Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15951 | Federmann Financial Advisors Inc. CRD 129975 | Rocky Point, NY | Wealth Manager · Small ($100M–$1B) | $108M | 58 | 167 | 3 | 02/17/2026 | ☆ |
| 15952 | Gpwa, Llc CRD 170171 | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $108M | 198 | 333 | 7 | 07/23/2026 | ☆ | |
| 15953 | Investment Advisors Of Indianapolis Inc CRD 109220 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $108M | 62 | 107 | 2 | 03/30/2026 | ☆ |
| 15954 | Newman Ladd Capital Advisors, Llc. CRD 129860 | Camillus, NY | Insurance-Affiliated · Small ($100M–$1B) | $108M | 206 | 362 | 2 | 03/02/2026 | ☆ |
| 15955 | Santefort Investment Group, Llc CRD 292727 | Schererville, IN | Insurance-Affiliated · Small ($100M–$1B) | $108M | 456 | 762 | 1 | 02/03/2026 | ☆ |
| 15956 | Cobalt Financial Partners Llc CRD 168710 | Wealth Manager · Small ($100M–$1B) | $108M | 66 | 96 | 1 | 08/03/2026 | ☆ | |
| 15957 | Laidlaw Wealth Management Llc CRD 150040 | New York, NY | Wealth Manager · Small ($100M–$1B) | $108M | 123 | 245 | 13 | 04/27/2026 | ☆ |
| 15958 | Lkokernak CRD 118607 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $108M | 48 | 49 | 1 | 05/29/2026 | ☆ |
| 15959 | N CRD 328581 | Wealth Manager · Small ($100M–$1B) | $108M | 207 | 207 | 2 | 05/01/2025 | ☆ | |
| 15960 | Schlosser Financial Services, Inc. CRD 128809 | Insurance-Affiliated · Small ($100M–$1B) | $108M | 219 | 219 | 1 | 08/10/2026 | ☆ | |
| 15961 | Srn Advisors, Llc CRD 307155 | Huntingdon Valley, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $108M | 1 | 1 | 3 | 03/27/2026 | ☆ |
| 15962 | Money Plans, Llc CRD 104694 | Silver Spring, MD | Wealth Manager · Small ($100M–$1B) | $108M | 46 | 136 | 1 | 02/25/2026 | ☆ |
| 15963 | Castle Financial & Retirement Planning Associates Inc CRD 107865 | Fair Haven, NJ | Wealth Manager · Small ($100M–$1B) | $108M | 146 | 366 | 6 | 03/31/2026 | ☆ |
| 15964 | Jayco Wealth Management, Inc. CRD 171884 | Wealth Manager · Small ($100M–$1B) | $108M | 57 | 208 | 1 | 07/20/2026 | ☆ | |
| 15965 | Metz Capital Management Llc CRD 108382 | Lewes, DE | Wealth Manager · Small ($100M–$1B) | $108M | 203 | 462 | 3 | 03/24/2026 | ☆ |
| 15966 | Shannon T. Pitner And Company CRD 311853 | Indialantic, FL | Insurance-Affiliated · Small ($100M–$1B) | $108M | 79 | 510 | 2 | 03/04/2026 | ☆ |
| 15967 | Sumnicht & Associates, Llc CRD 111421 | Appleton, WI | Insurance-Affiliated · Small ($100M–$1B) | $108M | 10 | 72 | 3 | 03/27/2026 | ☆ |
| 15968 | Applied Quantitative Investments Llc CRD 339159 | Lone Tree, CO | Investment Adviser · Small ($100M–$1B) | $108M | 66 | 11 | 07/08/2026 | ☆ | |
| 15969 | River1 Asset Management Llc CRD 329230 | Milwaukee, WI | Mutual Fund / Asset Manager · Small ($100M–$1B) | $108M | 1 | 1 | 5 | 02/26/2026 | ☆ |
| 15970 | N CRD 242791 | Private Fund Manager · Small ($100M–$1B) | $108M | 3 | 2 | 3 | 04/01/2025 | ☆ | |
| 15971 | Camelot Event Driven Advisors, Llc CRD 291798 | Maumee, OH | Mutual Fund / Asset Manager · Small ($100M–$1B) | $108M | 2 | 2 | 2 | 02/18/2026 | ☆ |
| 15972 | Alternative Capitalis, Llc CRD 282775 | Wrentham, MA | Wealth Manager · Small ($100M–$1B) | $108M | 101 | 231 | 3 | 05/12/2026 | ☆ |
| 15973 | Adaptfirst Investments Llc CRD 289096 | Insurance-Affiliated · Small ($100M–$1B) | $108M | 584 | 913 | 12 | 03/17/2026 | ☆ | |
| 15974 | Brady Investment Counsel Llc CRD 128814 | Wealth Manager · Small ($100M–$1B) | $108M | 32 | 115 | 1 | 07/07/2026 | ☆ | |
| 15975 | Whealthy Empowerment Network, Llc CRD 334271 | Wealth Manager · Small ($100M–$1B) | $108M | 158 | 399 | 3 | 04/14/2026 | ☆ | |
| 15976 | Mark Smith Financial Services, Inc. CRD 131890 | Thousand Oaks Drive, CA | Wealth Manager · Small ($100M–$1B) | $108M | 130 | 312 | 3 | 02/10/2026 | ☆ |
| 15977 | Lpg Capital Management Inc. CRD 297003 | South Jordan, UT | Insurance-Affiliated · Small ($100M–$1B) | $108M | 340 | 815 | 5 | 03/23/2026 | ☆ |
| 15978 | Nye Wealth Management Llc CRD 170415 | Hudson, OH | Wealth Manager · Small ($100M–$1B) | $108M | 225 | 225 | 5 | 02/24/2026 | ☆ |
| 15979 | S.P. Parkin & Co CRD 116161 | Chesterfield, MO | Insurance-Affiliated · Small ($100M–$1B) | $108M | 78 | 209 | 1 | 03/12/2026 | ☆ |
| 15980 | Milborn Advisors, Ltd CRD 291305 | Milwaukee, WI | Wealth Manager · Small ($100M–$1B) | $108M | 181 | 659 | 2 | 05/08/2026 | ☆ |
| 15981 | Forthright Capital Advisory Llc CRD 323596 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $108M | 987 | 1,363 | 22 | 03/31/2026 | ☆ |
| 15982 | Portus Capital Management, Llc CRD 285689 | Brentwood, TN | Wealth Manager · Small ($100M–$1B) | $108M | 239 | 610 | 3 | 01/09/2026 | ☆ |
| 15983 | Black Swan Management Group, Inc. CRD 112371 | Dallas, TX | Investment Adviser · Small ($100M–$1B) | $108M | 1 | 495 | 1 | 03/30/2026 | ☆ |
| 15984 | Carrington Advisors, Llc CRD 311522 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $108M | 123 | 495 | 7 | 06/18/2026 | ☆ |
| 15985 | N CRD 291799 | Wealth Manager · Small ($100M–$1B) | $108M | 237 | 879 | 5 | 07/15/2025 | ☆ | |
| 15986 | Forecast Capital Management Llc CRD 168833 | Insurance-Affiliated · Small ($100M–$1B) | $108M | 191 | 393 | 3 | 01/16/2026 | ☆ | |
| 15987 | Northfork Financial Llc CRD 159781 | Bozeman, MT | Wealth Manager · Small ($100M–$1B) | $108M | 152 | 477 | 2 | 03/26/2026 | ☆ |
| 15988 | Randall Financial Group, Llc CRD 134804 | Smithfiled, RI | Insurance-Affiliated · Small ($100M–$1B) | $108M | 153 | 373 | 8 | 07/06/2026 | ☆ |
| 15989 | Overland Park Wealth Management Llc CRD 171761 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $108M | 108 | 323 | 1 | 03/26/2026 | ☆ |
| 15990 | Soulence Wealth Management Ii Llc CRD 340580 | Pleasant Grove, UT | Wealth Manager · Small ($100M–$1B) | $108M | 410 | 796 | 5 | 06/02/2026 | ☆ |
| 15991 | Domask Wealth Management, Llc CRD 154629 | Phoenix, AZ | Wealth Manager · Small ($100M–$1B) | $108M | 71 | 182 | 1 | 02/13/2026 | ☆ |
| 15992 | Sherpa Capital Management, Llc CRD 336739 | Wealth Manager · Small ($100M–$1B) | $107M | 158 | 409 | 3 | 03/27/2026 | ☆ | |
| 15993 | Idle Hill Advisors Llc CRD 317040 | Greenville, SC | Wealth Manager · Small ($100M–$1B) | $107M | 204 | 819 | 7 | 06/18/2026 | ☆ |
| 15994 | Kipos Wealth Llc CRD 323987 | Denton, TX | Wealth Manager · Small ($100M–$1B) | $107M | 107 | 411 | 2 | 04/01/2026 | ☆ |
| 15995 | Meschel Wealth Management Llc CRD 307239 | Wealth Manager · Small ($100M–$1B) | $107M | 173 | 433 | 3 | 07/31/2026 | ☆ | |
| 15996 | Skm Wealth Advisors Llc CRD 333778 | Erie, PA | Wealth Manager · Small ($100M–$1B) | $107M | 97 | 97 | 9 | 05/05/2026 | ☆ |
| 15997 | Dove Investment Research And Management, Inc. CRD 300058 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $107M | 175 | 577 | 2 | 03/23/2026 | ☆ |
| 15998 | North Bay Wealth Management CRD 285523 | Petaluma, CA | Wealth Manager · Small ($100M–$1B) | $107M | 138 | 340 | 2 | 03/02/2026 | ☆ |
| 15999 | The Western Wealth Group, Inc. CRD 152011 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $107M | 61 | 232 | 1 | 01/21/2026 | ☆ |
| 16000 | Von Holt Financial Advisors, Inc. CRD 115050 | Palatine, IL | Wealth Manager · Small ($100M–$1B) | $107M | 64 | 143 | 2 | 02/10/2026 | ☆ |