Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15901 | Cornerstone Professional Advisor Services, Llc CRD 115122 | Garden City, NY | Insurance-Affiliated · Small ($100M–$1B) | $110M | 366 | 456 | 14 | 03/19/2026 | ☆ |
| 15902 | Cs Tomasi Wealth Management CRD 287561 | Costa Mesa, CA | Wealth Manager · Small ($100M–$1B) | $110M | 84 | 86 | 6 | 08/13/2026 | ☆ |
| 15903 | Visionx Wealth Partners CRD 333559 | Fort Dodge, IA | Wealth Manager · Small ($100M–$1B) | $110M | 231 | 451 | 2 | 05/11/2026 | ☆ |
| 15904 | Muirfield Capital Global Advisors Llc CRD 287547 | Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $110M | 2 | 2 | 3 | 05/01/2026 | ☆ |
| 15905 | Cfg Wealth Management Services Inc CRD 108351 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $110M | 68 | 202 | 2 | 03/19/2026 | ☆ |
| 15906 | Pacific Financial Advisors, Inc. CRD 154160 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $110M | 184 | 184 | 6 | 06/26/2026 | ☆ |
| 15907 | Bw Asset Management Ltd CRD 300503 | George Town | Private Fund Manager · Small ($100M–$1B) | $110M | 2 | 2 | 40 | 03/25/2026 | ☆ |
| 15908 | Servatus Capital, Llc CRD 311428 | Naples, FL | Wealth Manager · Small ($100M–$1B) | $110M | 32 | 100 | 2 | 09/22/2026 | ☆ |
| 15909 | Hampel Investment Advisors, Llc CRD 300246 | Wealth Manager · Small ($100M–$1B) | $110M | 50 | 96 | 1 | 03/27/2026 | ☆ | |
| 15910 | Poplar Point Capital Management Llc CRD 165411 | Burlingame, CA | Private Fund Manager · Small ($100M–$1B) | $110M | 2 | 3 | 1 | 05/11/2026 | ☆ |
| 15911 | Bentham Wealth Advisors Inc CRD 332035 | Williamsville, NY | Wealth Manager · Small ($100M–$1B) | $110M | 218 | 552 | 2 | 03/09/2026 | ☆ |
| 15912 | Meadowbrook Wealth Management, Llc CRD 110508 | Garden City, NY | Wealth Manager · Small ($100M–$1B) | $110M | 174 | 260 | 2 | 04/20/2026 | ☆ |
| 15913 | Lockerman Financial Group, Inc CRD 316860 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $110M | 69 | 271 | 1 | 01/23/2026 | ☆ |
| 15914 | Sfga Llc CRD 168645 | Honolulu, HI | Wealth Manager · Small ($100M–$1B) | $110M | 458 | 1,002 | 5 | 05/06/2026 | ☆ |
| 15915 | Investable Wealth, Llc CRD 166721 | Wealth Manager · Small ($100M–$1B) | $110M | 146 | 435 | 2 | 03/03/2026 | ☆ | |
| 15916 | Taber Asset Management L.L.C. CRD 115849 | Wealth Manager · Small ($100M–$1B) | $110M | 102 | 101 | 4 | 05/28/2026 | ☆ | |
| 15917 | O.F.O. Partners, Llc CRD 297424 | Hingham, MA | Wealth Manager · Small ($100M–$1B) | $110M | 10 | 61 | 3 | 04/01/2026 | ☆ |
| 15918 | Hunt Wealth Management Group, Inc. CRD 288892 | Concord, CA | Wealth Manager · Small ($100M–$1B) | $110M | 185 | 276 | 2 | 04/23/2026 | ☆ |
| 15919 | Peakshares Llc CRD 329193 | Tampa, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $110M | 2 | 2 | 4 | 03/31/2026 | ☆ |
| 15920 | Piccolo Investment Consulting, Llc CRD 170272 | Denton, TX | Wealth Manager · Small ($100M–$1B) | $110M | 195 | 196 | 2 | 09/17/2026 | ☆ |
| 15921 | Private Client Advisor Group, Llc CRD 330038 | Palm City, FL | Wealth Manager · Small ($100M–$1B) | $110M | 190 | 391 | 6 | 08/01/2026 | ☆ |
| 15922 | Werlemann Securities Llc CRD 317777 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $110M | 40 | 80 | 1 | 02/12/2026 | ☆ |
| 15923 | Tenbridge Partners Llc CRD 159378 | Portland, OR | Insurance-Affiliated · Small ($100M–$1B) | $110M | 356 | 600 | 5 | 03/26/2026 | ☆ |
| 15924 | Oldfield Wealth Partners Llc CRD 332765 | Bangor, ME | Wealth Manager · Small ($100M–$1B) | $110M | 93 | 283 | 4 | 07/29/2026 | ☆ |
| 15925 | Investment Capital Advisors Llc CRD 298788 | Clinton, NJ | Wealth Manager · Small ($100M–$1B) | $110M | 373 | 651 | 1 | 03/09/2026 | ☆ |
| 15926 | Ridgeview Financial Planning, Inc. CRD 171985 | Santa Rosa, CA | Wealth Manager · Small ($100M–$1B) | $110M | 125 | 350 | 1 | 03/27/2026 | ☆ |
| 15927 | Barnegat Bay Capital Management Llc CRD 111798 | Wealth Manager · Small ($100M–$1B) | $110M | 68 | 165 | 2 | 06/28/2026 | ☆ | |
| 15928 | Mainline Investment Advisers, Llc CRD 159045 | Wynnewood, PA | Private Fund Manager · Small ($100M–$1B) | $110M | 16 | 15 | 4 | 09/01/2026 | ☆ |
| 15929 | Caregen Wealth Management Llc CRD 315313 | San Mateo, CA | Wealth Manager · Small ($100M–$1B) | $110M | 51 | 150 | 2 | 08/24/2026 | ☆ |
| 15930 | Md Wealth Management, Llc CRD 297823 | Chelsea, MI | Wealth Manager · Small ($100M–$1B) | $110M | 78 | 394 | 2 | 02/26/2026 | ☆ |
| 15931 | Renaissance Wealth Advisors, Llc CRD 300007 | Newton, MA | Wealth Manager · Small ($100M–$1B) | $110M | 93 | 459 | 2 | 04/15/2026 | ☆ |
| 15932 | Sonic Gp Llc CRD 322801 | Honolulu, HI | Private Fund Manager · Small ($100M–$1B) | $110M | 1 | 1 | 1 | 03/25/2026 | ☆ |
| 15933 | Park Shore Partners Llc CRD 145265 | Erie, PA | Private Fund Manager · Small ($100M–$1B) | $110M | 5 | 5 | 7 | 11/12/2025 | ☆ |
| 15934 | Mellig Group, Llc CRD 283152 | The Woodlands, TX | Insurance-Affiliated · Small ($100M–$1B) | $110M | 102 | 166 | 5 | 08/17/2026 | ☆ |
| 15935 | Gilbert Financial, Llc CRD 130337 | Honeoye Falls, NY | Wealth Manager · Small ($100M–$1B) | $110M | 152 | 152 | 1 | 07/01/2026 | ☆ |
| 15936 | Quabbin Advisors, Llc CRD 160019 | Amherst, MA | Wealth Manager · Small ($100M–$1B) | $110M | 47 | 211 | 1 | 06/04/2026 | ☆ |
| 15937 | Retirepath Wealth, Llc CRD 324109 | Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $110M | 516 | 760 | 6 | 08/31/2026 | ☆ |
| 15938 | N CRD 125758 | Wealth Manager · Small ($100M–$1B) | $110M | 31 | 149 | 2 | 02/13/2025 | ☆ | |
| 15939 | Jake Carris Financial Planning, Llc CRD 290061 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $110M | 115 | 117 | 1 | 07/24/2026 | ☆ |
| 15940 | Freeman & Freeman Private Wealth Management Llc CRD 327815 | Investment Adviser · Small ($100M–$1B) | $110M | 115 | 181 | 2 | 06/23/2026 | ☆ | |
| 15941 | Oxford Wealth Management Llc CRD 332725 | Lindon, UT | Wealth Manager · Small ($100M–$1B) | $110M | 66 | 66 | 11 | 06/29/2026 | ☆ |
| 15942 | Veraz Advisors, Llc CRD 304619 | San Ramon, CA | Wealth Manager · Small ($100M–$1B) | $110M | 150 | 428 | 8 | 06/02/2026 | ☆ |
| 15943 | Spurr Financial Planning, Inc. CRD 125563 | Wealth Manager · Small ($100M–$1B) | $110M | 77 | 254 | 1 | 03/19/2026 | ☆ | |
| 15944 | Drm Wealth Management Llc CRD 288489 | Insurance-Affiliated · Small ($100M–$1B) | $110M | 114 | 357 | 2 | 01/20/2026 | ☆ | |
| 15945 | Private Asset Management Inc CRD 108815 | Kirkland, WA | Wealth Manager · Small ($100M–$1B) | $109M | 60 | 177 | 4 | 04/30/2026 | ☆ |
| 15946 | International Management Advisors Ltd. CRD 140361 | Multi-Family Office · Small ($100M–$1B) | $109M | 9 | 35 | 1 | 03/26/2026 | ☆ | |
| 15947 | Duval Investment Group, Llc CRD 166887 | Minnetonka, MN | Wealth Manager · Small ($100M–$1B) | $109M | 27 | 201 | 1 | 01/08/2026 | ☆ |
| 15948 | Capstone Wealth Management Corp. CRD 165359 | Lakeland, FL | Wealth Manager · Small ($100M–$1B) | $109M | 288 | 364 | 5 | 07/02/2026 | ☆ |
| 15949 | Simcoe Capital, Llc CRD 121505 | Spokane, WA | Investment Adviser · Small ($100M–$1B) | $109M | 13 | 16 | 4 | 07/31/2026 | ☆ |
| 15950 | Sizemore Capital Management, Llc CRD 146961 | San Isidro | Investment Adviser · Small ($100M–$1B) | $109M | 81 | 707 | 3 | 01/20/2026 | ☆ |