Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15501 | Trg Capital Management Incorporated CRD 146674 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $118M | 131 | 388 | 5 | 07/01/2026 | ☆ |
| 15502 | Lcv Management, Lp CRD 338080 | Private Fund Manager · Small ($100M–$1B) | $118M | 1 | 1 | 5 | 07/28/2026 | ☆ | |
| 15503 | Pinnacle Wealth Management Partners, Inc. CRD 166853 | Brighton, MI | Wealth Manager · Small ($100M–$1B) | $118M | 271 | 712 | 4 | 03/16/2026 | ☆ |
| 15504 | Vanderpol Investments L.L.C. CRD 168174 | Caledonia, MI | Wealth Manager · Small ($100M–$1B) | $118M | 131 | 131 | 3 | 03/25/2026 | ☆ |
| 15505 | Laurelhurst Asset Management Llc CRD 306141 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $118M | 28 | 31 | 1 | 02/20/2026 | ☆ |
| 15506 | Cs Advisors Inc. CRD 130729 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $118M | 101 | 322 | 3 | 02/13/2026 | ☆ |
| 15507 | Staib Financial Planning, Llc CRD 125706 | Wealth Manager · Small ($100M–$1B) | $118M | 53 | 275 | 1 | 01/06/2026 | ☆ | |
| 15508 | Blue Sky Investment Partners, Inc. CRD 145318 | Evanston, IL | Wealth Manager · Small ($100M–$1B) | $118M | 62 | 62 | 1 | 08/13/2026 | ☆ |
| 15509 | Cornerstone Financial Management, Llc CRD 125494 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $118M | 200 | 313 | 3 | 06/29/2026 | ☆ |
| 15510 | Investment & Tax Strategies, Inc. CRD 157717 | Wealth Manager · Small ($100M–$1B) | $118M | 350 | 560 | 1 | 02/04/2026 | ☆ | |
| 15511 | Afs Wealth Management, Llc CRD 287832 | Farmington Hills, MI | Wealth Manager · Small ($100M–$1B) | $118M | 169 | 499 | 2 | 07/29/2026 | ☆ |
| 15512 | One Life Financial Group, Inc. CRD 281792 | Wealth Manager · Small ($100M–$1B) | $118M | 200 | 588 | 6 | 04/27/2026 | ☆ | |
| 15513 | Gvs Financial Group, Inc. CRD 129337 | Wealth Manager · Small ($100M–$1B) | $118M | 57 | 165 | 1 | 02/16/2026 | ☆ | |
| 15514 | Ark Wealth Advisors, Llc CRD 309396 | Yorba Linda, CA | Wealth Manager · Small ($100M–$1B) | $118M | 221 | 221 | 5 | 03/11/2026 | ☆ |
| 15515 | South Shore Investment Services Llc CRD 311450 | Norwell, MA | Insurance-Affiliated · Small ($100M–$1B) | $118M | 570 | 832 | 5 | 03/25/2026 | ☆ |
| 15516 | Queen B Advisors, Llc CRD 306413 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $118M | 621 | 633 | 7 | 12/22/2024 | ☆ |
| 15517 | Aem Asset Management, Llc CRD 310360 | Somerset, NJ | Wealth Manager · Small ($100M–$1B) | $118M | 45 | 45 | 2 | 03/30/2026 | ☆ |
| 15518 | Meridian Wealth Management, Llc CRD 285853 | Insurance-Affiliated · Small ($100M–$1B) | $118M | 71 | 285 | 4 | 02/17/2026 | ☆ | |
| 15519 | Ak Global Asset Management, Llc CRD 137530 | Oakland, CA | Wealth Manager · Small ($100M–$1B) | $118M | 28 | 104 | 2 | 02/18/2026 | ☆ |
| 15520 | Hunt Investment Management, Llc CRD 151744 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $118M | 3 | 3 | 22 | 04/09/2026 | ☆ |
| 15521 | Fournorth Capital Llc CRD 340927 | West Conshohocken, PA | Private Fund Manager · Small ($100M–$1B) | $118M | 1 | 1 | 3 | 07/29/2026 | ☆ |
| 15522 | Wealth Engineers, Llc CRD 168578 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $118M | 54 | 208 | 2 | 02/02/2026 | ☆ |
| 15523 | Kinnamon & Associates Ltd Ii CRD 106701 | Barrington, IL | Insurance-Affiliated · Small ($100M–$1B) | $118M | 131 | 396 | 7 | 04/10/2026 | ☆ |
| 15524 | Curat Global Llc CRD 296180 | Wealth Manager · Small ($100M–$1B) | $118M | 14 | 14 | 1 | 01/22/2026 | ☆ | |
| 15525 | Willamette Financial Advisors, Llc CRD 173482 | Portland, OR | Insurance-Affiliated · Small ($100M–$1B) | $117M | 201 | 488 | 3 | 02/04/2026 | ☆ |
| 15526 | Ciro Capital Llc CRD 329576 | Jersey City, NJ | Wealth Manager · Small ($100M–$1B) | $117M | 88 | 268 | 2 | 05/07/2026 | ☆ |
| 15527 | N CRD 286379 | Wealth Manager · Small ($100M–$1B) | $117M | 207 | 519 | 6 | 05/07/2025 | ☆ | |
| 15528 | Albert Bridge Capital Management Lp CRD 326763 | Private Fund Manager · Small ($100M–$1B) | $117M | 2 | 2 | 2 | 03/31/2026 | ☆ | |
| 15529 | Fairway Asset Management, Llc CRD 146636 | Omaha, NE | Insurance-Affiliated · Small ($100M–$1B) | $117M | 83 | 83 | 4 | 03/30/2026 | ☆ |
| 15530 | Trail Financial Planning Llc CRD 165063 | Bellingham, WA | Wealth Manager · Small ($100M–$1B) | $117M | 157 | 606 | 4 | 03/11/2026 | ☆ |
| 15531 | L.J. Brey, Inc. CRD 113996 | Wealth Manager · Small ($100M–$1B) | $117M | 61 | 257 | 1 | 03/04/2026 | ☆ | |
| 15532 | Integra Wealth Advisors, Llc CRD 156216 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $117M | 58 | 185 | 3 | 08/10/2026 | ☆ |
| 15533 | Covalent Partners Llc CRD 140494 | Concord, MA | Private Fund Manager · Small ($100M–$1B) | $117M | 2 | 2 | 4 | 03/30/2026 | ☆ |
| 15534 | Buckram Securities Ltd CRD 126976 | Locust Valley, NY | Insurance-Affiliated · Small ($100M–$1B) | $117M | 173 | 173 | 3 | 02/25/2026 | ☆ |
| 15535 | Mckinley Financial Advisors Inc CRD 282443 | Brookville, PA | Wealth Manager · Small ($100M–$1B) | $117M | 249 | 488 | 4 | 05/11/2026 | ☆ |
| 15536 | Sea Hunter Capital Llc CRD 287710 | Palm Beach Gardens, FL | Wealth Manager · Small ($100M–$1B) | $117M | 146 | 233 | 5 | 04/20/2026 | ☆ |
| 15537 | Caerus Investment Advisors, Llc CRD 171716 | Private Fund Manager · Small ($100M–$1B) | $117M | 54 | 54 | 5 | 03/26/2026 | ☆ | |
| 15538 | Dunham Lane Capital Partners Llc CRD 283276 | Greenwich, CT | Wealth Manager · Small ($100M–$1B) | $117M | 147 | 217 | 2 | 03/24/2026 | ☆ |
| 15539 | Beresh, Patrick Michael CRD 137495 | Larkspur, CA | Insurance-Affiliated · Small ($100M–$1B) | $117M | 120 | 232 | 1 | 02/18/2026 | ☆ |
| 15540 | Legacy Road Llc CRD 337654 | Multi-Family Office · Small ($100M–$1B) | $117M | 4 | 4 | 1 | 03/31/2026 | ☆ | |
| 15541 | 818 Wealth, Llc CRD 335975 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $117M | 181 | 181 | 6 | 03/23/2026 | ☆ |
| 15542 | Simple Portfolio Management, Inc. CRD 148263 | Wealth Manager · Small ($100M–$1B) | $117M | 63 | 63 | 1 | 01/26/2026 | ☆ | |
| 15543 | Greystone Financial & Estate Services, Inc. CRD 318092 | Kirkland, WA | Wealth Manager · Small ($100M–$1B) | $117M | 208 | 551 | 1 | 02/26/2026 | ☆ |
| 15544 | Sulzberger Capital Advisors, Inc. CRD 174673 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $117M | 93 | 260 | 2 | 05/13/2026 | ☆ |
| 15545 | N CRD 285219 | Private Fund Manager · Small ($100M–$1B) | $117M | 7 | 7 | 10 | 03/20/2025 | ☆ | |
| 15546 | Bas Capital Corp. CRD 150430 | Wealth Manager · Small ($100M–$1B) | $117M | 20 | 22 | 2 | 07/22/2026 | ☆ | |
| 15547 | Abraham & Co., Inc. CRD 299085 | Insurance-Affiliated · Small ($100M–$1B) | $117M | 355 | 850 | 5 | 02/25/2026 | ☆ | |
| 15548 | Crosspoint Capital Strategies, Llc CRD 150212 | Orinda, CA | Investment Adviser · Small ($100M–$1B) | $117M | 254 | 288 | 2 | 08/13/2026 | ☆ |
| 15549 | Georgia Advisory Group Llc CRD 306815 | Alpharetta, GA | Insurance-Affiliated · Small ($100M–$1B) | $117M | 285 | 288 | 2 | 08/11/2026 | ☆ |
| 15550 | Huffman, Mark C. CRD 135753 | Wealth Manager · Small ($100M–$1B) | $117M | 135 | 520 | 1 | 03/30/2026 | ☆ |