Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17001 | Spartan Capital Management, Llc CRD 298469 | Investment Adviser · Boutique (under $100M) | $88.0M | 42 | 42 | 2 | 03/17/2026 | ☆ | |
| 17002 | Spencer Brook Asset Management, Llc CRD 129034 | Concord, MA | Wealth Manager · Boutique (under $100M) | $88.0M | 22 | 22 | 1 | 07/24/2026 | ☆ |
| 17003 | Turning Point Financial, Inc. CRD 138008 | Charlotte, NC | Insurance-Affiliated · Boutique (under $100M) | $88.0M | 150 | 300 | 2 | 02/14/2026 | ☆ |
| 17004 | Contego Capital Group, Inc. CRD 128518 | Edina, MN | Investment Adviser · Boutique (under $100M) | $88.0M | 89 | 179 | 8 | 04/17/2026 | ☆ |
| 17005 | Helm Financial Planning Llc CRD 281255 | Wealth Manager · Boutique (under $100M) | $88.0M | 59 | 237 | 1 | 02/09/2026 | ☆ | |
| 17006 | Mentor Financial Advisory Group, Ltd. CRD 115537 | Wealth Manager · Boutique (under $100M) | $88.0M | 22 | 181 | 1 | 03/31/2026 | ☆ | |
| 17007 | Preserve Private Wealth, Llc CRD 324362 | Bethesda, MD | Wealth Manager · Boutique (under $100M) | $88.0M | 40 | 161 | 2 | 03/17/2026 | ☆ |
| 17008 | Hofkin Capital Management, Inc. CRD 110068 | Edina, MN | Wealth Manager · Boutique (under $100M) | $88.0M | 37 | 69 | 3 | 08/06/2026 | ☆ |
| 17009 | Lexion Capital Management Lp CRD 153273 | New York, NY | Wealth Manager · Boutique (under $100M) | $87.9M | 85 | 78 | 4 | 03/27/2026 | ☆ |
| 17010 | Mckeever, James, Louis CRD 113127 | Insurance-Affiliated · Boutique (under $100M) | $87.9M | 99 | 215 | 1 | 03/30/2026 | ☆ | |
| 17011 | Horizons Planning Corporation CRD 115179 | Ann Arbor, MI | Wealth Manager · Boutique (under $100M) | $87.9M | 147 | 361 | 4 | 03/24/2026 | ☆ |
| 17012 | Red Lady Capital, Llc CRD 159840 | Crested Butte, CO | Wealth Manager · Boutique (under $100M) | $87.9M | 155 | 366 | 1 | 03/01/2026 | ☆ |
| 17013 | Wealthfd Llc CRD 299248 | Conshohocken, PA | Wealth Manager · Boutique (under $100M) | $87.8M | 450 | 450 | 16 | 05/28/2026 | ☆ |
| 17014 | Mapleton Capital Management, Llc CRD 122230 | Los Angeles, CA | Private Fund Manager · Boutique (under $100M) | $87.8M | 24 | 27 | 6 | 03/31/2026 | ☆ |
| 17015 | First Family Wealth Llc CRD 338250 | Murfreesboro, TN | Wealth Manager · Boutique (under $100M) | $87.8M | 137 | 276 | 2 | 07/28/2026 | ☆ |
| 17016 | Sullivan Wood Capital Management, Llc CRD 124146 | Washington, DC | Wealth Manager · Boutique (under $100M) | $87.7M | 79 | 128 | 3 | 04/15/2026 | ☆ |
| 17017 | Heritage Advisors Group, Inc. CRD 307283 | Altamonte Springs, FL | Wealth Manager · Boutique (under $100M) | $87.7M | 152 | 532 | 5 | 03/19/2026 | ☆ |
| 17018 | Wendt Financial Advisors, Llc CRD 308918 | Wealth Manager · Boutique (under $100M) | $87.7M | 40 | 40 | 1 | 03/31/2026 | ☆ | |
| 17019 | Ibn Financial Services, Inc. CRD 42360 | Liverpool, NY | Insurance-Affiliated · Boutique (under $100M) | $87.7M | 519 | 519 | 52 | 07/13/2026 | ☆ |
| 17020 | Telos Wealth Management, Llc CRD 328209 | Wealth Manager · Boutique (under $100M) | $87.6M | 100 | 442 | 9 | 07/28/2026 | ☆ | |
| 17021 | Seal Rock Wealth Management, Llc CRD 282591 | Wealth Manager · Boutique (under $100M) | $87.6M | 78 | 78 | 1 | 01/27/2026 | ☆ | |
| 17022 | Chartmark Investments, Inc. CRD 114812 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $87.6M | 76 | 137 | 4 | 02/18/2026 | ☆ |
| 17023 | In Touch Financial Services CRD 153249 | Oakland, CA | Insurance-Affiliated · Boutique (under $100M) | $87.5M | 299 | 290 | 3 | 01/22/2026 | ☆ |
| 17024 | Graff Financial Llc CRD 154976 | Edina, MN | Wealth Manager · Boutique (under $100M) | $87.5M | 44 | 44 | 1 | 02/10/2026 | ☆ |
| 17025 | Fencl Advisory Services, Llc CRD 115904 | Cedar Falls, IA | Insurance-Affiliated · Boutique (under $100M) | $87.5M | 173 | 340 | 3 | 01/09/2026 | ☆ |
| 17026 | Pih Investments, Llc CRD 166867 | South Pasadena, CA | Wealth Manager · Boutique (under $100M) | $87.5M | 35 | 243 | 1 | 06/23/2026 | ☆ |
| 17027 | Pacific Global Investment Management Company CRD 106962 | Glendale, CA | Wealth Manager · Boutique (under $100M) | $87.5M | 127 | 198 | 6 | 08/07/2026 | ☆ |
| 17028 | The Wealthplan Llc CRD 306820 | Great Neck, NY | Insurance-Affiliated · Boutique (under $100M) | $87.5M | 132 | 356 | 1 | 03/23/2026 | ☆ |
| 17029 | Noble Hill Planning Llc CRD 316497 | Wealth Manager · Boutique (under $100M) | $87.5M | 19 | 116 | 1 | 02/09/2026 | ☆ | |
| 17030 | Downs & Tsuruda, Inc. CRD 136297 | Concord, CA | Wealth Manager · Boutique (under $100M) | $87.4M | 40 | 102 | 3 | 02/26/2026 | ☆ |
| 17031 | Bergland Wealth Management, Inc. CRD 116513 | Ridgeland, MS | Wealth Manager · Boutique (under $100M) | $87.4M | 60 | 205 | 1 | 02/23/2026 | ☆ |
| 17032 | Redwood Money, Llc CRD 317667 | Wealth Manager · Boutique (under $100M) | $87.4M | 108 | 349 | 3 | 07/22/2026 | ☆ | |
| 17033 | Elm Money Management Llc CRD 149891 | Insurance-Affiliated · Boutique (under $100M) | $87.4M | 383 | 383 | 2 | 03/30/2026 | ☆ | |
| 17034 | Quincy Wells Advisors, Llc CRD 307477 | Chicago, IL | Insurance-Affiliated · Boutique (under $100M) | $87.3M | 247 | 406 | 22 | 03/31/2026 | ☆ |
| 17035 | Candor Wealth Management, Llc CRD 329951 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $87.3M | 92 | 158 | 1 | 06/02/2026 | ☆ |
| 17036 | Timothy J. Ellis, Inc. CRD 126188 | Wealth Manager · Boutique (under $100M) | $87.2M | 200 | 200 | 1 | 03/28/2024 | ☆ | |
| 17037 | Lenity Financial, Inc. CRD 283440 | Geneva, IL | Wealth Manager · Boutique (under $100M) | $87.2M | 62 | 62 | 2 | 05/06/2026 | ☆ |
| 17038 | Assured Advisory Group, Llc CRD 316449 | East Dundee, IL | Wealth Manager · Boutique (under $100M) | $87.1M | 98 | 314 | 6 | 06/16/2026 | ☆ |
| 17039 | High Country Capital Management Inc CRD 106151 | Montrose, CO | Wealth Manager · Boutique (under $100M) | $87.1M | 148 | 366 | 5 | 03/30/2026 | ☆ |
| 17040 | Park Place Wealth Advisors, Inc CRD 142745 | Orinda, CA | Insurance-Affiliated · Boutique (under $100M) | $87.1M | 138 | 194 | 6 | 02/25/2026 | ☆ |
| 17041 | Yearwood Young Advisors Llc CRD 307719 | Brooklyn, NY | Wealth Manager · Boutique (under $100M) | $87.1M | 24 | 65 | 2 | 03/25/2026 | ☆ |
| 17042 | Bullington Capital Management, Llc CRD 128697 | Akron, OH | Wealth Manager · Boutique (under $100M) | $87.1M | 394 | 394 | 4 | 03/23/2026 | ☆ |
| 17043 | Brock Hill Inc. CRD 324946 | Wealth Manager · Boutique (under $100M) | $87.0M | 71 | 175 | 2 | 07/28/2026 | ☆ | |
| 17044 | Integra Asset Advisors, L.C. CRD 114394 | Wealth Manager · Boutique (under $100M) | $87.0M | 100 | 389 | 1 | 03/25/2026 | ☆ | |
| 17045 | Summit Investment Management, Ltd. CRD 110188 | Greenfield, WI | Wealth Manager · Boutique (under $100M) | $87.0M | 169 | 355 | 3 | 07/09/2026 | ☆ |
| 17046 | Goalen Capital Advisors, Llc CRD 312298 | West Valley, UT | Wealth Manager · Boutique (under $100M) | $87.0M | 101 | 384 | 2 | 03/25/2026 | ☆ |
| 17047 | Empirikal Partners Llc CRD 282691 | Insurance-Affiliated · Boutique (under $100M) | $87.0M | 175 | 175 | 11 | 07/10/2026 | ☆ | |
| 17048 | Omari, Akram Motie CRD 135499 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $87.0M | 112 | 160 | 1 | 06/03/2026 | ☆ |
| 17049 | Orasis Capital CRD 172536 | Geneva | Private Fund Manager · Boutique (under $100M) | $87.0M | 1 | 1 | 5 | 03/23/2026 | ☆ |
| 17050 | Stoke Capital CRD 135560 | Wealth Manager · Boutique (under $100M) | $87.0M | 17 | 17 | 1 | 01/26/2026 | ☆ |