Investment advisers
45,052 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15601 | Beresh, Patrick Michael CRD 137495 | Larkspur, CA | Insurance-Affiliated · Small ($100M–$1B) | $117M | 120 | 232 | 1 | 02/18/2026 | ☆ |
| 15602 | Legacy Road Llc CRD 337654 | Multi-Family Office · Small ($100M–$1B) | $117M | 4 | 4 | 1 | 03/31/2026 | ☆ | |
| 15603 | 818 Wealth, Llc CRD 335975 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $117M | 181 | 181 | 6 | 03/23/2026 | ☆ |
| 15604 | Simple Portfolio Management, Inc. CRD 148263 | Wealth Manager · Small ($100M–$1B) | $117M | 63 | 63 | 1 | 01/26/2026 | ☆ | |
| 15605 | Greystone Financial & Estate Services, Inc. CRD 318092 | Kirkland, WA | Wealth Manager · Small ($100M–$1B) | $117M | 208 | 551 | 1 | 02/26/2026 | ☆ |
| 15606 | Sulzberger Capital Advisors, Inc. CRD 174673 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $117M | 93 | 260 | 2 | 05/13/2026 | ☆ |
| 15607 | N CRD 285219 | Private Fund Manager · Small ($100M–$1B) | $117M | 7 | 7 | 10 | 03/20/2025 | ☆ | |
| 15608 | Bas Capital Corp. CRD 150430 | Wealth Manager · Small ($100M–$1B) | $117M | 20 | 22 | 2 | 07/22/2026 | ☆ | |
| 15609 | Abraham & Co., Inc. CRD 299085 | Insurance-Affiliated · Small ($100M–$1B) | $117M | 355 | 850 | 5 | 02/25/2026 | ☆ | |
| 15610 | Crosspoint Capital Strategies, Llc CRD 150212 | Orinda, CA | Investment Adviser · Small ($100M–$1B) | $117M | 254 | 288 | 2 | 09/17/2026 | ☆ |
| 15611 | Georgia Advisory Group Llc CRD 306815 | Alpharetta, GA | Insurance-Affiliated · Small ($100M–$1B) | $117M | 285 | 288 | 2 | 08/11/2026 | ☆ |
| 15612 | Huffman, Mark C. CRD 135753 | Wealth Manager · Small ($100M–$1B) | $117M | 135 | 520 | 1 | 03/30/2026 | ☆ | |
| 15613 | Humilis Investment Strategies, Llc CRD 338310 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $117M | 1 | 2 | 4 | 02/20/2026 | ☆ | |
| 15614 | N CRD 154998 | Wealth Manager · Small ($100M–$1B) | $117M | 233 | 233 | 2 | 03/28/2025 | ☆ | |
| 15615 | Wurz Financial Services, Llc CRD 331608 | Holland, OH | Wealth Manager · Small ($100M–$1B) | $117M | 491 | 449 | 7 | 07/21/2026 | ☆ |
| 15616 | Greenline Wealth Management Llc CRD 298397 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $117M | 247 | 410 | 7 | 07/31/2026 | ☆ |
| 15617 | Burt Asset Management, Inc. CRD 125967 | Wealth Manager · Small ($100M–$1B) | $117M | 75 | 184 | 1 | 05/14/2026 | ☆ | |
| 15618 | Trident Advisors Inc CRD 108920 | Doylestown, PA | Insurance-Affiliated · Small ($100M–$1B) | $117M | 225 | 226 | 3 | 01/15/2026 | ☆ |
| 15619 | Omni Financial Llc CRD 314670 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $117M | 526 | 762 | 2 | 01/09/2026 | ☆ |
| 15620 | Heirloom Investment Management Llc CRD 281357 | Private Fund Manager · Small ($100M–$1B) | $117M | 3 | 5 | 5 | 03/31/2026 | ☆ | |
| 15621 | Arlington Securities, Inc CRD 19596 | Insurance-Affiliated · Small ($100M–$1B) | $117M | 320 | 320 | 18 | 07/21/2026 | ☆ | |
| 15622 | Oxford Real Estate Advisors Inc CRD 107209 | Pittsburgh, PA | Private Fund Manager · Small ($100M–$1B) | $117M | 2 | 1 | 2 | 02/23/2024 | ☆ |
| 15623 | Abel Financial Management Co. CRD 121558 | Wealth Manager · Small ($100M–$1B) | $117M | 84 | 283 | 2 | 01/30/2026 | ☆ | |
| 15624 | Whitwell & Co, Llc CRD 331958 | Wealth Manager · Small ($100M–$1B) | $117M | 337 | 489 | 9 | 07/06/2026 | ☆ | |
| 15625 | Allpoint Financial Group Llc CRD 301028 | Petaluma, CA | Insurance-Affiliated · Small ($100M–$1B) | $117M | 431 | 721 | 5 | 06/12/2026 | ☆ |
| 15626 | N CRD 297998 | Private Fund Manager · Small ($100M–$1B) | $117M | 3 | 3 | 4 | 03/13/2025 | ☆ | |
| 15627 | Investment Managers Group, Llc CRD 164203 | Temecula, CA | Wealth Manager · Small ($100M–$1B) | $117M | 244 | 528 | 2 | 03/23/2026 | ☆ |
| 15628 | Nim Wealth Solutions Inc. CRD 334754 | San Jose, CA | Wealth Manager · Small ($100M–$1B) | $117M | 139 | 302 | 6 | 09/24/2026 | ☆ |
| 15629 | Aljz Consulting, Llc CRD 332823 | Insurance-Affiliated · Small ($100M–$1B) | $117M | 207 | 549 | 3 | 05/11/2026 | ☆ | |
| 15630 | Align Wealth Management, Llc CRD 323615 | San Jose, CA | Wealth Manager · Small ($100M–$1B) | $117M | 69 | 153 | 2 | 08/07/2026 | ☆ |
| 15631 | Delphi Management Inc CRD 106042 | Wealth Manager · Small ($100M–$1B) | $117M | 26 | 26 | 4 | 03/30/2026 | ☆ | |
| 15632 | Alsworth Capital Management, Llc CRD 281417 | Corning, NY | Wealth Manager · Small ($100M–$1B) | $117M | 177 | 438 | 8 | 03/30/2026 | ☆ |
| 15633 | Tidwell Wealth Management Llc CRD 309109 | Rocklin, CA | Wealth Manager · Small ($100M–$1B) | $117M | 83 | 184 | 5 | 05/04/2026 | ☆ |
| 15634 | Murray Securities, Inc. CRD 142783 | Tyler, TX | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $117M | 50 | 49 | 4 | 09/03/2026 | ☆ |
| 15635 | Hayes Asset Management, Llc CRD 141220 | Rochester, NY | Wealth Manager · Small ($100M–$1B) | $117M | 112 | 286 | 4 | 03/26/2026 | ☆ |
| 15636 | Kompass Kapital Advisors, Llc CRD 335041 | Overland Park, KS | Investment Adviser · Small ($100M–$1B) | $117M | 1 | 2 | 08/11/2026 | ☆ | |
| 15637 | Dynamic Trading Management, Llc. CRD 142638 | White Plains, NY | Insurance-Affiliated · Small ($100M–$1B) | $117M | 82 | 140 | 3 | 03/16/2026 | ☆ |
| 15638 | Volk Financial Llc CRD 311679 | Falmouth, ME | Wealth Manager · Small ($100M–$1B) | $117M | 176 | 529 | 3 | 09/23/2026 | ☆ |
| 15639 | Integra Wealth, Llc CRD 149999 | Chattanooga, TN | Wealth Manager · Small ($100M–$1B) | $116M | 196 | 411 | 2 | 05/04/2026 | ☆ |
| 15640 | Eagle Capital Advisors, Llc CRD 173730 | Middlebury, CT | Wealth Manager · Small ($100M–$1B) | $116M | 71 | 173 | 2 | 09/01/2026 | ☆ |
| 15641 | Luna Capital Management, Llc CRD 307687 | Burlingame, CA | Insurance-Affiliated · Small ($100M–$1B) | $116M | 218 | 266 | 3 | 06/06/2026 | ☆ |
| 15642 | Heckman Financial & Insurance Services, Inc. CRD 111549 | San Jose, CA | Insurance-Affiliated · Small ($100M–$1B) | $116M | 305 | 565 | 5 | 05/18/2026 | ☆ |
| 15643 | Sturman Wealth Advisors, Llc CRD 331560 | Charlottesville, VA | Wealth Manager · Small ($100M–$1B) | $116M | 91 | 282 | 2 | 02/26/2026 | ☆ |
| 15644 | Asset Strategy Retirement Plan Consultants, Llc CRD 147982 | Camp Hill, PA | Insurance-Affiliated · Small ($100M–$1B) | $116M | 242 | 539 | 5 | 03/04/2026 | ☆ |
| 15645 | Aton Advisors, Llc CRD 154036 | Wealth Manager · Small ($100M–$1B) | $116M | 72 | 280 | 2 | 02/13/2026 | ☆ | |
| 15646 | Paradigm Wealth Management, Llc CRD 282055 | Lincoln, NE | Wealth Manager · Small ($100M–$1B) | $116M | 351 | 351 | 8 | 09/14/2026 | ☆ |
| 15647 | Ebert Capital Management Inc. CRD 155169 | Eureka, CA | Wealth Manager · Small ($100M–$1B) | $116M | 187 | 465 | 3 | 05/11/2026 | ☆ |
| 15648 | Greenskeeper Asset Management Inc. CRD 325725 | Oakville, Ontario | Investment Adviser · Small ($100M–$1B) | $116M | 94 | 179 | 4 | 02/09/2026 | ☆ |
| 15649 | First Light Wealth Advisors, Llc CRD 291214 | Little Falls, NJ | Wealth Manager · Small ($100M–$1B) | $116M | 98 | 231 | 4 | 09/15/2026 | ☆ |
| 15650 | Intellicapital Advisors Llc CRD 316908 | Ponte Vedra, FL | Wealth Manager · Small ($100M–$1B) | $116M | 81 | 200 | 3 | 08/24/2026 | ☆ |