Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15601 | Npm Consulting, Llc CRD 163237 | Wealth Manager · Small ($100M–$1B) | $116M | 16 | 57 | 1 | 03/30/2026 | ☆ | |
| 15602 | Pathway Wealth Management, Llc CRD 283774 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $116M | 25 | 96 | 1 | 05/07/2026 | ☆ |
| 15603 | Private Counsel Group, Ltd. CRD 300083 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $116M | 63 | 153 | 2 | 02/25/2026 | ☆ |
| 15604 | Knecht Capital Management, Llc CRD 319100 | Insurance-Affiliated · Small ($100M–$1B) | $116M | 103 | 287 | 1 | 07/30/2026 | ☆ | |
| 15605 | Benson Wealth Management, Inc. CRD 318898 | Wealth Manager · Small ($100M–$1B) | $116M | 215 | 281 | 2 | 05/07/2026 | ☆ | |
| 15606 | Gef Management Corporation CRD 107208 | Bethesda, MD | Private Fund Manager · Small ($100M–$1B) | $116M | 7 | 7 | 3 | 03/30/2026 | ☆ |
| 15607 | Modern Financial Planning, Llc CRD 297193 | Georgetown, TX | Wealth Manager · Small ($100M–$1B) | $116M | 72 | 305 | 2 | 03/16/2026 | ☆ |
| 15608 | Finhabits Advisors, Llc CRD 210522 | New York, NY | Wealth Manager · Small ($100M–$1B) | $116M | 29,460 | 33,945 | 11 | 03/26/2026 | ☆ |
| 15609 | Capital Wealth, Llc CRD 289574 | Lehi, UT | Wealth Manager · Small ($100M–$1B) | $116M | 290 | 636 | 7 | 07/13/2026 | ☆ |
| 15610 | Bay Pointe Wealth, Llc CRD 340986 | New Baltimore, MI | Wealth Manager · Small ($100M–$1B) | $116M | 122 | 276 | 3 | 08/03/2026 | ☆ |
| 15611 | Paragon Asset Management Inc. CRD 107863 | Orinda, CA | Wealth Manager · Small ($100M–$1B) | $116M | 60 | 60 | 2 | 02/17/2026 | ☆ |
| 15612 | The Ujano Advisory Group Llc CRD 288141 | Wealth Manager · Small ($100M–$1B) | $116M | 34 | 117 | 1 | 03/25/2026 | ☆ | |
| 15613 | Portfolio Advisory Group, Inc. CRD 116011 | Alexandria, VA | Wealth Manager · Small ($100M–$1B) | $116M | 71 | 180 | 2 | 03/27/2026 | ☆ |
| 15614 | Inukshuk Capital Management Inc. CRD 333697 | Toronto, Ontario | Wealth Manager · Small ($100M–$1B) | $116M | 69 | 182 | 3 | 03/03/2026 | ☆ |
| 15615 | First Georgetown Securities, Inc. CRD 5871 | Alexandria, VA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $116M | 123 | 123 | 4 | 08/12/2026 | ☆ |
| 15616 | Mccormack Financial Planning Inc. CRD 136857 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $116M | 132 | 549 | 3 | 02/05/2026 | ☆ |
| 15617 | Rees Wealth Management, Llc CRD 335458 | Sarasota, FL | Wealth Manager · Small ($100M–$1B) | $116M | 105 | 315 | 2 | 03/24/2026 | ☆ |
| 15618 | Zama Capital Advisors Lp CRD 291251 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $116M | 2 | 2 | 1 | 03/11/2026 | ☆ |
| 15619 | Alpine Wealth Advisors, Llc CRD 105433 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $116M | 58 | 240 | 1 | 03/27/2026 | ☆ |
| 15620 | Third Gear Capital Management Lp CRD 327316 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $116M | 4 | 4 | 3 | 06/11/2026 | ☆ |
| 15621 | Investlinc Wealth Services, Llc CRD 332607 | Brea, CA | Wealth Manager · Small ($100M–$1B) | $116M | 153 | 636 | 3 | 08/10/2026 | ☆ |
| 15622 | Western Growers Financial Services, Inc. CRD 115115 | Irvine, CA | Insurance-Affiliated · Small ($100M–$1B) | $116M | 281 | 281 | 4 | 01/22/2026 | ☆ |
| 15623 | Risk Paradigm Group, Llc CRD 155870 | Burlington, MA | Investment Adviser · Small ($100M–$1B) | $116M | 3 | 488 | 7 | 03/31/2026 | ☆ |
| 15624 | Professional Financial Management, Inc. CRD 154016 | Appleton, WI | Wealth Manager · Small ($100M–$1B) | $116M | 164 | 659 | 5 | 03/18/2026 | ☆ |
| 15625 | New Vernon Investment Management Llc CRD 160247 | Highland Park, IL | Private Fund Manager · Small ($100M–$1B) | $116M | 13 | 11 | 8 | 04/27/2026 | ☆ |
| 15626 | Palante Wealth Advisors, Llc CRD 175298 | Pennington, NJ | Insurance-Affiliated · Small ($100M–$1B) | $116M | 102 | 335 | 5 | 06/08/2026 | ☆ |
| 15627 | Kb Financial Advisors Llc CRD 134374 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $115M | 136 | 386 | 4 | 02/23/2026 | ☆ |
| 15628 | Beyond Your Hammock Llc CRD 168738 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $115M | 161 | 369 | 3 | 06/24/2026 | ☆ |
| 15629 | Zenith Advisory Group, Llc CRD 321689 | The Villages, FL | Wealth Manager · Small ($100M–$1B) | $115M | 186 | 706 | 4 | 02/18/2026 | ☆ |
| 15630 | 1818 Private Client Group, Llc CRD 304110 | Aventura, FL | Wealth Manager · Small ($100M–$1B) | $115M | 22 | 59 | 3 | 01/30/2026 | ☆ |
| 15631 | Wealth Compass Financial, Inc. CRD 290139 | Carlsbad, CA | Wealth Manager · Small ($100M–$1B) | $115M | 251 | 568 | 2 | 04/27/2026 | ☆ |
| 15632 | Ridgeline Productions Llc CRD 315118 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $115M | 4 | 4 | 4 | 03/31/2026 | ☆ |
| 15633 | Kutz And Company Inc. CRD 124722 | Great Neck, NY | Wealth Manager · Small ($100M–$1B) | $115M | 66 | 132 | 2 | 03/04/2026 | ☆ |
| 15634 | Pariax, Llc CRD 301474 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $115M | 32 | 118 | 3 | 03/11/2026 | ☆ |
| 15635 | Leach, Bickmore & Weiss Wealth Management, Llc CRD 281302 | Madison, WI | Insurance-Affiliated · Small ($100M–$1B) | $115M | 292 | 608 | 6 | 07/24/2026 | ☆ |
| 15636 | Passport Wealth Management Llc CRD 297449 | Cornelius, NC | Wealth Manager · Small ($100M–$1B) | $115M | 77 | 409 | 3 | 02/09/2026 | ☆ |
| 15637 | N CRD 139649 | Wealth Manager · Small ($100M–$1B) | $115M | 123 | 518 | 2 | 04/02/2025 | ☆ | |
| 15638 | Wealth Management Advisors Ria, Inc. CRD 309694 | Windsor, CO | Wealth Manager · Small ($100M–$1B) | $115M | 151 | 151 | 3 | 08/04/2026 | ☆ |
| 15639 | Revolution Partners, Llc CRD 170310 | Wealth Manager · Small ($100M–$1B) | $115M | 80 | 624 | 6 | 03/25/2026 | ☆ | |
| 15640 | Uyana Partners Llc CRD 300280 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $115M | 74 | 133 | 8 | 04/24/2026 | ☆ |
| 15641 | Natwealth Management (Usa) Inc CRD 310098 | Montreal | Wealth Manager · Small ($100M–$1B) | $115M | 140 | 130 | 129 | 12/09/2025 | ☆ |
| 15642 | Strategic Foresight Investments Llc CRD 164744 | Wilmington, DE | Wealth Manager · Small ($100M–$1B) | $115M | 87 | 286 | 2 | 02/03/2026 | ☆ |
| 15643 | Lightedway Advisory Services, Inc. CRD 312712 | Harrison, NY | Wealth Manager · Small ($100M–$1B) | $115M | 269 | 269 | 1 | 02/03/2026 | ☆ |
| 15644 | Fortify Wealth, Inc. CRD 297433 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $115M | 79 | 227 | 3 | 07/03/2026 | ☆ |
| 15645 | Rosenthal | Henry Capital Advisors, Inc. CRD 158537 | Mishawaka, IN | Private Fund Manager · Small ($100M–$1B) | $115M | 3 | 3 | 3 | 03/03/2026 | ☆ |
| 15646 | Gritstone Asset Management Llc CRD 298500 | Bethesda, MD | Endowment & Foundation Advisor · Small ($100M–$1B) | $115M | 1 | 38 | 4 | 03/19/2026 | ☆ |
| 15647 | Five Speed Financial Planning Llc CRD 339660 | Tucson, AZ | Insurance-Affiliated · Small ($100M–$1B) | $115M | 353 | 493 | 3 | 04/23/2026 | ☆ |
| 15648 | N CRD 133580 | Wealth Manager · Small ($100M–$1B) | $115M | 38 | 51 | 3 | 03/21/2025 | ☆ | |
| 15649 | Capstone Wealth Partners, Ltd. CRD 152524 | Dublin, OH | Wealth Manager · Small ($100M–$1B) | $115M | 157 | 577 | 4 | 06/15/2026 | ☆ |
| 15650 | Metis Wealth Management & Planning Llc CRD 305086 | Bluffton, SC | Wealth Manager · Small ($100M–$1B) | $115M | 465 | 228 | 2 | 01/24/2026 | ☆ |