Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15901 | Skypoint Capital Advisors, Llc CRD 314979 | Atlanta, GA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $109M | 1 | 1 | 1 | 04/27/2026 | ☆ |
| 15902 | Complete Investment Advisory, Llc CRD 166876 | Fargo, ND | Wealth Manager · Small ($100M–$1B) | $109M | 189 | 436 | 5 | 03/23/2026 | ☆ |
| 15903 | Finish Well Ria Llc CRD 321957 | Columbus, OH | Insurance-Affiliated · Small ($100M–$1B) | $109M | 310 | 785 | 2 | 06/25/2026 | ☆ |
| 15904 | Sound Asset Management, Inc. CRD 124104 | Wealth Manager · Small ($100M–$1B) | $109M | 41 | 187 | 1 | 03/31/2026 | ☆ | |
| 15905 | Viewpoint Financial Partners, Llc CRD 282424 | Del Mar, CA | Wealth Manager · Small ($100M–$1B) | $109M | 78 | 238 | 2 | 04/29/2026 | ☆ |
| 15906 | Trinity Asset Management Corporation CRD 128702 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $109M | 131 | 119 | 2 | 03/11/2026 | ☆ |
| 15907 | A Better Way Financial, Llc CRD 304914 | Allentown, PA | Insurance-Affiliated · Small ($100M–$1B) | $109M | 354 | 980 | 8 | 08/05/2026 | ☆ |
| 15908 | Lenox Capital Management, Inc. CRD 124971 | New Lenox, IL | Wealth Manager · Small ($100M–$1B) | $109M | 442 | 442 | 1 | 03/11/2026 | ☆ |
| 15909 | Beach Cities Wealth Management, Llc CRD 158373 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $109M | 54 | 142 | 2 | 03/25/2026 | ☆ |
| 15910 | Manole Capital Management Llc CRD 281954 | Tampa, FL | Private Fund Manager · Small ($100M–$1B) | $109M | 47 | 47 | 2 | 06/29/2026 | ☆ |
| 15911 | Pavlic Investment Advisors, Inc. CRD 111246 | Delafield, WI | Wealth Manager · Small ($100M–$1B) | $109M | 87 | 195 | 2 | 05/04/2026 | ☆ |
| 15912 | Planning Solutions International Llc CRD 300043 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $109M | 620 | 1,020 | 2 | 03/30/2026 | ☆ |
| 15913 | Beacon Financial Advisers, Inc. CRD 125085 | Conyers, GA | Wealth Manager · Small ($100M–$1B) | $109M | 96 | 453 | 3 | 03/24/2026 | ☆ |
| 15914 | Capital Endurance Group, Inc CRD 284793 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $109M | 65 | 292 | 3 | 06/30/2026 | ☆ |
| 15915 | Islet Management, Lp CRD 290576 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $109M | 6 | 6 | 4 | 04/07/2026 | ☆ |
| 15916 | Blue Granite Capital, Llc CRD 125607 | Charleston, SC | Wealth Manager · Small ($100M–$1B) | $109M | 40 | 89 | 3 | 03/18/2026 | ☆ |
| 15917 | The Investment Connection Llc CRD 171533 | Bridgewater, NJ | Wealth Manager · Small ($100M–$1B) | $109M | 132 | 375 | 2 | 03/15/2026 | ☆ |
| 15918 | Hfg Colorado, Inc. CRD 113511 | Greenwood Village, CO | Insurance-Affiliated · Small ($100M–$1B) | $109M | 456 | 554 | 4 | 03/20/2026 | ☆ |
| 15919 | A. J. Perry & Company, Inc. CRD 107041 | Towson, MD | Wealth Manager · Small ($100M–$1B) | $109M | 97 | 97 | 2 | 02/18/2026 | ☆ |
| 15920 | Northbrook Financial Planning Llc CRD 309060 | Baltimore, MD | Wealth Manager · Small ($100M–$1B) | $109M | 127 | 474 | 8 | 06/25/2026 | ☆ |
| 15921 | Eden Capital Management, Llc CRD 284485 | Wealth Manager · Small ($100M–$1B) | $109M | 161 | 161 | 3 | 07/21/2026 | ☆ | |
| 15922 | Five Mile River Investment Management, Llc CRD 125964 | Wealth Manager · Small ($100M–$1B) | $109M | 110 | 110 | 4 | 06/29/2026 | ☆ | |
| 15923 | Wessel Investment Counsel, L.L.C. CRD 129911 | Asheville, NC | Wealth Manager · Small ($100M–$1B) | $109M | 97 | 277 | 2 | 02/19/2026 | ☆ |
| 15924 | Rooted Financial Group, Llc CRD 335302 | Tigard, OR | Wealth Manager · Small ($100M–$1B) | $109M | 254 | 663 | 3 | 04/28/2026 | ☆ |
| 15925 | Asset Management Services, Inc. CRD 110803 | Wealth Manager · Small ($100M–$1B) | $109M | 296 | 658 | 4 | 07/15/2026 | ☆ | |
| 15926 | Grace Capital Management, Llc CRD 150054 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $109M | 77 | 270 | 5 | 03/27/2026 | ☆ |
| 15927 | Sm Scherr Financial Llc CRD 116348 | Wealth Manager · Small ($100M–$1B) | $109M | 55 | 117 | 1 | 06/11/2026 | ☆ | |
| 15928 | Quigley Financial Llc CRD 144704 | Wealth Manager · Small ($100M–$1B) | $109M | 41 | 190 | 1 | 03/20/2026 | ☆ | |
| 15929 | Aii Capital Management, Llc CRD 299674 | Moorpark, CA | Private Fund Manager · Small ($100M–$1B) | $109M | 5 | 5 | 1 | 03/21/2026 | ☆ |
| 15930 | Ten Peaks Partners L.L.C. CRD 169364 | Clayton, MO | Institutional / Pension Advisor · Small ($100M–$1B) | $109M | 27 | 27 | 1 | 05/20/2026 | ☆ |
| 15931 | Finances For Real Life CRD 324090 | Lompoc, CA | Wealth Manager · Small ($100M–$1B) | $109M | 130 | 332 | 2 | 06/03/2026 | ☆ |
| 15932 | Double Eagle Wealth Management Llc CRD 330398 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $109M | 89 | 359 | 2 | 07/09/2026 | ☆ |
| 15933 | Lynch Financial Advisors, Inc CRD 342560 | Roseville, CA | Wealth Manager · Small ($100M–$1B) | $109M | 119 | 22 | 3 | 06/11/2026 | ☆ |
| 15934 | N CRD 325252 | Investment Adviser · Small ($100M–$1B) | $109M | 1 | 1 | 2 | 02/25/2025 | ☆ | |
| 15935 | Privacore Capital Advisors, Llc CRD 330893 | New York, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $109M | 3 | 3 | 24 | 07/30/2026 | ☆ |
| 15936 | L&S Private Wealth, Llc CRD 339946 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $109M | 102 | 158 | 1 | 04/14/2026 | ☆ |
| 15937 | 323 Wealth Management, Llc CRD 307266 | Flower Mound, TX | Insurance-Affiliated · Small ($100M–$1B) | $109M | 53 | 193 | 3 | 03/23/2026 | ☆ |
| 15938 | Jrp Capital Corp CRD 106285 | Dublin, OH | Wealth Manager · Small ($100M–$1B) | $109M | 165 | 160 | 3 | 03/31/2023 | ☆ |
| 15939 | Greenbrook Management, Llc CRD 313632 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $108M | 13 | 13 | 10 | 03/30/2026 | ☆ |
| 15940 | Triple Summit Advisors, Llc CRD 282764 | Wealth Manager · Small ($100M–$1B) | $108M | 172 | 412 | 2 | 04/07/2026 | ☆ | |
| 15941 | Fennimore Advisory, Llc CRD 127074 | Wealth Manager · Small ($100M–$1B) | $108M | 63 | 188 | 1 | 03/23/2026 | ☆ | |
| 15942 | Montello Wealth Management, Inc. CRD 151058 | Palm Beach Gardens, FL | Wealth Manager · Small ($100M–$1B) | $108M | 502 | 502 | 1 | 06/25/2026 | ☆ |
| 15943 | Williamson Advisory Services, Inc. CRD 160102 | Marietta, GA | Wealth Manager · Small ($100M–$1B) | $108M | 66 | 93 | 2 | 03/12/2026 | ☆ |
| 15944 | Standard Partners Llc CRD 167956 | Bethesda, MD | Private Fund Manager · Small ($100M–$1B) | $108M | 49 | 151 | 2 | 07/27/2026 | ☆ |
| 15945 | Shri Advisors Llc CRD 168207 | Wealth Manager · Small ($100M–$1B) | $108M | 174 | 203 | 2 | 05/16/2026 | ☆ | |
| 15946 | Powerhouse Financial Advisors, Inc. CRD 338952 | Minden, NV | Insurance-Affiliated · Small ($100M–$1B) | $108M | 226 | 621 | 1 | 08/08/2026 | ☆ |
| 15947 | Schnall Advisory Services, Inc CRD 106339 | Wealth Manager · Small ($100M–$1B) | $108M | 31 | 131 | 1 | 03/26/2024 | ☆ | |
| 15948 | Peapod Lane Capital Llc CRD 159963 | Bedford Hills, NY | Investment Adviser · Small ($100M–$1B) | $108M | 32 | 34 | 3 | 03/04/2026 | ☆ |
| 15949 | Panteles Advisors, Llc CRD 322676 | Argyle, TX | Wealth Manager · Small ($100M–$1B) | $108M | 39 | 106 | 4 | 07/28/2026 | ☆ |
| 15950 | Asset Management Corp CRD 105967 | Wealth Manager · Small ($100M–$1B) | $108M | 54 | 54 | 2 | 03/16/2026 | ☆ |