | 2 | 03/25/2026 | ☆ |
| 15881 | Prospero Wealth, Llc CRD 289966 | Wealth Manager · Small ($100M–$1B) | $111M | 87 | 304 | 8 | 09/29/2026 | ☆ | |
| 15882 | Compass Investment Advisers, Llc CRD 131933 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $111M | 72 | 241 | 2 | 03/03/2026 | ☆ |
| 15883 | Wealth Foundations Partners, Llc CRD 330999 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $111M | 390 | 390 | 10 | 09/21/2026 | ☆ |
| 15884 | Farrcrest Capital Llc CRD 340912 | Multi-Family Office · Small ($100M–$1B) | $111M | 11 | 26 | 4 | 08/12/2026 | ☆ | |
| 15885 | Success Wealth Management Llc CRD 299094 | Wexford, PA | Wealth Manager · Small ($100M–$1B) | $110M | 821 | 1,230 | 15 | 09/29/2026 | ☆ |
| 15886 | Reh Wealth Advisors Llc CRD 153826 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $110M | 69 | 200 | 1 | 01/20/2026 | ☆ |
| 15887 | The Turlington Group, Inc. CRD 317324 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $110M | 78 | 216 | 2 | 03/20/2026 | ☆ |
| 15888 | Ask Capital Investment Managers, Llc CRD 287711 | Amarillo, TX | Wealth Manager · Small ($100M–$1B) | $110M | 100 | 151 | 2 | 08/27/2026 | ☆ |
| 15889 | Palladio Consulting Llc CRD 309007 | Insurance-Affiliated · Small ($100M–$1B) | $110M | 108 | 286 | 2 | 03/29/2026 | ☆ | |
| 15890 | Mussett Wealth Management, Llc CRD 158463 | Rensselaer, NY | Wealth Manager · Small ($100M–$1B) | $110M | 103 | 359 | 2 | 03/31/2026 | ☆ |
| 15891 | One Oak Holdings Llc CRD 334282 | Wealth Manager · Small ($100M–$1B) | $110M | 18 | 18 | 7 | 07/15/2026 | ☆ | |
| 15892 | Midway Capital Research & Management Llc CRD 147139 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $110M | 51 | 144 | 2 | 06/17/2026 | ☆ |
| 15893 | Quint Wealth Management, Inc. CRD 168463 | Wappingers Falls, NY | Wealth Manager · Small ($100M–$1B) | $110M | 412 | 771 | 9 | 09/04/2026 | ☆ |
| 15894 | Armour Wealth Advisors, Llc CRD 306171 | Tumwater, WA | Wealth Manager · Small ($100M–$1B) | $110M | 109 | 306 | 2 | 06/11/2026 | ☆ |
| 15895 | Exponent Wealth Llc CRD 334968 | Orem, UT | Wealth Manager · Small ($100M–$1B) | $110M | 96 | 464 | 7 | 07/29/2026 | ☆ |
| 15896 | Generouswealth, Llc CRD 308263 | Summerville, SC | Wealth Manager · Small ($100M–$1B) | $110M | 305 | 549 | 3 | 09/21/2026 | ☆ |
| 15897 | Wolfstone Wealth, Llc CRD 319230 | Insurance-Affiliated · Small ($100M–$1B) | $110M | 153 | 152 | 2 | 05/07/2026 | ☆ | |
| 15898 | Crystal View Capital, Llc CRD 283124 | Wealth Manager · Small ($100M–$1B) | $110M | 44 | 135 | 1 | 08/06/2026 | ☆ | |
| 15899 | Charles River Wealth Management, Llc CRD 288017 | Burlington, MA | Wealth Manager · Small ($100M–$1B) | $110M | 103 | 343 | 1 | 04/30/2026 | ☆ |
| 15900 | Aigen Investment Management, Lp CRD 297391 | New York City, NY | Private Fund Manager · Small ($100M–$1B) | $110M | 5 | 5 | 9 | 03/27/2026 | ☆ |