Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16101 | Potomac Investment Company CRD 14553 | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $107M | 33 | 41 | 2 | 08/20/2026 | ☆ | |
| 16102 | Kj Capital Management Llc CRD 147495 | Wealth Manager · Small ($100M–$1B) | $107M | 66 | 117 | 2 | 03/12/2026 | ☆ | |
| 16103 | N CRD 314282 | Investment Adviser · Small ($100M–$1B) | $107M | 5 | 5 | 9 | 01/16/2026 | ☆ | |
| 16104 | 603 Financial Advisors, Llc CRD 324422 | Wealth Manager · Small ($100M–$1B) | $107M | 160 | 364 | 1 | 06/23/2026 | ☆ | |
| 16105 | Endure Capital, Llc CRD 338391 | Lake Forest, CA | Wealth Manager · Small ($100M–$1B) | $107M | 75 | 75 | 2 | 03/30/2026 | ☆ |
| 16106 | Securestate Financial Services, Inc. CRD 309230 | Pendleton, IN | Wealth Manager · Small ($100M–$1B) | $107M | 279 | 596 | 3 | 03/12/2026 | ☆ |
| 16107 | Ella Financial Advising Llc CRD 307357 | Oakland, CA | Wealth Manager · Small ($100M–$1B) | $107M | 44 | 226 | 1 | 08/13/2026 | ☆ |
| 16108 | Kalamata Asset Management Llc CRD 284328 | Bethesda, MD | Private Fund Manager · Small ($100M–$1B) | $107M | 2 | 2 | 3 | 03/31/2026 | ☆ |
| 16109 | Four Seasons Investment Advisors, Inc. CRD 132375 | Montrose, CO | Wealth Manager · Small ($100M–$1B) | $107M | 666 | 948 | 3 | 03/28/2026 | ☆ |
| 16110 | Eqv Advisory, Llc CRD 338271 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $107M | 21 | 122 | 6 | 01/16/2026 | ☆ |
| 16111 | The Helix Financial Group, Llc CRD 147803 | Carrolltron, TX | Wealth Manager · Small ($100M–$1B) | $107M | 240 | 450 | 2 | 03/10/2026 | ☆ |
| 16112 | Lexington Financial/Life Management, Llc CRD 127618 | Nashville, TN | Wealth Manager · Small ($100M–$1B) | $107M | 44 | 157 | 6 | 04/29/2026 | ☆ |
| 16113 | Round Table Investment Strategies, Llc CRD 139492 | Lincoln, NE | Wealth Manager · Small ($100M–$1B) | $107M | 102 | 382 | 4 | 09/22/2026 | ☆ |
| 16114 | Stonex International Advisors Inc CRD 153799 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $107M | 77 | 77 | 15 | 07/08/2026 | ☆ |
| 16115 | Haynie Wealth Management Llc CRD 305852 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $107M | 156 | 578 | 3 | 05/14/2026 | ☆ |
| 16116 | Your Ia, Llc CRD 338535 | St. George, UT | Wealth Manager · Small ($100M–$1B) | $107M | 190 | 272 | 19 | 08/11/2026 | ☆ |
| 16117 | Eagleson Arndt Financial Advisors, Llc CRD 134098 | Thousand Oaks, CA | Wealth Manager · Small ($100M–$1B) | $107M | 155 | 307 | 1 | 05/11/2026 | ☆ |
| 16118 | Horse Cove Partners Llc CRD 172389 | Atlanta, GA | Investment Adviser · Small ($100M–$1B) | $107M | 40 | 54 | 9 | 03/31/2026 | ☆ |
| 16119 | Coastal Wealth Advisors, Llc CRD 174574 | Johns Island, SC | Wealth Manager · Small ($100M–$1B) | $107M | 110 | 274 | 2 | 08/12/2026 | ☆ |
| 16120 | Meketa Capital, Llc CRD 328303 | Denver, CO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $107M | 1 | 1 | 32 | 07/14/2026 | ☆ |
| 16121 | Brighthaven Financial Advisors, Llc CRD 318730 | Huntsville, AL | Wealth Manager · Small ($100M–$1B) | $107M | 202 | 569 | 4 | 09/25/2026 | ☆ |
| 16122 | 30 40 Wealth Partners, Llc CRD 311073 | Wealth Manager · Small ($100M–$1B) | $107M | 53 | 172 | 3 | 09/02/2026 | ☆ | |
| 16123 | Structured Investment Advisors, Llc CRD 137231 | Sandusky, OH | Wealth Manager · Small ($100M–$1B) | $107M | 326 | 496 | 1 | 03/27/2026 | ☆ |
| 16124 | The Asset Consulting Group, Inc CRD 173060 | Boise, ID | Insurance-Affiliated · Small ($100M–$1B) | $107M | 88 | 107 | 3 | 03/31/2026 | ☆ |
| 16125 | Stage 2 Planning Partners Llc CRD 323281 | S Burlington, VT | Wealth Manager · Small ($100M–$1B) | $106M | 308 | 573 | 2 | 06/01/2026 | ☆ |
| 16126 | Top Private Wealth Llc CRD 331000 | Glastonbury, CT | Wealth Manager · Small ($100M–$1B) | $106M | 150 | 437 | 2 | 07/09/2026 | ☆ |
| 16127 | Bergamot Asset Management Lp CRD 309424 | Princeton, NJ | Insurance-Affiliated · Small ($100M–$1B) | $106M | 114 | 258 | 8 | 05/01/2026 | ☆ |
| 16128 | Carapace Financial Advisors Llc CRD 291404 | Bedminster, NJ | Wealth Manager · Small ($100M–$1B) | $106M | 49 | 72 | 5 | 09/14/2026 | ☆ |
| 16129 | Shaw Financial Solutions Llc CRD 329057 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $106M | 89 | 206 | 2 | 03/10/2026 | ☆ |
| 16130 | Thayer Financial, L.L.C. CRD 304729 | Hickory, NC | Wealth Manager · Small ($100M–$1B) | $106M | 125 | 493 | 3 | 02/18/2026 | ☆ |
| 16131 | Vandenburg Capital Management Inc. CRD 286625 | Wealth Manager · Small ($100M–$1B) | $106M | 92 | 182 | 1 | 07/24/2026 | ☆ | |
| 16132 | Mediate Financial Investment Advisory Services, Llc CRD 158134 | Canfield, OH | Wealth Manager · Small ($100M–$1B) | $106M | 354 | 733 | 3 | 08/11/2026 | ☆ |
| 16133 | Fiduciary Advisor Advocates, Llc CRD 169039 | Endowment & Foundation Advisor · Small ($100M–$1B) | $106M | 80 | 89 | 1 | 04/24/2026 | ☆ | |
| 16134 | Fox, Roger Bennett CRD 129367 | Encino, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $106M | 172 | 263 | 2 | 05/29/2026 | ☆ |
| 16135 | Riverside Wealth Management CRD 140162 | West Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $106M | 21 | 69 | 2 | 03/30/2026 | ☆ |
| 16136 | Wealth Management Solutions Llc CRD 296875 | Wealth Manager · Small ($100M–$1B) | $106M | 168 | 259 | 3 | 01/13/2026 | ☆ | |
| 16137 | Rpc Wealth, Llc CRD 221532 | Loveland, CO | Insurance-Affiliated · Small ($100M–$1B) | $106M | 342 | 744 | 14 | 09/15/2026 | ☆ |
| 16138 | Dillow Wealth Management Llc CRD 313192 | Oak Brook, IL | Wealth Manager · Small ($100M–$1B) | $106M | 18 | 147 | 2 | 02/25/2026 | ☆ |
| 16139 | Arcadius Capital Partners Inc. CRD 173645 | Private Fund Manager · Small ($100M–$1B) | $106M | 1 | 1 | 4 | 03/16/2026 | ☆ | |
| 16140 | Account Management, Llc CRD 110303 | Wealth Manager · Small ($100M–$1B) | $106M | 17 | 25 | 2 | 02/27/2026 | ☆ | |
| 16141 | Cypress Capital Management Us Limited CRD 139037 | Vancouver, British Columbia | Wealth Manager · Small ($100M–$1B) | $106M | 49 | 58 | 11 | 02/27/2026 | ☆ |
| 16142 | 1230 Advisors, Llc CRD 312504 | Pound Ridge, NY | Wealth Manager · Small ($100M–$1B) | $106M | 30 | 78 | 1 | 01/30/2026 | ☆ |
| 16143 | Milinovich & Co., Inc CRD 122894 | Waynesburg, PA | Wealth Manager · Small ($100M–$1B) | $106M | 301 | 418 | 3 | 06/08/2026 | ☆ |
| 16144 | Birnam Wood Capital, Llc CRD 269897 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $106M | 51 | 54 | 2 | 09/23/2026 | ☆ |
| 16145 | Wealth Creation Management Group Llc CRD 300539 | Wealth Manager · Small ($100M–$1B) | $106M | 158 | 267 | 2 | 02/04/2026 | ☆ | |
| 16146 | Raison Asset Management Corp. CRD 282147 | Tallinn | Private Fund Manager · Small ($100M–$1B) | $106M | 5 | 5 | 7 | 06/17/2026 | ☆ |
| 16147 | Maseco Asia Limited CRD 310966 | Hong Kong | Wealth Manager · Small ($100M–$1B) | $106M | 72 | 242 | 5 | 03/10/2026 | ☆ |
| 16148 | Mana Financial Life Design, Llc CRD 298277 | Wealth Manager · Small ($100M–$1B) | $106M | 133 | 470 | 5 | 03/31/2026 | ☆ | |
| 16149 | Expert Financial Services, Llc CRD 121584 | Wexford, PA | Wealth Manager · Small ($100M–$1B) | $106M | 73 | 138 | 1 | 04/29/2026 | ☆ |
| 16150 | Sirius Wealth Management Strategies, Llc CRD 147418 | Wealth Manager · Small ($100M–$1B) | $106M | 49 | 49 | 1 | 03/31/2026 | ☆ |