Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16201 | Wealth Engagement Llc CRD 310438 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $105M | 60 | 104 | 3 | 09/11/2026 | ☆ |
| 16202 | Ferraro Wealth Management, Llc CRD 308015 | Dublin, OH | Wealth Manager · Small ($100M–$1B) | $105M | 94 | 270 | 1 | 02/26/2026 | ☆ |
| 16203 | Venture Forth Financial, Llc CRD 283315 | Wealth Manager · Small ($100M–$1B) | $105M | 70 | 310 | 1 | 09/09/2026 | ☆ | |
| 16204 | Financial Planning Advisors Inc. CRD 121691 | Wyomissing, PA | Insurance-Affiliated · Small ($100M–$1B) | $105M | 232 | 390 | 5 | 03/05/2026 | ☆ |
| 16205 | Catalyst Wealth Management Llc CRD 329586 | Houston, TX | Insurance-Affiliated · Small ($100M–$1B) | $105M | 9,549 | 9,549 | 31 | 09/16/2026 | ☆ |
| 16206 | Brookfield Management Group, Llc CRD 297293 | Investment Adviser · Small ($100M–$1B) | $105M | 1 | 1 | 2 | 01/12/2026 | ☆ | |
| 16207 | Clout Capital Investment Managers Llc CRD 327315 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $105M | 3 | 3 | 04/02/2026 | ☆ | |
| 16208 | Haws Financial Planning Llc CRD 299122 | Sierra Vista, AZ | Wealth Manager · Small ($100M–$1B) | $105M | 90 | 180 | 3 | 07/30/2026 | ☆ |
| 16209 | Piedmont Private Wealth, Llc CRD 339616 | Wealth Manager · Small ($100M–$1B) | $105M | 56 | 155 | 1 | 03/05/2026 | ☆ | |
| 16210 | Bonwell Capital Management, Llc CRD 139236 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $105M | 57 | 219 | 2 | 03/10/2026 | ☆ |
| 16211 | Graeter Wealth Advisors, Llc CRD 170046 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $105M | 85 | 341 | 3 | 02/13/2026 | ☆ |
| 16212 | N CRD 285171 | Wealth Manager · Small ($100M–$1B) | $105M | 24 | 24 | 2 | 03/13/2025 | ☆ | |
| 16213 | N CRD 321745 | Endowment & Foundation Advisor · Small ($100M–$1B) | $105M | 5 | 5 | 10 | 10/31/2025 | ☆ | |
| 16214 | Opulus Llc CRD 304763 | Doylestown, PA | Wealth Manager · Small ($100M–$1B) | $105M | 185 | 436 | 2 | 06/25/2026 | ☆ |
| 16215 | Arc Advisers Llc CRD 307497 | Boise, ID | Wealth Manager · Small ($100M–$1B) | $105M | 91 | 272 | 1 | 03/18/2026 | ☆ |
| 16216 | Pampel & Associates, Inc. CRD 110660 | Monticello, IN | Wealth Manager · Small ($100M–$1B) | $105M | 267 | 767 | 4 | 02/02/2026 | ☆ |
| 16217 | Qualified Plan Advisory, Llc CRD 135324 | Santa Ana, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $105M | 30 | 30 | 1 | 05/19/2026 | ☆ |
| 16218 | E & R Wealth Management, Llc CRD 171271 | Mount Pleasant, SC | Wealth Manager · Small ($100M–$1B) | $105M | 165 | 292 | 3 | 03/30/2026 | ☆ |
| 16219 | Vavra Capital Management, Llc CRD 149307 | Wealth Manager · Small ($100M–$1B) | $105M | 297 | 297 | 2 | 02/24/2026 | ☆ | |
| 16220 | Th Financial, Llc CRD 334134 | Wealth Manager · Small ($100M–$1B) | $105M | 54 | 211 | 2 | 04/17/2026 | ☆ | |
| 16221 | V&V Management Group Corporation CRD 287468 | Melville, NY | Wealth Manager · Small ($100M–$1B) | $105M | 45 | 175 | 1 | 02/09/2026 | ☆ |
| 16222 | Plum Pointe Wealth Management, Llc CRD 332618 | Providence, RI | Wealth Manager · Small ($100M–$1B) | $105M | 183 | 386 | 3 | 05/11/2026 | ☆ |
| 16223 | Intelligent Investment Management,Llp CRD 108833 | Durango, CO | Wealth Manager · Small ($100M–$1B) | $105M | 107 | 107 | 4 | 05/04/2026 | ☆ |
| 16224 | Nextgen Wealth Counselors Limited Liability Company CRD 226706 | Wealth Manager · Small ($100M–$1B) | $105M | 35 | 179 | 1 | 02/27/2026 | ☆ | |
| 16225 | Ag Global Advisors Llc CRD 155398 | Wealth Manager · Small ($100M–$1B) | $105M | 13 | 14 | 1 | 03/31/2026 | ☆ | |
| 16226 | Fike Advisors, Llc CRD 153568 | Wooster, OH | Wealth Manager · Small ($100M–$1B) | $105M | 735 | 735 | 3 | 02/17/2026 | ☆ |
| 16227 | Cornerstone Wealth Planning CRD 306182 | New Gloucester, ME | Wealth Manager · Small ($100M–$1B) | $105M | 196 | 390 | 5 | 03/17/2026 | ☆ |
| 16228 | Bay Point Financial, Llc CRD 153017 | Bedford, NH | Insurance-Affiliated · Small ($100M–$1B) | $105M | 176 | 325 | 1 | 07/22/2026 | ☆ |
| 16229 | Cedarview Capital Management, Lp CRD 136253 | Woodmere, NY | Private Fund Manager · Small ($100M–$1B) | $105M | 93 | 93 | 6 | 03/12/2026 | ☆ |
| 16230 | Rothman Investment Management, Llc CRD 173139 | Atascadero, CA | Wealth Manager · Small ($100M–$1B) | $105M | 140 | 479 | 4 | 09/14/2026 | ☆ |
| 16231 | Luminist Capital, Llc CRD 173396 | Wealth Manager · Small ($100M–$1B) | $105M | 530 | 781 | 5 | 05/26/2026 | ☆ | |
| 16232 | Saltbox Financial Llc CRD 130882 | Portsmouth, NH | Wealth Manager · Small ($100M–$1B) | $105M | 50 | 212 | 5 | 07/02/2026 | ☆ |
| 16233 | S.C. Thomas & Associates, Cpa, Llc CRD 121666 | Medina, OH | Wealth Manager · Small ($100M–$1B) | $105M | 108 | 265 | 2 | 03/19/2026 | ☆ |
| 16234 | Integrated Investment Strategies,Inc. CRD 122706 | Carmel, IN | Wealth Manager · Small ($100M–$1B) | $105M | 156 | 334 | 3 | 06/08/2026 | ☆ |
| 16235 | Convergence Wealth, Llc CRD 308408 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $105M | 211 | 612 | 6 | 06/12/2026 | ☆ |
| 16236 | Parish & Company Llc CRD 142713 | Lake Oswego, OR | Wealth Manager · Small ($100M–$1B) | $105M | 46 | 46 | 1 | 03/26/2026 | ☆ |
| 16237 | White Lighthouse Investment Management S.A.R.L. CRD 172284 | 1003 Lausanne | Wealth Manager · Small ($100M–$1B) | $105M | 37 | 37 | 2 | 05/18/2026 | ☆ |
| 16238 | Ideology Wealth Advisors, Llc CRD 292923 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $105M | 59 | 265 | 4 | 07/28/2026 | ☆ |
| 16239 | Sun Valley Gold Llc CRD 108858 | Ketchum, ID | Private Fund Manager · Small ($100M–$1B) | $104M | 3 | 3 | 2 | 03/18/2026 | ☆ |
| 16240 | Cadence Wealth Management, Llc CRD 158636 | Seattle, WA | Insurance-Affiliated · Small ($100M–$1B) | $104M | 163 | 191 | 3 | 03/27/2026 | ☆ |
| 16241 | Xena Financial Planning, Llc CRD 333436 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $104M | 118 | 384 | 4 | 09/02/2026 | ☆ |
| 16242 | Cruiser Capital Advisors, Llc CRD 168739 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $104M | 6 | 6 | 2 | 03/31/2026 | ☆ |
| 16243 | Millstone Financial Group Limited Liability Company CRD 297882 | Princeton, NJ | Insurance-Affiliated · Small ($100M–$1B) | $104M | 297 | 483 | 9 | 06/24/2026 | ☆ |
| 16244 | Healthview Asset Management, Inc. CRD 141884 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $104M | 180 | 182 | 3 | 09/21/2026 | ☆ |
| 16245 | Red Seven CRD 168542 | Escondido, CA | Wealth Manager · Small ($100M–$1B) | $104M | 261 | 823 | 4 | 06/23/2026 | ☆ |
| 16246 | Asset Planning Corporation CRD 126242 | W. Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $104M | 136 | 242 | 5 | 02/04/2026 | ☆ |
| 16247 | Wellacre Wealth Management, Llc CRD 306770 | Santa Monica, CA | Wealth Manager · Small ($100M–$1B) | $104M | 93 | 245 | 2 | 02/27/2026 | ☆ |
| 16248 | Executive Money Managers, Inc. CRD 128362 | Social Circle, GA | Wealth Manager · Small ($100M–$1B) | $104M | 252 | 592 | 5 | 03/23/2026 | ☆ |
| 16249 | Wlt Partners Inc. CRD 339994 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $104M | 48 | 48 | 3 | 07/31/2026 | ☆ |
| 16250 | S20 Capital, Llc CRD 292022 | Draper, UT | Private Fund Manager · Small ($100M–$1B) | $104M | 13 | 13 | 4 | 06/08/2026 | ☆ |