Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16051 | Mark Smith Financial Services, Inc. CRD 131890 | Thousand Oaks Drive, CA | Wealth Manager · Small ($100M–$1B) | $108M | 130 | 312 | 3 | 02/10/2026 | ☆ |
| 16052 | Lpg Capital Management Inc. CRD 297003 | South Jordan, UT | Insurance-Affiliated · Small ($100M–$1B) | $108M | 340 | 815 | 5 | 03/23/2026 | ☆ |
| 16053 | Nye Wealth Management Llc CRD 170415 | Hudson, OH | Wealth Manager · Small ($100M–$1B) | $108M | 225 | 225 | 5 | 02/24/2026 | ☆ |
| 16054 | S.P. Parkin & Co CRD 116161 | Chesterfield, MO | Insurance-Affiliated · Small ($100M–$1B) | $108M | 78 | 209 | 1 | 03/12/2026 | ☆ |
| 16055 | Milborn Advisors, Ltd CRD 291305 | Milwaukee, WI | Wealth Manager · Small ($100M–$1B) | $108M | 181 | 659 | 2 | 05/08/2026 | ☆ |
| 16056 | Forthright Capital Advisory Llc CRD 323596 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $108M | 987 | 1,363 | 22 | 08/25/2026 | ☆ |
| 16057 | Portus Capital Management, Llc CRD 285689 | Brentwood, TN | Wealth Manager · Small ($100M–$1B) | $108M | 239 | 610 | 3 | 01/09/2026 | ☆ |
| 16058 | Black Swan Management Group, Inc. CRD 112371 | Dallas, TX | Investment Adviser · Small ($100M–$1B) | $108M | 1 | 495 | 1 | 03/30/2026 | ☆ |
| 16059 | Carrington Advisors, Llc CRD 311522 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $108M | 123 | 495 | 7 | 06/18/2026 | ☆ |
| 16060 | N CRD 291799 | Wealth Manager · Small ($100M–$1B) | $108M | 237 | 879 | 5 | 07/15/2025 | ☆ | |
| 16061 | Legacy Partners Financial Group, Llc CRD 137025 | Woodstock, GA | Insurance-Affiliated · Small ($100M–$1B) | $108M | 154 | 517 | 10 | 09/23/2026 | ☆ |
| 16062 | Forecast Capital Management Llc CRD 168833 | Insurance-Affiliated · Small ($100M–$1B) | $108M | 191 | 393 | 3 | 01/16/2026 | ☆ | |
| 16063 | Northfork Financial Llc CRD 159781 | Bozeman, MT | Wealth Manager · Small ($100M–$1B) | $108M | 152 | 477 | 2 | 03/26/2026 | ☆ |
| 16064 | Randall Financial Group, Llc CRD 134804 | Smithfiled, RI | Insurance-Affiliated · Small ($100M–$1B) | $108M | 153 | 373 | 8 | 07/06/2026 | ☆ |
| 16065 | Overland Park Wealth Management Llc CRD 171761 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $108M | 108 | 323 | 1 | 03/26/2026 | ☆ |
| 16066 | Soulence Wealth Management Ii Llc CRD 340580 | Pleasant Grove, UT | Wealth Manager · Small ($100M–$1B) | $108M | 410 | 796 | 5 | 06/02/2026 | ☆ |
| 16067 | Domask Wealth Management, Llc CRD 154629 | Phoenix, AZ | Wealth Manager · Small ($100M–$1B) | $108M | 71 | 182 | 1 | 02/13/2026 | ☆ |
| 16068 | Sherpa Capital Management, Llc CRD 336739 | Wealth Manager · Small ($100M–$1B) | $107M | 158 | 409 | 3 | 03/27/2026 | ☆ | |
| 16069 | Idle Hill Advisors Llc CRD 317040 | Greenville, SC | Wealth Manager · Small ($100M–$1B) | $107M | 204 | 819 | 7 | 09/21/2026 | ☆ |
| 16070 | Kipos Wealth Llc CRD 323987 | Denton, TX | Wealth Manager · Small ($100M–$1B) | $107M | 107 | 411 | 2 | 04/01/2026 | ☆ |
| 16071 | Meschel Wealth Management Llc CRD 307239 | Wealth Manager · Small ($100M–$1B) | $107M | 173 | 433 | 3 | 07/31/2026 | ☆ | |
| 16072 | Skm Wealth Advisors Llc CRD 333778 | Erie, PA | Wealth Manager · Small ($100M–$1B) | $107M | 97 | 97 | 9 | 05/05/2026 | ☆ |
| 16073 | Dove Investment Research And Management, Inc. CRD 300058 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $107M | 175 | 577 | 2 | 03/23/2026 | ☆ |
| 16074 | North Bay Wealth Management CRD 285523 | Petaluma, CA | Wealth Manager · Small ($100M–$1B) | $107M | 138 | 340 | 2 | 03/02/2026 | ☆ |
| 16075 | The Western Wealth Group, Inc. CRD 152011 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $107M | 61 | 232 | 1 | 01/21/2026 | ☆ |
| 16076 | Von Holt Financial Advisors, Inc. CRD 115050 | Palatine, IL | Wealth Manager · Small ($100M–$1B) | $107M | 64 | 143 | 2 | 02/10/2026 | ☆ |
| 16077 | Amh Equity Ltd CRD 160452 | Private Fund Manager · Small ($100M–$1B) | $107M | 1 | 1 | 2 | 03/11/2026 | ☆ | |
| 16078 | The Financial Legacy Group, Llc CRD 287632 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $107M | 144 | 414 | 3 | 01/27/2026 | ☆ |
| 16079 | Strickler Investment Services, Llc CRD 332778 | Brighton, MI | Insurance-Affiliated · Small ($100M–$1B) | $107M | 282 | 672 | 9 | 08/27/2026 | ☆ |
| 16080 | Better Way Llc CRD 300305 | Bal Harbour, FL | Private Fund Manager · Small ($100M–$1B) | $107M | 4 | 4 | 2 | 05/21/2026 | ☆ |
| 16081 | Hogan Investment Counsel, Llc CRD 160186 | Cordova, TN | Wealth Manager · Small ($100M–$1B) | $107M | 207 | 475 | 2 | 08/13/2026 | ☆ |
| 16082 | Total Wealth Advisors, Llc CRD 164633 | Hopkins, MN | Wealth Manager · Small ($100M–$1B) | $107M | 92 | 301 | 2 | 03/25/2026 | ☆ |
| 16083 | Omnitrust Wealth Management, Inc. CRD 298025 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $107M | 348 | 577 | 1 | 03/03/2026 | ☆ |
| 16084 | Rs Asset Management, Llc CRD 157768 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $107M | 251 | 251 | 2 | 03/03/2026 | ☆ |
| 16085 | Turner Capital Investments, Llc CRD 146134 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $107M | 337 | 337 | 4 | 07/24/2026 | ☆ |
| 16086 | King Financial Incorporated CRD 299374 | Insurance-Affiliated · Small ($100M–$1B) | $107M | 152 | 202 | 4 | 08/25/2026 | ☆ | |
| 16087 | Stillblue Financial Partners, Llc CRD 168477 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $107M | 203 | 285 | 2 | 03/02/2026 | ☆ |
| 16088 | Elevate Financial Planning And Wealth Management Llc CRD 329079 | St. Petersburg, FL | Wealth Manager · Small ($100M–$1B) | $107M | 457 | 630 | 38 | 06/11/2026 | ☆ |
| 16089 | Greenway Financial Advisors Llc CRD 168353 | Burlington, MA | Wealth Manager · Small ($100M–$1B) | $107M | 77 | 270 | 2 | 01/06/2026 | ☆ |
| 16090 | Martin Wealth Management CRD 135813 | Wealth Manager · Small ($100M–$1B) | $107M | 90 | 336 | 5 | 02/19/2026 | ☆ | |
| 16091 | Independent Wealth Management Llc CRD 146633 | Kenosha, WI | Wealth Manager · Small ($100M–$1B) | $107M | 206 | 510 | 3 | 07/08/2026 | ☆ |
| 16092 | Fairway Investment Group, Llc CRD 149034 | East Lansing, MI | Wealth Manager · Small ($100M–$1B) | $107M | 844 | 1,131 | 27 | 08/14/2026 | ☆ |
| 16093 | Breakwater Investment Group, Llc CRD 128747 | Newport Beach, CA | Endowment & Foundation Advisor · Small ($100M–$1B) | $107M | 13 | 60 | 2 | 03/30/2026 | ☆ |
| 16094 | Jackson Wealth Management, Llc CRD 310496 | Castle Rock, CO | Wealth Manager · Small ($100M–$1B) | $107M | 126 | 380 | 1 | 08/18/2026 | ☆ |
| 16095 | Rk Asset Management, Llc CRD 121886 | Wealth Manager · Small ($100M–$1B) | $107M | 81 | 134 | 1 | 01/22/2026 | ☆ | |
| 16096 | Dc Capital Management, Llc CRD 142841 | Wealth Manager · Small ($100M–$1B) | $107M | 84 | 236 | 3 | 08/14/2026 | ☆ | |
| 16097 | Integrated Planning & Investments CRD 325172 | Clovis, CA | Wealth Manager · Small ($100M–$1B) | $107M | 218 | 427 | 2 | 01/26/2026 | ☆ |
| 16098 | Sawtelle, Charles Scott CRD 158732 | Wealth Manager · Small ($100M–$1B) | $107M | 95 | 247 | 1 | 03/26/2026 | ☆ | |
| 16099 | Muse Capital Management Llc CRD 304463 | Santa Monica, CA | Wealth Manager · Small ($100M–$1B) | $107M | 13 | 109 | 2 | 07/29/2026 | ☆ |
| 16100 | Trusco Investment Management, Llc CRD 285736 | Nashville, TN | Wealth Manager · Small ($100M–$1B) | $107M | 30 | 106 | 2 | 08/28/2026 | ☆ |