Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16001 | Grace Capital Management, Llc CRD 150054 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $109M | 77 | 270 | 5 | 03/27/2026 | ☆ |
| 16002 | Sm Scherr Financial Llc CRD 116348 | Wealth Manager · Small ($100M–$1B) | $109M | 55 | 117 | 1 | 06/11/2026 | ☆ | |
| 16003 | Quigley Financial Llc CRD 144704 | Wealth Manager · Small ($100M–$1B) | $109M | 41 | 190 | 1 | 03/20/2026 | ☆ | |
| 16004 | Aii Capital Management, Llc CRD 299674 | Moorpark, CA | Private Fund Manager · Small ($100M–$1B) | $109M | 5 | 5 | 1 | 03/21/2026 | ☆ |
| 16005 | Ten Peaks Partners L.L.C. CRD 169364 | Clayton, MO | Institutional / Pension Advisor · Small ($100M–$1B) | $109M | 27 | 27 | 1 | 05/20/2026 | ☆ |
| 16006 | Finances For Real Life CRD 324090 | Lompoc, CA | Wealth Manager · Small ($100M–$1B) | $109M | 130 | 332 | 2 | 06/03/2026 | ☆ |
| 16007 | Double Eagle Wealth Management Llc CRD 330398 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $109M | 89 | 359 | 2 | 07/09/2026 | ☆ |
| 16008 | N CRD 325252 | Investment Adviser · Small ($100M–$1B) | $109M | 1 | 1 | 2 | 02/25/2025 | ☆ | |
| 16009 | Privacore Capital Advisors, Llc CRD 330893 | New York, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $109M | 3 | 3 | 24 | 07/30/2026 | ☆ |
| 16010 | L&S Private Wealth, Llc CRD 339946 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $109M | 102 | 158 | 1 | 04/14/2026 | ☆ |
| 16011 | 323 Wealth Management, Llc CRD 307266 | Flower Mound, TX | Insurance-Affiliated · Small ($100M–$1B) | $109M | 53 | 193 | 3 | 03/23/2026 | ☆ |
| 16012 | Jrp Capital Corp CRD 106285 | Dublin, OH | Wealth Manager · Small ($100M–$1B) | $109M | 165 | 160 | 3 | 03/31/2023 | ☆ |
| 16013 | Greenbrook Management, Llc CRD 313632 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $108M | 13 | 13 | 10 | 03/30/2026 | ☆ |
| 16014 | Triple Summit Advisors, Llc CRD 282764 | Wealth Manager · Small ($100M–$1B) | $108M | 172 | 412 | 2 | 04/07/2026 | ☆ | |
| 16015 | Charlesbridge Advisors, Llc CRD 341159 | Dedham, MA | Investment Adviser · Small ($100M–$1B) | $108M | 0 | 7 | 4 | 09/09/2026 | ☆ |
| 16016 | Fennimore Advisory, Llc CRD 127074 | Wealth Manager · Small ($100M–$1B) | $108M | 63 | 188 | 1 | 03/23/2026 | ☆ | |
| 16017 | Montello Wealth Management, Inc. CRD 151058 | Palm Beach Gardens, FL | Wealth Manager · Small ($100M–$1B) | $108M | 502 | 502 | 1 | 06/25/2026 | ☆ |
| 16018 | Williamson Advisory Services, Inc. CRD 160102 | Marietta, GA | Wealth Manager · Small ($100M–$1B) | $108M | 66 | 93 | 2 | 03/12/2026 | ☆ |
| 16019 | Standard Partners Llc CRD 167956 | Bethesda, MD | Private Fund Manager · Small ($100M–$1B) | $108M | 49 | 151 | 2 | 07/27/2026 | ☆ |
| 16020 | Shri Advisors Llc CRD 168207 | Wealth Manager · Small ($100M–$1B) | $108M | 174 | 203 | 2 | 05/16/2026 | ☆ | |
| 16021 | Powerhouse Financial Advisors, Inc. CRD 338952 | Minden, NV | Insurance-Affiliated · Small ($100M–$1B) | $108M | 226 | 621 | 1 | 09/10/2026 | ☆ |
| 16022 | Schnall Advisory Services, Inc CRD 106339 | Wealth Manager · Small ($100M–$1B) | $108M | 31 | 131 | 1 | 03/26/2024 | ☆ | |
| 16023 | Peapod Lane Capital Llc CRD 159963 | Bedford Hills, NY | Investment Adviser · Small ($100M–$1B) | $108M | 32 | 34 | 3 | 03/04/2026 | ☆ |
| 16024 | Panteles Advisors, Llc CRD 322676 | Argyle, TX | Wealth Manager · Small ($100M–$1B) | $108M | 39 | 106 | 4 | 09/11/2026 | ☆ |
| 16025 | Asset Management Corp CRD 105967 | Wealth Manager · Small ($100M–$1B) | $108M | 54 | 54 | 2 | 03/16/2026 | ☆ | |
| 16026 | Federmann Financial Advisors Inc. CRD 129975 | Rocky Point, NY | Wealth Manager · Small ($100M–$1B) | $108M | 58 | 167 | 3 | 02/17/2026 | ☆ |
| 16027 | Gpwa, Llc CRD 170171 | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $108M | 198 | 333 | 7 | 07/23/2026 | ☆ | |
| 16028 | Investment Advisors Of Indianapolis Inc CRD 109220 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $108M | 62 | 107 | 2 | 03/30/2026 | ☆ |
| 16029 | Newman Ladd Capital Advisors, Llc. CRD 129860 | Camillus, NY | Insurance-Affiliated · Small ($100M–$1B) | $108M | 206 | 362 | 2 | 03/02/2026 | ☆ |
| 16030 | Santefort Investment Group, Llc CRD 292727 | Schererville, IN | Insurance-Affiliated · Small ($100M–$1B) | $108M | 456 | 762 | 1 | 02/03/2026 | ☆ |
| 16031 | Cobalt Financial Partners Llc CRD 168710 | Wealth Manager · Small ($100M–$1B) | $108M | 66 | 96 | 1 | 09/17/2026 | ☆ | |
| 16032 | Laidlaw Wealth Management Llc CRD 150040 | New York, NY | Wealth Manager · Small ($100M–$1B) | $108M | 123 | 245 | 13 | 04/27/2026 | ☆ |
| 16033 | Lkokernak CRD 118607 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $108M | 48 | 49 | 1 | 05/29/2026 | ☆ |
| 16034 | N CRD 328581 | Wealth Manager · Small ($100M–$1B) | $108M | 207 | 207 | 2 | 05/01/2025 | ☆ | |
| 16035 | Schlosser Financial Services, Inc. CRD 128809 | Insurance-Affiliated · Small ($100M–$1B) | $108M | 219 | 219 | 1 | 08/10/2026 | ☆ | |
| 16036 | Srn Advisors, Llc CRD 307155 | Huntingdon Valley, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $108M | 1 | 1 | 3 | 03/27/2026 | ☆ |
| 16037 | Money Plans, Llc CRD 104694 | Silver Spring, MD | Wealth Manager · Small ($100M–$1B) | $108M | 46 | 136 | 1 | 02/25/2026 | ☆ |
| 16038 | Castle Financial & Retirement Planning Associates Inc CRD 107865 | Fair Haven, NJ | Wealth Manager · Small ($100M–$1B) | $108M | 146 | 366 | 6 | 03/31/2026 | ☆ |
| 16039 | Jayco Wealth Management, Inc. CRD 171884 | Wealth Manager · Small ($100M–$1B) | $108M | 57 | 208 | 1 | 07/20/2026 | ☆ | |
| 16040 | Metz Capital Management Llc CRD 108382 | Lewes, DE | Wealth Manager · Small ($100M–$1B) | $108M | 203 | 462 | 3 | 03/24/2026 | ☆ |
| 16041 | Shannon T. Pitner And Company CRD 311853 | Indialantic, FL | Insurance-Affiliated · Small ($100M–$1B) | $108M | 79 | 510 | 2 | 03/04/2026 | ☆ |
| 16042 | Sumnicht & Associates, Llc CRD 111421 | Appleton, WI | Insurance-Affiliated · Small ($100M–$1B) | $108M | 10 | 72 | 3 | 03/27/2026 | ☆ |
| 16043 | Applied Quantitative Investments Llc CRD 339159 | Lone Tree, CO | Investment Adviser · Small ($100M–$1B) | $108M | 66 | 11 | 07/08/2026 | ☆ | |
| 16044 | River1 Asset Management Llc CRD 329230 | Milwaukee, WI | Mutual Fund / Asset Manager · Small ($100M–$1B) | $108M | 1 | 1 | 5 | 02/26/2026 | ☆ |
| 16045 | N CRD 242791 | Private Fund Manager · Small ($100M–$1B) | $108M | 3 | 2 | 3 | 04/01/2025 | ☆ | |
| 16046 | Camelot Event Driven Advisors, Llc CRD 291798 | Maumee, OH | Mutual Fund / Asset Manager · Small ($100M–$1B) | $108M | 2 | 2 | 2 | 02/18/2026 | ☆ |
| 16047 | Alternative Capitalis, Llc CRD 282775 | Wrentham, MA | Wealth Manager · Small ($100M–$1B) | $108M | 101 | 231 | 3 | 05/12/2026 | ☆ |
| 16048 | Adaptfirst Investments Llc CRD 289096 | Insurance-Affiliated · Small ($100M–$1B) | $108M | 584 | 913 | 12 | 03/17/2026 | ☆ | |
| 16049 | Brady Investment Counsel Llc CRD 128814 | Wealth Manager · Small ($100M–$1B) | $108M | 32 | 115 | 1 | 07/07/2026 | ☆ | |
| 16050 | Whealthy Empowerment Network, Llc CRD 334271 | Wealth Manager · Small ($100M–$1B) | $108M | 158 | 399 | 3 | 04/14/2026 | ☆ |