Investment advisers
45,052 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 15501 | Black Capital Management, Llc CRD 105622 | Wealth Manager · Small ($100M–$1B) | $120M | 48 | 48 | 3 | 03/04/2026 | ☆ | |
| 15502 | Hicks & Associates Wealth Management, Llc CRD 323171 | Cary, NC | Wealth Manager · Small ($100M–$1B) | $120M | 162 | 570 | 4 | 02/25/2026 | ☆ |
| 15503 | Sentara Capital Llc CRD 161132 | Marietta, GA | Insurance-Affiliated · Small ($100M–$1B) | $120M | 169 | 493 | 3 | 02/05/2026 | ☆ |
| 15504 | Cox Financial Group Inc CRD 173691 | Dublin, OH | Insurance-Affiliated · Small ($100M–$1B) | $120M | 223 | 563 | 4 | 05/27/2026 | ☆ |
| 15505 | Triad Investment Management, Llc CRD 146786 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $120M | 45 | 98 | 2 | 09/16/2026 | ☆ |
| 15506 | Chestnut Street Investment Counsel, Llc CRD 309741 | Lancaster, PA | Wealth Manager · Small ($100M–$1B) | $120M | 85 | 225 | 4 | 01/30/2026 | ☆ |
| 15507 | Engage Wealth Group, Llc CRD 307915 | Northfield, IL | Wealth Manager · Small ($100M–$1B) | $120M | 94 | 266 | 3 | 07/14/2026 | ☆ |
| 15508 | N CRD 142776 | Wealth Manager · Small ($100M–$1B) | $120M | 72 | 72 | 3 | 07/23/2025 | ☆ | |
| 15509 | Abacus Capital Advisors Llc CRD 309295 | Plantation, FL | Wealth Manager · Small ($100M–$1B) | $120M | 48 | 80 | 3 | 03/30/2026 | ☆ |
| 15510 | Yunistone Investment Group, Llc CRD 149728 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $120M | 14 | 66 | 1 | 02/10/2026 | ☆ |
| 15511 | Stoic Point Capital Management Llc CRD 297766 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $119M | 10 | 10 | 3 | 03/30/2026 | ☆ |
| 15512 | Boulevard Wealth Management, Inc. CRD 164423 | Bloomington, MN | Insurance-Affiliated · Small ($100M–$1B) | $119M | 268 | 858 | 5 | 04/22/2026 | ☆ |
| 15513 | Integrated Planning & Wealth Management, Llc CRD 286151 | Wealth Manager · Small ($100M–$1B) | $119M | 169 | 468 | 7 | 03/30/2026 | ☆ | |
| 15514 | N CRD 287594 | Wealth Manager · Small ($100M–$1B) | $119M | 265 | 672 | 3 | 05/19/2025 | ☆ | |
| 15515 | Virtus Wealth Management Llc CRD 317832 | Olivette, MO | Wealth Manager · Small ($100M–$1B) | $119M | 230 | 644 | 14 | 04/10/2026 | ☆ |
| 15516 | Valeo Ventures Management, Llc CRD 334181 | Investment Adviser · Small ($100M–$1B) | $119M | 1 | 1 | 4 | 03/20/2026 | ☆ | |
| 15517 | Enspire Wealth Management, Llc CRD 325723 | Santa Rosa, CA | Wealth Manager · Small ($100M–$1B) | $119M | 52 | 130 | 3 | 02/18/2026 | ☆ |
| 15518 | Cmc Financial Group, Llc CRD 292413 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $119M | 230 | 365 | 4 | 03/05/2026 | ☆ |
| 15519 | Walnut Level Capital Llc CRD 307942 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $119M | 4 | 4 | 3 | 06/01/2026 | ☆ |
| 15520 | Rheeco, Inc. CRD 301106 | Natick, MA | Wealth Manager · Small ($100M–$1B) | $119M | 318 | 562 | 4 | 02/20/2026 | ☆ |
| 15521 | Greenport Capital Advisors, Llc CRD 205511 | Marlborough, MA | Wealth Manager · Small ($100M–$1B) | $119M | 68 | 68 | 2 | 06/10/2026 | ☆ |
| 15522 | Exceed Advisory Llc CRD 170403 | New York, NY | Wealth Manager · Small ($100M–$1B) | $119M | 92 | 92 | 3 | 02/19/2026 | ☆ |
| 15523 | Freedom Value Partners, Llc CRD 330875 | Wealth Manager · Small ($100M–$1B) | $119M | 42 | 95 | 2 | 08/26/2026 | ☆ | |
| 15524 | Avantia Investment Services, Llc CRD 307869 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $119M | 30 | 198 | 3 | 04/03/2026 | ☆ |
| 15525 | Wealth Coach Llc CRD 170886 | Brooklyn, NY | Wealth Manager · Small ($100M–$1B) | $119M | 152 | 351 | 3 | 07/29/2026 | ☆ |
| 15526 | Carolina Strategy, Llc CRD 324629 | Wealth Manager · Small ($100M–$1B) | $119M | 64 | 182 | 1 | 01/08/2026 | ☆ | |
| 15527 | Sullivan Financial, Llc CRD 121371 | Essex, CT | Insurance-Affiliated · Small ($100M–$1B) | $119M | 131 | 308 | 4 | 03/23/2026 | ☆ |
| 15528 | Washington Financial Group, Inc. CRD 132369 | Osterville, MA | Insurance-Affiliated · Small ($100M–$1B) | $119M | 213 | 710 | 2 | 07/06/2026 | ☆ |
| 15529 | Fama Fiduciary Wealth Llc CRD 125627 | Manchester, MO | Wealth Manager · Small ($100M–$1B) | $119M | 61 | 217 | 1 | 09/28/2026 | ☆ |
| 15530 | Pelican Advisory Llc CRD 330658 | Covington, LA | Wealth Manager · Small ($100M–$1B) | $119M | 207 | 265 | 4 | 08/25/2026 | ☆ |
| 15531 | Kailix Advisors Llc CRD 311094 | Aventura, FL | Wealth Manager · Small ($100M–$1B) | $119M | 14 | 14 | 1 | 02/20/2026 | ☆ |
| 15532 | Redfish Capital Management Llc CRD 323348 | Cypress, TX | Wealth Manager · Small ($100M–$1B) | $119M | 170 | 170 | 4 | 08/25/2026 | ☆ |
| 15533 | Compass Capital Management, Llc CRD 150170 | Mcalester, OK | Wealth Manager · Small ($100M–$1B) | $119M | 231 | 482 | 10 | 02/06/2026 | ☆ |
| 15534 | Singer Wealth Management, Llc CRD 299603 | Wealth Manager · Small ($100M–$1B) | $119M | 135 | 427 | 4 | 06/10/2026 | ☆ | |
| 15535 | Baer Investment Advisory Llc CRD 152063 | Wealth Manager · Small ($100M–$1B) | $119M | 80 | 80 | 4 | 03/30/2026 | ☆ | |
| 15536 | Form Prosperity Wealth Advisors, Llc CRD 307792 | Chandler, AZ | Wealth Manager · Small ($100M–$1B) | $119M | 326 | 494 | 1 | 07/21/2026 | ☆ |
| 15537 | Ridgegate Advisors, Llc CRD 334233 | Englewood, CO | Wealth Manager · Small ($100M–$1B) | $119M | 206 | 536 | 11 | 03/25/2026 | ☆ |
| 15538 | Tcn Private Wealth Management Llc CRD 310464 | Multi-Family Office · Small ($100M–$1B) | $119M | 11 | 22 | 1 | 03/11/2026 | ☆ | |
| 15539 | Savvy Labs Inc CRD 322453 | New York, NY | Investment Adviser · Small ($100M–$1B) | $119M | 9 | 9 | 14 | 03/30/2026 | ☆ |
| 15540 | Riley S. Crosbie Advisory, Llc CRD 336507 | Logan, UT | Wealth Manager · Small ($100M–$1B) | $119M | 101 | 328 | 3 | 06/09/2026 | ☆ |
| 15541 | L.D. Lowe Wealth Advisory, Inc. CRD 136596 | Richardson, TX | Wealth Manager · Small ($100M–$1B) | $119M | 264 | 677 | 8 | 03/30/2026 | ☆ |
| 15542 | Charmarline Wealth Management Llc CRD 336719 | Lynchburg, VA | Wealth Manager · Small ($100M–$1B) | $119M | 124 | 320 | 1 | 09/18/2026 | ☆ |
| 15543 | Capital Allocation Management, Inc CRD 129216 | Totowa, NJ | Wealth Manager · Small ($100M–$1B) | $119M | 34 | 34 | 1 | 04/10/2026 | ☆ |
| 15544 | Independence Capital Co., Inc. CRD 24723 | Parma, OH | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $119M | 300 | 300 | 43 | 09/11/2026 | ☆ |
| 15545 | Bruckmann, Rosser, Sherrill & Co., Management, L.P. CRD 156881 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $119M | 4 | 4 | 7 | 03/31/2026 | ☆ |
| 15546 | Hartley Advisors Corp. CRD 130769 | Wealth Manager · Small ($100M–$1B) | $119M | 129 | 433 | 3 | 07/28/2026 | ☆ | |
| 15547 | 1 Main Capital Management, Llc CRD 328626 | Aventura, FL | Private Fund Manager · Small ($100M–$1B) | $119M | 3 | 4 | 2 | 09/18/2026 | ☆ |
| 15548 | Redeem Financial Group Llc CRD 313761 | Gilbert, AZ | Wealth Manager · Small ($100M–$1B) | $119M | 228 | 773 | 4 | 06/25/2026 | ☆ |
| 15549 | Northfort Financial, Llc CRD 143916 | Insurance-Affiliated · Small ($100M–$1B) | $119M | 356 | 929 | 4 | 05/13/2026 | ☆ | |
| 15550 | Shea, Brian Michael CRD 125606 | Wealth Manager · Small ($100M–$1B) | $119M | 77 | 215 | 2 | 03/23/2026 | ☆ |