Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16151 | Bay Point Financial, Llc CRD 153017 | Bedford, NH | Insurance-Affiliated · Small ($100M–$1B) | $105M | 176 | 325 | 1 | 07/22/2026 | ☆ |
| 16152 | Cedarview Capital Management, Lp CRD 136253 | Woodmere, NY | Private Fund Manager · Small ($100M–$1B) | $105M | 93 | 93 | 6 | 03/12/2026 | ☆ |
| 16153 | Rothman Investment Management, Llc CRD 173139 | Atascadero, CA | Wealth Manager · Small ($100M–$1B) | $105M | 140 | 479 | 4 | 06/24/2026 | ☆ |
| 16154 | Luminist Capital, Llc CRD 173396 | Wealth Manager · Small ($100M–$1B) | $105M | 530 | 781 | 5 | 05/26/2026 | ☆ | |
| 16155 | Saltbox Financial Llc CRD 130882 | Portsmouth, NH | Wealth Manager · Small ($100M–$1B) | $105M | 50 | 212 | 5 | 07/02/2026 | ☆ |
| 16156 | S.C. Thomas & Associates, Cpa, Llc CRD 121666 | Medina, OH | Wealth Manager · Small ($100M–$1B) | $105M | 108 | 265 | 2 | 03/19/2026 | ☆ |
| 16157 | Integrated Investment Strategies,Inc. CRD 122706 | Carmel, IN | Wealth Manager · Small ($100M–$1B) | $105M | 156 | 334 | 3 | 06/08/2026 | ☆ |
| 16158 | Convergence Wealth, Llc CRD 308408 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $105M | 211 | 612 | 6 | 06/12/2026 | ☆ |
| 16159 | Parish & Company Llc CRD 142713 | Lake Oswego, OR | Wealth Manager · Small ($100M–$1B) | $105M | 46 | 46 | 1 | 03/26/2026 | ☆ |
| 16160 | White Lighthouse Investment Management S.A.R.L. CRD 172284 | 1003 Lausanne | Wealth Manager · Small ($100M–$1B) | $105M | 37 | 37 | 2 | 05/18/2026 | ☆ |
| 16161 | Ideology Wealth Advisors, Llc CRD 292923 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $105M | 59 | 265 | 4 | 07/28/2026 | ☆ |
| 16162 | Sun Valley Gold Llc CRD 108858 | Ketchum, ID | Private Fund Manager · Small ($100M–$1B) | $104M | 3 | 3 | 2 | 03/18/2026 | ☆ |
| 16163 | Cadence Wealth Management, Llc CRD 158636 | Seattle, WA | Insurance-Affiliated · Small ($100M–$1B) | $104M | 163 | 191 | 3 | 03/27/2026 | ☆ |
| 16164 | Xena Financial Planning, Llc CRD 333436 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $104M | 118 | 384 | 4 | 04/27/2026 | ☆ |
| 16165 | Cruiser Capital Advisors, Llc CRD 168739 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $104M | 6 | 6 | 2 | 03/31/2026 | ☆ |
| 16166 | Millstone Financial Group Limited Liability Company CRD 297882 | Princeton, NJ | Insurance-Affiliated · Small ($100M–$1B) | $104M | 297 | 483 | 9 | 06/24/2026 | ☆ |
| 16167 | Healthview Asset Management, Inc. CRD 141884 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $104M | 180 | 182 | 4 | 03/25/2026 | ☆ |
| 16168 | Red Seven CRD 168542 | Escondido, CA | Wealth Manager · Small ($100M–$1B) | $104M | 261 | 823 | 4 | 06/23/2026 | ☆ |
| 16169 | Asset Planning Corporation CRD 126242 | W. Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $104M | 136 | 242 | 5 | 02/04/2026 | ☆ |
| 16170 | Wellacre Wealth Management, Llc CRD 306770 | Santa Monica, CA | Wealth Manager · Small ($100M–$1B) | $104M | 93 | 245 | 2 | 02/27/2026 | ☆ |
| 16171 | Executive Money Managers, Inc. CRD 128362 | Social Circle, GA | Wealth Manager · Small ($100M–$1B) | $104M | 252 | 592 | 5 | 03/23/2026 | ☆ |
| 16172 | Wlt Partners Inc. CRD 339994 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $104M | 48 | 48 | 3 | 07/31/2026 | ☆ |
| 16173 | S20 Capital, Llc CRD 292022 | Draper, UT | Private Fund Manager · Small ($100M–$1B) | $104M | 13 | 13 | 4 | 06/08/2026 | ☆ |
| 16174 | Freedom Wealth Advisors, Llc CRD 154270 | Lee's Summit, MO | Insurance-Affiliated · Small ($100M–$1B) | $104M | 253 | 422 | 6 | 03/31/2026 | ☆ |
| 16175 | Sycamore Financial Planning, Llc CRD 159212 | Durham, NC | Wealth Manager · Small ($100M–$1B) | $104M | 34 | 120 | 5 | 04/21/2026 | ☆ |
| 16176 | Alexander Capital Advisors, Llc CRD 140508 | New Canaan, CT | Private Fund Manager · Small ($100M–$1B) | $104M | 17 | 17 | 3 | 03/16/2026 | ☆ |
| 16177 | Blue Chip Financial Advisors, Llc CRD 119510 | East Providence, RI | Wealth Manager · Small ($100M–$1B) | $104M | 178 | 342 | 5 | 08/12/2026 | ☆ |
| 16178 | Contrary Investment Advisors, Llc CRD 154958 | Wealth Manager · Small ($100M–$1B) | $104M | 82 | 171 | 1 | 01/05/2026 | ☆ | |
| 16179 | Dhandho Funds Llc CRD 283147 | West Lake Hills, TX | Mutual Fund / Asset Manager · Small ($100M–$1B) | $104M | 1 | 1 | 5 | 03/31/2026 | ☆ |
| 16180 | 3 Sisters Sustainable Management, Inc CRD 159207 | Investment Adviser · Small ($100M–$1B) | $104M | 19 | 19 | 3 | 03/30/2026 | ☆ | |
| 16181 | Diversified Wealth Advisors, Llc CRD 311903 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $104M | 375 | 627 | 5 | 02/16/2026 | ☆ |
| 16182 | Carter, Terry & Company, Inc. CRD 16365 | Atlanta, GA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $104M | 168 | 168 | 33 | 03/27/2026 | ☆ |
| 16183 | Prestige Wealth Management, Llc CRD 150079 | Pueblo, CO | Insurance-Affiliated · Small ($100M–$1B) | $104M | 324 | 803 | 4 | 07/16/2026 | ☆ |
| 16184 | Wavelength Capital Management, Llc CRD 167725 | Westport, CT | Mutual Fund / Asset Manager · Small ($100M–$1B) | $104M | 1 | 1 | 2 | 02/20/2026 | ☆ |
| 16185 | Impact Wealth Management Llc CRD 324168 | Sioux Falls, SD | Wealth Manager · Small ($100M–$1B) | $104M | 124 | 453 | 3 | 07/06/2026 | ☆ |
| 16186 | Asterozoa Management Llc CRD 316870 | Phoenix, AZ | Mutual Fund / Asset Manager · Small ($100M–$1B) | $104M | 3 | 3 | 4 | 07/08/2026 | ☆ |
| 16187 | Kansas City Private Wealth Management, Llc CRD 172528 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $104M | 112 | 319 | 1 | 03/23/2026 | ☆ |
| 16188 | Baffin Advisors Llc CRD 151202 | Multi-Family Office · Small ($100M–$1B) | $104M | 9 | 26 | 1 | 03/25/2026 | ☆ | |
| 16189 | N CRD 113526 | Wealth Manager · Small ($100M–$1B) | $104M | 311 | 478 | 5 | 08/08/2025 | ☆ | |
| 16190 | Hillberg Capital Management, Llc CRD 130291 | Turlock, CA | Wealth Manager · Small ($100M–$1B) | $104M | 118 | 242 | 2 | 05/28/2026 | ☆ |
| 16191 | Strategic Portfolio Advisors, Inc. CRD 147194 | Long Beach, CA | Wealth Manager · Small ($100M–$1B) | $104M | 148 | 278 | 1 | 04/08/2026 | ☆ |
| 16192 | Point Nemo Capital, Llc CRD 328695 | Wealth Manager · Small ($100M–$1B) | $104M | 96 | 96 | 3 | 07/31/2026 | ☆ | |
| 16193 | Longboard Asset Management, Lp CRD 155617 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $104M | 1 | 1 | 9 | 04/24/2026 | ☆ | |
| 16194 | 325 Fillmore Llc CRD 287625 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $104M | 4 | 1 | 2 | 03/25/2026 | ☆ |
| 16195 | Bright Lake Wealth Management, Llc CRD 323513 | Redding, CA | Wealth Manager · Small ($100M–$1B) | $104M | 354 | 919 | 17 | 04/29/2026 | ☆ |
| 16196 | Prairie Investment Advisors, Llc CRD 173356 | Naperville, IL | Wealth Manager · Small ($100M–$1B) | $104M | 93 | 270 | 2 | 01/14/2026 | ☆ |
| 16197 | Pmb Capital Management, Llc CRD 168185 | Jeffersonville, IN | Wealth Manager · Small ($100M–$1B) | $104M | 466 | 466 | 5 | 06/05/2026 | ☆ |
| 16198 | Altitude Capital Management Llc CRD 329366 | Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $104M | 488 | 488 | 28 | 03/16/2026 | ☆ |
| 16199 | Eurocapital Advisors, Inc CRD 126163 | Miami, FL | Multi-Family Office · Small ($100M–$1B) | $104M | 9 | 9 | 2 | 03/04/2026 | ☆ |
| 16200 | Alamo Capital CRD 26193 | Walnut Creek, CA | Insurance-Affiliated · Small ($100M–$1B) | $104M | 19 | 20 | 03/13/2026 | ☆ |