Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15551 | Humilis Investment Strategies, Llc CRD 338310 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $117M | 1 | 2 | 4 | 02/20/2026 | ☆ | |
| 15552 | N CRD 154998 | Wealth Manager · Small ($100M–$1B) | $117M | 233 | 233 | 2 | 03/28/2025 | ☆ | |
| 15553 | Wurz Financial Services, Llc CRD 331608 | Holland, OH | Wealth Manager · Small ($100M–$1B) | $117M | 491 | 449 | 7 | 07/21/2026 | ☆ |
| 15554 | Greenline Wealth Management Llc CRD 298397 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $117M | 247 | 410 | 7 | 07/31/2026 | ☆ |
| 15555 | Burt Asset Management, Inc. CRD 125967 | Wealth Manager · Small ($100M–$1B) | $117M | 75 | 184 | 1 | 05/14/2026 | ☆ | |
| 15556 | Trident Advisors Inc CRD 108920 | Doylestown, PA | Insurance-Affiliated · Small ($100M–$1B) | $117M | 225 | 226 | 3 | 01/15/2026 | ☆ |
| 15557 | Omni Financial Llc CRD 314670 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $117M | 526 | 762 | 2 | 01/09/2026 | ☆ |
| 15558 | Heirloom Investment Management Llc CRD 281357 | Private Fund Manager · Small ($100M–$1B) | $117M | 3 | 5 | 5 | 03/31/2026 | ☆ | |
| 15559 | Arlington Securities, Inc CRD 19596 | Insurance-Affiliated · Small ($100M–$1B) | $117M | 320 | 320 | 18 | 07/21/2026 | ☆ | |
| 15560 | Oxford Real Estate Advisors Inc CRD 107209 | Pittsburgh, PA | Private Fund Manager · Small ($100M–$1B) | $117M | 2 | 1 | 2 | 02/23/2024 | ☆ |
| 15561 | Abel Financial Management Co. CRD 121558 | Wealth Manager · Small ($100M–$1B) | $117M | 84 | 283 | 2 | 01/30/2026 | ☆ | |
| 15562 | Whitwell & Co, Llc CRD 331958 | Wealth Manager · Small ($100M–$1B) | $117M | 337 | 489 | 9 | 07/06/2026 | ☆ | |
| 15563 | Allpoint Financial Group Llc CRD 301028 | Petaluma, CA | Insurance-Affiliated · Small ($100M–$1B) | $117M | 431 | 721 | 5 | 06/12/2026 | ☆ |
| 15564 | N CRD 297998 | Private Fund Manager · Small ($100M–$1B) | $117M | 3 | 3 | 4 | 03/13/2025 | ☆ | |
| 15565 | Investment Managers Group, Llc CRD 164203 | Temecula, CA | Wealth Manager · Small ($100M–$1B) | $117M | 244 | 528 | 2 | 03/23/2026 | ☆ |
| 15566 | Nim Wealth Solutions Inc. CRD 334754 | San Jose, CA | Wealth Manager · Small ($100M–$1B) | $117M | 139 | 302 | 6 | 08/11/2026 | ☆ |
| 15567 | Aljz Consulting, Llc CRD 332823 | Insurance-Affiliated · Small ($100M–$1B) | $117M | 207 | 549 | 3 | 05/11/2026 | ☆ | |
| 15568 | Align Wealth Management, Llc CRD 323615 | San Jose, CA | Wealth Manager · Small ($100M–$1B) | $117M | 69 | 153 | 2 | 08/07/2026 | ☆ |
| 15569 | Delphi Management Inc CRD 106042 | Wealth Manager · Small ($100M–$1B) | $117M | 26 | 26 | 4 | 03/30/2026 | ☆ | |
| 15570 | Alsworth Capital Management, Llc CRD 281417 | Corning, NY | Wealth Manager · Small ($100M–$1B) | $117M | 177 | 438 | 8 | 03/30/2026 | ☆ |
| 15571 | Tidwell Wealth Management Llc CRD 309109 | Rocklin, CA | Wealth Manager · Small ($100M–$1B) | $117M | 83 | 184 | 5 | 05/04/2026 | ☆ |
| 15572 | Murray Securities, Inc. CRD 142783 | Tyler, TX | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $117M | 50 | 49 | 4 | 08/04/2026 | ☆ |
| 15573 | Hayes Asset Management, Llc CRD 141220 | Rochester, NY | Wealth Manager · Small ($100M–$1B) | $117M | 112 | 286 | 4 | 03/26/2026 | ☆ |
| 15574 | Kompass Kapital Advisors, Llc CRD 335041 | Overland Park, KS | Investment Adviser · Small ($100M–$1B) | $117M | 1 | 2 | 08/11/2026 | ☆ | |
| 15575 | Dynamic Trading Management, Llc. CRD 142638 | White Plains, NY | Insurance-Affiliated · Small ($100M–$1B) | $117M | 82 | 140 | 3 | 03/16/2026 | ☆ |
| 15576 | Volk Financial Llc CRD 311679 | Falmouth, ME | Wealth Manager · Small ($100M–$1B) | $117M | 176 | 529 | 3 | 07/24/2026 | ☆ |
| 15577 | Integra Wealth, Llc CRD 149999 | Chattanooga, TN | Wealth Manager · Small ($100M–$1B) | $116M | 196 | 411 | 2 | 05/04/2026 | ☆ |
| 15578 | Luna Capital Management, Llc CRD 307687 | Burlingame, CA | Insurance-Affiliated · Small ($100M–$1B) | $116M | 218 | 266 | 3 | 06/06/2026 | ☆ |
| 15579 | Heckman Financial & Insurance Services, Inc. CRD 111549 | San Jose, CA | Insurance-Affiliated · Small ($100M–$1B) | $116M | 305 | 565 | 5 | 05/18/2026 | ☆ |
| 15580 | Sturman Wealth Advisors, Llc CRD 331560 | Charlottesville, VA | Wealth Manager · Small ($100M–$1B) | $116M | 91 | 282 | 2 | 02/26/2026 | ☆ |
| 15581 | Asset Strategy Retirement Plan Consultants, Llc CRD 147982 | Camp Hill, PA | Insurance-Affiliated · Small ($100M–$1B) | $116M | 242 | 539 | 5 | 03/04/2026 | ☆ |
| 15582 | Aton Advisors, Llc CRD 154036 | Wealth Manager · Small ($100M–$1B) | $116M | 72 | 280 | 2 | 02/13/2026 | ☆ | |
| 15583 | Paradigm Wealth Management, Llc CRD 282055 | Lincoln, NE | Wealth Manager · Small ($100M–$1B) | $116M | 351 | 351 | 8 | 04/17/2026 | ☆ |
| 15584 | Ebert Capital Management Inc. CRD 155169 | Eureka, CA | Wealth Manager · Small ($100M–$1B) | $116M | 187 | 465 | 3 | 05/11/2026 | ☆ |
| 15585 | Greenskeeper Asset Management Inc. CRD 325725 | Oakville, Ontario | Investment Adviser · Small ($100M–$1B) | $116M | 94 | 179 | 4 | 02/09/2026 | ☆ |
| 15586 | First Light Wealth Advisors, Llc CRD 291214 | Little Falls, NJ | Wealth Manager · Small ($100M–$1B) | $116M | 98 | 231 | 4 | 04/13/2026 | ☆ |
| 15587 | Jaffe Asset Management Llc CRD 108082 | Beverly Hills, CA | Wealth Manager · Small ($100M–$1B) | $116M | 58 | 149 | 2 | 06/02/2026 | ☆ |
| 15588 | N CRD 124462 | Wealth Manager · Small ($100M–$1B) | $116M | 120 | 648 | 3 | 01/07/2025 | ☆ | |
| 15589 | Columbia Benefits, Llc CRD 132261 | Denver, CO | Insurance-Affiliated · Small ($100M–$1B) | $116M | 138 | 130 | 1 | 03/31/2026 | ☆ |
| 15590 | Colburn Wealth Management, Llc CRD 157870 | Grove City, OH | Wealth Manager · Small ($100M–$1B) | $116M | 136 | 463 | 4 | 06/23/2026 | ☆ |
| 15591 | Solyco Wealth Llc CRD 314981 | Birmingham, MI | Wealth Manager · Small ($100M–$1B) | $116M | 158 | 238 | 5 | 06/09/2026 | ☆ |
| 15592 | Salvini, Brooke Alison CRD 138087 | Wealth Manager · Small ($100M–$1B) | $116M | 57 | 57 | 2 | 06/16/2026 | ☆ | |
| 15593 | Santa Fe Advisors Llc CRD 170872 | Santa Fe, NM | Wealth Manager · Small ($100M–$1B) | $116M | 59 | 151 | 5 | 03/27/2026 | ☆ |
| 15594 | N CRD 306301 | Wealth Manager · Small ($100M–$1B) | $116M | 188 | 391 | 4 | 02/12/2025 | ☆ | |
| 15595 | Orchard City Wealth Management, Llc CRD 292274 | Los Gatos, CA | Wealth Manager · Small ($100M–$1B) | $116M | 55 | 254 | 3 | 05/14/2026 | ☆ |
| 15596 | Motilal Oswal Capital Limited CRD 286146 | Prabhadevi, Mumbai | Private Fund Manager · Small ($100M–$1B) | $116M | 1 | 1 | 7 | 06/28/2026 | ☆ |
| 15597 | Serone Capital Management Llc CRD 338114 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $116M | 1 | 1 | 3 | 07/22/2026 | ☆ |
| 15598 | Ryzome Investment Advisors, Llc CRD 170762 | Okemos, MI | Wealth Manager · Small ($100M–$1B) | $116M | 673 | 675 | 2 | 06/07/2026 | ☆ |
| 15599 | Sacajawea & Company, Llc CRD 109604 | Investment Adviser · Small ($100M–$1B) | $116M | 20 | 20 | 1 | 03/30/2026 | ☆ | |
| 15600 | Mpm Advisors Group Llc CRD 335595 | Liverpool, NY | Wealth Manager · Small ($100M–$1B) | $116M | 177 | 179 | 3 | 01/20/2026 | ☆ |