Investment advisers
45,052 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15551 | Hudson Financial Services, Inc. CRD 309675 | Auburn, CA | Wealth Manager · Small ($100M–$1B) | $119M | 451 | 808 | 4 | 05/15/2026 | ☆ |
| 15552 | Cardinal Advisers Llc CRD 284465 | Wealth Manager · Small ($100M–$1B) | $119M | 46 | 57 | 1 | 01/22/2026 | ☆ | |
| 15553 | Hms Financial Services, Llc CRD 131569 | Columbia, SC | Wealth Manager · Small ($100M–$1B) | $119M | 228 | 228 | 1 | 03/27/2026 | ☆ |
| 15554 | Brian Joyce, Llc CRD 286233 | Wealth Manager · Small ($100M–$1B) | $119M | 97 | 289 | 1 | 08/07/2026 | ☆ | |
| 15555 | Noble Wealth Partners, Llc CRD 298396 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $118M | 134 | 423 | 3 | 08/12/2026 | ☆ |
| 15556 | Sandhill Wealth Management, Inc. CRD 291649 | Winter Park, FL | Wealth Manager · Small ($100M–$1B) | $118M | 217 | 217 | 2 | 03/27/2026 | ☆ |
| 15557 | Jasper Capital Hong Kong Limited CRD 306114 | Hong Kong, Hong Kong | Investment Adviser · Small ($100M–$1B) | $118M | 3 | 3 | 6 | 03/11/2026 | ☆ |
| 15558 | Terrafirma Wealth Partners Llc CRD 331568 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $118M | 94 | 95 | 3 | 03/11/2026 | ☆ |
| 15559 | Smith & Co Advisory Llc CRD 333042 | Spring Hill, TN | Wealth Manager · Small ($100M–$1B) | $118M | 210 | 331 | 2 | 05/05/2026 | ☆ |
| 15560 | Mcm Advisers, Lp CRD 110656 | Orinda, CA | Private Fund Manager · Small ($100M–$1B) | $118M | 10 | 10 | 2 | 03/23/2026 | ☆ |
| 15561 | The Financial Discovery Group,Inc. CRD 125383 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $118M | 79 | 343 | 3 | 03/13/2026 | ☆ |
| 15562 | Jr Mesenburg And Associates, Llc CRD 144645 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $118M | 33 | 29 | 1 | 03/17/2026 | ☆ |
| 15563 | Tone Capital, Llc CRD 285622 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $118M | 166 | 320 | 4 | 03/16/2026 | ☆ |
| 15564 | Trg Capital Management Incorporated CRD 146674 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $118M | 131 | 388 | 5 | 08/17/2026 | ☆ |
| 15565 | Lcv Management, Lp CRD 338080 | Private Fund Manager · Small ($100M–$1B) | $118M | 1 | 1 | 5 | 07/28/2026 | ☆ | |
| 15566 | Pinnacle Wealth Management Partners, Inc. CRD 166853 | Brighton, MI | Wealth Manager · Small ($100M–$1B) | $118M | 271 | 712 | 4 | 03/16/2026 | ☆ |
| 15567 | Vanderpol Investments L.L.C. CRD 168174 | Caledonia, MI | Wealth Manager · Small ($100M–$1B) | $118M | 131 | 131 | 3 | 03/25/2026 | ☆ |
| 15568 | Cs Advisors Inc. CRD 130729 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $118M | 101 | 322 | 3 | 02/13/2026 | ☆ |
| 15569 | Staib Financial Planning, Llc CRD 125706 | Wealth Manager · Small ($100M–$1B) | $118M | 53 | 275 | 1 | 01/06/2026 | ☆ | |
| 15570 | Blue Sky Investment Partners, Inc. CRD 145318 | Evanston, IL | Wealth Manager · Small ($100M–$1B) | $118M | 62 | 62 | 1 | 09/09/2026 | ☆ |
| 15571 | Cornerstone Financial Management, Llc CRD 125494 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $118M | 200 | 313 | 3 | 06/29/2026 | ☆ |
| 15572 | Investment & Tax Strategies, Inc. CRD 157717 | Wealth Manager · Small ($100M–$1B) | $118M | 350 | 560 | 1 | 02/04/2026 | ☆ | |
| 15573 | Afs Wealth Management, Llc CRD 287832 | Farmington Hills, MI | Wealth Manager · Small ($100M–$1B) | $118M | 169 | 499 | 2 | 09/11/2026 | ☆ |
| 15574 | One Life Financial Group, Inc. CRD 281792 | Wealth Manager · Small ($100M–$1B) | $118M | 200 | 588 | 6 | 04/27/2026 | ☆ | |
| 15575 | Gvs Financial Group, Inc. CRD 129337 | Wealth Manager · Small ($100M–$1B) | $118M | 57 | 165 | 1 | 02/16/2026 | ☆ | |
| 15576 | Ark Wealth Advisors, Llc CRD 309396 | Yorba Linda, CA | Wealth Manager · Small ($100M–$1B) | $118M | 221 | 221 | 5 | 03/11/2026 | ☆ |
| 15577 | South Shore Investment Services Llc CRD 311450 | Norwell, MA | Insurance-Affiliated · Small ($100M–$1B) | $118M | 570 | 832 | 5 | 03/25/2026 | ☆ |
| 15578 | Queen B Advisors, Llc CRD 306413 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $118M | 621 | 633 | 7 | 12/22/2024 | ☆ |
| 15579 | Aem Asset Management, Llc CRD 310360 | Somerset, NJ | Wealth Manager · Small ($100M–$1B) | $118M | 45 | 45 | 2 | 03/30/2026 | ☆ |
| 15580 | Meridian Wealth Management, Llc CRD 285853 | Insurance-Affiliated · Small ($100M–$1B) | $118M | 71 | 285 | 4 | 02/17/2026 | ☆ | |
| 15581 | Ak Global Asset Management, Llc CRD 137530 | Oakland, CA | Wealth Manager · Small ($100M–$1B) | $118M | 28 | 104 | 2 | 02/18/2026 | ☆ |
| 15582 | Hunt Investment Management, Llc CRD 151744 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $118M | 3 | 3 | 22 | 04/09/2026 | ☆ |
| 15583 | Fournorth Capital Llc CRD 340927 | West Conshohocken, PA | Private Fund Manager · Small ($100M–$1B) | $118M | 1 | 1 | 3 | 07/29/2026 | ☆ |
| 15584 | Wealth Engineers, Llc CRD 168578 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $118M | 54 | 208 | 2 | 02/02/2026 | ☆ |
| 15585 | Kinnamon & Associates Ltd Ii CRD 106701 | Barrington, IL | Insurance-Affiliated · Small ($100M–$1B) | $118M | 131 | 396 | 7 | 04/10/2026 | ☆ |
| 15586 | Curat Global Llc CRD 296180 | Wealth Manager · Small ($100M–$1B) | $118M | 14 | 14 | 1 | 01/22/2026 | ☆ | |
| 15587 | Willamette Financial Advisors, Llc CRD 173482 | Portland, OR | Insurance-Affiliated · Small ($100M–$1B) | $117M | 201 | 488 | 3 | 02/04/2026 | ☆ |
| 15588 | Ciro Capital Llc CRD 329576 | Jersey City, NJ | Wealth Manager · Small ($100M–$1B) | $117M | 88 | 268 | 2 | 05/07/2026 | ☆ |
| 15589 | N CRD 286379 | Wealth Manager · Small ($100M–$1B) | $117M | 207 | 519 | 6 | 05/07/2025 | ☆ | |
| 15590 | Albert Bridge Capital Management Lp CRD 326763 | Private Fund Manager · Small ($100M–$1B) | $117M | 2 | 2 | 2 | 03/31/2026 | ☆ | |
| 15591 | Fairway Asset Management, Llc CRD 146636 | Omaha, NE | Insurance-Affiliated · Small ($100M–$1B) | $117M | 83 | 83 | 4 | 03/30/2026 | ☆ |
| 15592 | Trail Financial Planning Llc CRD 165063 | Bellingham, WA | Wealth Manager · Small ($100M–$1B) | $117M | 157 | 606 | 4 | 03/11/2026 | ☆ |
| 15593 | L.J. Brey, Inc. CRD 113996 | Wealth Manager · Small ($100M–$1B) | $117M | 61 | 257 | 1 | 03/04/2026 | ☆ | |
| 15594 | Integra Wealth Advisors, Llc CRD 156216 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $117M | 58 | 185 | 3 | 08/10/2026 | ☆ |
| 15595 | Covalent Partners Llc CRD 140494 | Concord, MA | Private Fund Manager · Small ($100M–$1B) | $117M | 2 | 2 | 4 | 03/30/2026 | ☆ |
| 15596 | Buckram Securities Ltd CRD 126976 | Locust Valley, NY | Insurance-Affiliated · Small ($100M–$1B) | $117M | 173 | 173 | 3 | 02/25/2026 | ☆ |
| 15597 | Mckinley Financial Advisors Inc CRD 282443 | Brookville, PA | Wealth Manager · Small ($100M–$1B) | $117M | 249 | 488 | 4 | 05/11/2026 | ☆ |
| 15598 | Sea Hunter Capital Llc CRD 287710 | Palm Beach Gardens, FL | Wealth Manager · Small ($100M–$1B) | $117M | 146 | 233 | 5 | 09/15/2026 | ☆ |
| 15599 | Caerus Investment Advisors, Llc CRD 171716 | Private Fund Manager · Small ($100M–$1B) | $117M | 54 | 54 | 5 | 03/26/2026 | ☆ | |
| 15600 | Dunham Lane Capital Partners Llc CRD 283276 | Greenwich, CT | Wealth Manager · Small ($100M–$1B) | $117M | 147 | 217 | 2 | 03/24/2026 | ☆ |