Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15951 | Wealthshape Llc CRD 226733 | Windsor, CT | Wealth Manager · Small ($100M–$1B) | $109M | 136 | 379 | 1 | 03/27/2026 | ☆ |
| 15952 | Peak Financial Management, Inc. CRD 281223 | Broomfield, CO | Wealth Manager · Small ($100M–$1B) | $109M | 156 | 156 | 4 | 02/13/2026 | ☆ |
| 15953 | Alpha Financial Management, Inc. CRD 125800 | Savannah, GA | Wealth Manager · Small ($100M–$1B) | $109M | 115 | 543 | 4 | 04/16/2026 | ☆ |
| 15954 | Afton Advisors, Llc CRD 300884 | Wealth Manager · Small ($100M–$1B) | $109M | 177 | 336 | 2 | 01/27/2026 | ☆ | |
| 15955 | Ingram Advisory Services, Llc CRD 123508 | Winter Haven, FL | Wealth Manager · Small ($100M–$1B) | $109M | 380 | 525 | 2 | 07/16/2026 | ☆ |
| 15956 | Garden State Retirement Specialists, Llc CRD 128414 | Red Bank, NJ | Wealth Manager · Small ($100M–$1B) | $109M | 152 | 250 | 3 | 09/15/2026 | ☆ |
| 15957 | N CRD 130766 | Wealth Manager · Small ($100M–$1B) | $109M | 69 | 225 | 1 | 08/25/2025 | ☆ | |
| 15958 | Burks Wealth Management, Inc. CRD 120514 | Meridian, ID | Insurance-Affiliated · Small ($100M–$1B) | $109M | 360 | 490 | 3 | 03/31/2026 | ☆ |
| 15959 | Angell Capital Management, Llc CRD 117110 | Centralia, MO | Wealth Manager · Small ($100M–$1B) | $109M | 176 | 429 | 2 | 03/24/2026 | ☆ |
| 15960 | Bonnema Wealth Management Llc CRD 173526 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $109M | 56 | 252 | 1 | 02/09/2026 | ☆ |
| 15961 | Guelich Capital Management, Llc CRD 140505 | Roanoke, VA | Wealth Manager · Small ($100M–$1B) | $109M | 115 | 385 | 2 | 02/20/2026 | ☆ |
| 15962 | Eastown Financial Advisors, Llc CRD 305675 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $109M | 260 | 626 | 5 | 03/03/2026 | ☆ |
| 15963 | Ramsdell Capital Management, Llc CRD 134297 | San Francisco, CA | Insurance-Affiliated · Small ($100M–$1B) | $109M | 92 | 92 | 1 | 04/01/2026 | ☆ |
| 15964 | Lynch Financial Group Llc CRD 105821 | Dublin, OH | Wealth Manager · Small ($100M–$1B) | $109M | 47 | 233 | 2 | 03/25/2026 | ☆ |
| 15965 | Aspire Advisors, Llc CRD 150652 | North White Plains, NY | Wealth Manager · Small ($100M–$1B) | $109M | 117 | 192 | 8 | 03/27/2026 | ☆ |
| 15966 | N CRD 151437 | Wealth Manager · Small ($100M–$1B) | $109M | 66 | 235 | 2 | 03/04/2025 | ☆ | |
| 15967 | Nk Capital Llc CRD 318615 | Wealth Manager · Small ($100M–$1B) | $109M | 4 | 9 | 2 | 03/31/2026 | ☆ | |
| 15968 | Arch Partners Wealth Management, Inc. CRD 123735 | Watkinsville, GA | Insurance-Affiliated · Small ($100M–$1B) | $109M | 251 | 568 | 3 | 01/13/2026 | ☆ |
| 15969 | Goal Quest Advisors, Llc CRD 159361 | Berwyn, PA | Wealth Manager · Small ($100M–$1B) | $109M | 45 | 338 | 2 | 06/29/2026 | ☆ |
| 15970 | Rlj Equity Partners, Llc CRD 162006 | Bethesda, MD | Private Fund Manager · Small ($100M–$1B) | $109M | 2 | 2 | 3 | 04/30/2026 | ☆ |
| 15971 | Fabco Investment Advisors, Llc CRD 153020 | Newton Upper Falls, MA | Wealth Manager · Small ($100M–$1B) | $109M | 184 | 351 | 1 | 03/29/2026 | ☆ |
| 15972 | Lyons Wealth Management, Llc CRD 150581 | Winter Park, FL | Wealth Manager · Small ($100M–$1B) | $109M | 112 | 112 | 4 | 04/01/2026 | ☆ |
| 15973 | Karel Capital Inc CRD 105607 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $109M | 41 | 126 | 3 | 03/27/2026 | ☆ |
| 15974 | Partners Capital Services, Inc. CRD 127621 | Hauppauge, NY | Wealth Manager · Small ($100M–$1B) | $109M | 238 | 238 | 18 | 02/27/2026 | ☆ |
| 15975 | Skypoint Capital Advisors, Llc CRD 314979 | Atlanta, GA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $109M | 1 | 1 | 1 | 04/27/2026 | ☆ |
| 15976 | Complete Investment Advisory, Llc CRD 166876 | Fargo, ND | Wealth Manager · Small ($100M–$1B) | $109M | 189 | 436 | 5 | 03/23/2026 | ☆ |
| 15977 | 4 C Personal Wealth Management Consultants, Llc CRD 150201 | Creve Coeur, MO | Wealth Manager · Small ($100M–$1B) | $109M | 53 | 365 | 3 | 09/18/2026 | ☆ |
| 15978 | Finish Well Ria Llc CRD 321957 | Columbus, OH | Insurance-Affiliated · Small ($100M–$1B) | $109M | 310 | 785 | 2 | 06/25/2026 | ☆ |
| 15979 | Sound Asset Management, Inc. CRD 124104 | Wealth Manager · Small ($100M–$1B) | $109M | 41 | 187 | 1 | 03/31/2026 | ☆ | |
| 15980 | Viewpoint Financial Partners, Llc CRD 282424 | Del Mar, CA | Wealth Manager · Small ($100M–$1B) | $109M | 78 | 238 | 2 | 04/29/2026 | ☆ |
| 15981 | Trinity Asset Management Corporation CRD 128702 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $109M | 131 | 119 | 2 | 03/11/2026 | ☆ |
| 15982 | A Better Way Financial, Llc CRD 304914 | Allentown, PA | Insurance-Affiliated · Small ($100M–$1B) | $109M | 354 | 980 | 10 | 09/21/2026 | ☆ |
| 15983 | Lenox Capital Management, Inc. CRD 124971 | New Lenox, IL | Wealth Manager · Small ($100M–$1B) | $109M | 442 | 442 | 1 | 03/11/2026 | ☆ |
| 15984 | Beach Cities Wealth Management, Llc CRD 158373 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $109M | 54 | 142 | 2 | 03/25/2026 | ☆ |
| 15985 | Manole Capital Management Llc CRD 281954 | Tampa, FL | Private Fund Manager · Small ($100M–$1B) | $109M | 47 | 47 | 2 | 06/29/2026 | ☆ |
| 15986 | Pavlic Investment Advisors, Inc. CRD 111246 | Delafield, WI | Wealth Manager · Small ($100M–$1B) | $109M | 87 | 195 | 2 | 05/04/2026 | ☆ |
| 15987 | Planning Solutions International Llc CRD 300043 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $109M | 620 | 1,020 | 2 | 03/30/2026 | ☆ |
| 15988 | Beacon Financial Advisers, Inc. CRD 125085 | Conyers, GA | Wealth Manager · Small ($100M–$1B) | $109M | 96 | 453 | 3 | 03/24/2026 | ☆ |
| 15989 | Capital Endurance Group, Inc CRD 284793 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $109M | 65 | 292 | 3 | 06/30/2026 | ☆ |
| 15990 | Islet Management, Lp CRD 290576 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $109M | 6 | 6 | 4 | 04/07/2026 | ☆ |
| 15991 | Blue Granite Capital, Llc CRD 125607 | Charleston, SC | Wealth Manager · Small ($100M–$1B) | $109M | 40 | 89 | 3 | 09/09/2026 | ☆ |
| 15992 | The Investment Connection Llc CRD 171533 | Bridgewater, NJ | Wealth Manager · Small ($100M–$1B) | $109M | 132 | 375 | 2 | 03/15/2026 | ☆ |
| 15993 | Hfg Colorado, Inc. CRD 113511 | Greenwood Village, CO | Insurance-Affiliated · Small ($100M–$1B) | $109M | 456 | 554 | 4 | 03/20/2026 | ☆ |
| 15994 | A. J. Perry & Company, Inc. CRD 107041 | Towson, MD | Wealth Manager · Small ($100M–$1B) | $109M | 97 | 97 | 2 | 02/18/2026 | ☆ |
| 15995 | Northbrook Financial Planning Llc CRD 309060 | Baltimore, MD | Wealth Manager · Small ($100M–$1B) | $109M | 127 | 474 | 8 | 08/17/2026 | ☆ |
| 15996 | Eden Capital Management, Llc CRD 284485 | Wealth Manager · Small ($100M–$1B) | $109M | 161 | 161 | 3 | 07/21/2026 | ☆ | |
| 15997 | Five Mile River Investment Management, Llc CRD 125964 | Wealth Manager · Small ($100M–$1B) | $109M | 110 | 110 | 4 | 06/29/2026 | ☆ | |
| 15998 | Wessel Investment Counsel, L.L.C. CRD 129911 | Asheville, NC | Wealth Manager · Small ($100M–$1B) | $109M | 97 | 277 | 2 | 02/19/2026 | ☆ |
| 15999 | Rooted Financial Group, Llc CRD 335302 | Tigard, OR | Wealth Manager · Small ($100M–$1B) | $109M | 254 | 663 | 3 | 04/28/2026 | ☆ |
| 16000 | Asset Management Services, Inc. CRD 110803 | Wealth Manager · Small ($100M–$1B) | $109M | 296 | 658 | 4 | 07/15/2026 | ☆ |