Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17051 | Sterling Asset Management Co Inc CRD 112825 | Wealth Manager · Boutique (under $100M) | $87.0M | 43 | 65 | 1 | 02/24/2026 | ☆ | |
| 17052 | Spitfire Capital Llc CRD 143766 | San Rafael, CA | Private Fund Manager · Boutique (under $100M) | $87.0M | 3 | 3 | 4 | 03/27/2026 | ☆ |
| 17053 | Investment Research Corporation CRD 115494 | Insurance-Affiliated · Boutique (under $100M) | $87.0M | 88 | 88 | 1 | 03/25/2026 | ☆ | |
| 17054 | Lk Financial Planning Llc CRD 160539 | New York, NY | Wealth Manager · Boutique (under $100M) | $86.9M | 9 | 39 | 1 | 02/27/2026 | ☆ |
| 17055 | Ecos Wealth Advisors Llc CRD 328271 | Clarkston, MI | Wealth Manager · Boutique (under $100M) | $86.9M | 236 | 681 | 3 | 06/10/2026 | ☆ |
| 17056 | Atrato Asset Management Llc CRD 151620 | Wealth Manager · Boutique (under $100M) | $86.9M | 11 | 13 | 1 | 02/13/2026 | ☆ | |
| 17057 | Downey Capital Management, Inc. CRD 133317 | Boston, MA | Wealth Manager · Boutique (under $100M) | $86.9M | 23 | 28 | 3 | 03/18/2026 | ☆ |
| 17058 | American Growth Cities Llc CRD 316171 | Wealth Manager · Boutique (under $100M) | $86.8M | 23 | 63 | 2 | 03/11/2026 | ☆ | |
| 17059 | Retirepath Wealth, Llc CRD 324109 | Little Rock, AR | Wealth Manager · Boutique (under $100M) | $86.8M | 186 | 440 | 6 | 05/27/2026 | ☆ |
| 17060 | 1522 Financial, Llc CRD 319149 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $86.8M | 37 | 108 | 3 | 07/22/2026 | ☆ |
| 17061 | Cline Financial Concepts, Llc CRD 135679 | Champaign, IL | Wealth Manager · Boutique (under $100M) | $86.8M | 120 | 258 | 1 | 02/17/2026 | ☆ |
| 17062 | Rowley Financial Llc CRD 299182 | Insurance-Affiliated · Boutique (under $100M) | $86.8M | 69 | 257 | 2 | 08/11/2026 | ☆ | |
| 17063 | Arc Asset Management Llc CRD 329460 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $86.8M | 14 | 15 | 7 | 03/10/2026 | ☆ |
| 17064 | Atlas Peak Advisors, Inc. CRD 169648 | Wealth Manager · Boutique (under $100M) | $86.8M | 95 | 203 | 1 | 02/06/2026 | ☆ | |
| 17065 | Joseph John Hasson, Jr. CRD 109301 | Wealth Manager · Boutique (under $100M) | $86.8M | 36 | 36 | 1 | 03/03/2026 | ☆ | |
| 17066 | Gibco Capital Advisors Llc CRD 319407 | Clinton, OK | Wealth Manager · Boutique (under $100M) | $86.8M | 289 | 700 | 4 | 01/19/2026 | ☆ |
| 17067 | O'neill Financial Management, Inc. CRD 283273 | Lake Forest, CA | Wealth Manager · Boutique (under $100M) | $86.7M | 132 | 283 | 3 | 03/11/2026 | ☆ |
| 17068 | Seahorse Financial Advisers Inc. CRD 117407 | Millbrook, NY | Wealth Manager · Boutique (under $100M) | $86.7M | 20 | 20 | 1 | 02/18/2026 | ☆ |
| 17069 | Sonmore Financial Llc CRD 311485 | Chandler, AZ | Wealth Manager · Boutique (under $100M) | $86.7M | 91 | 91 | 4 | 02/06/2026 | ☆ |
| 17070 | Bryant Financial Advisory, Inc. CRD 165189 | Wealth Manager · Boutique (under $100M) | $86.7M | 31 | 95 | 2 | 03/30/2026 | ☆ | |
| 17071 | J Wakely Advisors, Llc CRD 167206 | Boston, MA | Wealth Manager · Boutique (under $100M) | $86.7M | 57 | 130 | 3 | 04/23/2026 | ☆ |
| 17072 | Silverback Financial, Llc CRD 299520 | Wealth Manager · Boutique (under $100M) | $86.6M | 42 | 129 | 1 | 03/10/2026 | ☆ | |
| 17073 | Cornerstone Investment Management And Consulting,Llc CRD 124322 | Daphne, AL | Wealth Manager · Boutique (under $100M) | $86.6M | 77 | 206 | 3 | 03/26/2026 | ☆ |
| 17074 | Cpa Advisory Services, P.C. CRD 114170 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $86.6M | 141 | 344 | 2 | 06/05/2026 | ☆ |
| 17075 | Genesis Asset Management Group, Inc. CRD 125350 | Wealth Manager · Boutique (under $100M) | $86.6M | 136 | 196 | 2 | 01/16/2026 | ☆ | |
| 17076 | Jhp Planning, Llc CRD 336436 | Salt Lake City, UT | Insurance-Affiliated · Boutique (under $100M) | $86.6M | 145 | 415 | 1 | 03/04/2026 | ☆ |
| 17077 | Ironstream Capital, Llc CRD 292624 | Wealth Manager · Boutique (under $100M) | $86.5M | 43 | 216 | 2 | 03/09/2026 | ☆ | |
| 17078 | Grow Funds Llc CRD 269960 | La Jolla, CA | Wealth Manager · Boutique (under $100M) | $86.5M | 46 | 46 | 4 | 03/30/2026 | ☆ |
| 17079 | Three Rivers Executive Consulting, Llc CRD 311549 | Wexford, PA | Investment Adviser · Boutique (under $100M) | $86.5M | 134 | 247 | 2 | 03/24/2026 | ☆ |
| 17080 | Main Effort Financial, Inc. CRD 297091 | Holliston, MA | Wealth Manager · Boutique (under $100M) | $86.4M | 189 | 399 | 2 | 07/02/2026 | ☆ |
| 17081 | River Wealth Management Llc CRD 309167 | Medina, OH | Insurance-Affiliated · Boutique (under $100M) | $86.4M | 243 | 467 | 3 | 03/30/2026 | ☆ |
| 17082 | Trac Asset Management Llc CRD 170662 | Oak Brook, IL | Wealth Manager · Boutique (under $100M) | $86.4M | 99 | 99 | 1 | 03/21/2026 | ☆ |
| 17083 | Investment Leadership, Llc CRD 167352 | Forest, VA | Wealth Manager · Boutique (under $100M) | $86.4M | 125 | 263 | 4 | 03/06/2026 | ☆ |
| 17084 | Lasting Mark Retirement Group Llc CRD 325151 | Springfield, MO | Wealth Manager · Boutique (under $100M) | $86.3M | 864 | 864 | 8 | 06/18/2026 | ☆ |
| 17085 | Jd Financial Fitness Llc CRD 304711 | Insurance-Affiliated · Boutique (under $100M) | $86.3M | 66 | 223 | 1 | 01/26/2026 | ☆ | |
| 17086 | N CRD 314571 | Wealth Manager · Boutique (under $100M) | $86.3M | 87 | 320 | 3 | 03/31/2025 | ☆ | |
| 17087 | Michael L. Ball, Cpa, Llc CRD 126647 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $86.3M | 78 | 171 | 3 | 03/09/2026 | ☆ |
| 17088 | Union Street Partners Llc CRD 156148 | Alexandria, VA | Mutual Fund / Asset Manager · Boutique (under $100M) | $86.3M | 1 | 1 | 2 | 02/12/2026 | ☆ |
| 17089 | Veritas Financial Consulting Llc CRD 314363 | Monrovia, CA | Wealth Manager · Boutique (under $100M) | $86.2M | 68 | 203 | 2 | 03/09/2026 | ☆ |
| 17090 | Eagan Capital Management, Llc CRD 126599 | Fayetteville, NY | Wealth Manager · Boutique (under $100M) | $86.2M | 222 | 375 | 2 | 03/23/2026 | ☆ |
| 17091 | Bollin Wealth Management, Llc CRD 150396 | Perrysburg, OH | Wealth Manager · Boutique (under $100M) | $86.2M | 165 | 457 | 4 | 03/17/2026 | ☆ |
| 17092 | Mace Capital Management, Llc CRD 134605 | New York, NY | Wealth Manager · Boutique (under $100M) | $86.2M | 64 | 120 | 1 | 02/06/2026 | ☆ |
| 17093 | Bowen Wealth Llc CRD 315212 | Mount Pleasant, SC | Insurance-Affiliated · Boutique (under $100M) | $86.1M | 302 | 462 | 4 | 04/28/2026 | ☆ |
| 17094 | Rgb Capital Group, Llc CRD 150420 | Wealth Manager · Boutique (under $100M) | $86.1M | 107 | 208 | 4 | 01/15/2026 | ☆ | |
| 17095 | Bobb Financial Incorporated CRD 287849 | Wealth Manager · Boutique (under $100M) | $86.1M | 105 | 354 | 1 | 03/30/2026 | ☆ | |
| 17096 | Davis Financial Advisors, Llc CRD 316787 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $86.1M | 183 | 277 | 1 | 03/12/2026 | ☆ |
| 17097 | Crawford Asset Management, Llc CRD 141475 | Wealth Manager · Boutique (under $100M) | $86.0M | 154 | 154 | 1 | 04/08/2026 | ☆ | |
| 17098 | Sinclair, Totten & Deringer, Inc. CRD 129507 | Insurance-Affiliated · Boutique (under $100M) | $86.0M | 147 | 247 | 1 | 07/17/2024 | ☆ | |
| 17099 | Storie Financial Advisory Llc CRD 156294 | Canonsburg, PA | Wealth Manager · Boutique (under $100M) | $86.0M | 61 | 215 | 1 | 03/31/2026 | ☆ |
| 17100 | Bortolussi Wealth Management, Inc. CRD 155780 | Southborough, MA | Wealth Manager · Boutique (under $100M) | $86.0M | 125 | 319 | 3 | 05/27/2026 | ☆ |