Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17101 | Pacific Global Investment Management Company CRD 106962 | Glendale, CA | Wealth Manager · Boutique (under $100M) | $87.5M | 127 | 198 | 6 | 08/07/2026 | ☆ |
| 17102 | The Wealthplan Llc CRD 306820 | Great Neck, NY | Insurance-Affiliated · Boutique (under $100M) | $87.5M | 132 | 356 | 1 | 08/24/2026 | ☆ |
| 17103 | Noble Hill Planning Llc CRD 316497 | Wealth Manager · Boutique (under $100M) | $87.5M | 19 | 116 | 1 | 02/09/2026 | ☆ | |
| 17104 | Downs & Tsuruda, Inc. CRD 136297 | Concord, CA | Wealth Manager · Boutique (under $100M) | $87.4M | 40 | 102 | 3 | 02/26/2026 | ☆ |
| 17105 | Bergland Wealth Management, Inc. CRD 116513 | Ridgeland, MS | Wealth Manager · Boutique (under $100M) | $87.4M | 60 | 205 | 1 | 02/23/2026 | ☆ |
| 17106 | Redwood Money, Llc CRD 317667 | Wealth Manager · Boutique (under $100M) | $87.4M | 108 | 349 | 3 | 08/14/2026 | ☆ | |
| 17107 | Elm Money Management Llc CRD 149891 | Insurance-Affiliated · Boutique (under $100M) | $87.4M | 383 | 383 | 2 | 03/30/2026 | ☆ | |
| 17108 | Quincy Wells Advisors, Llc CRD 307477 | Chicago, IL | Insurance-Affiliated · Boutique (under $100M) | $87.3M | 247 | 406 | 22 | 03/31/2026 | ☆ |
| 17109 | Candor Wealth Management, Llc CRD 329951 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $87.3M | 92 | 158 | 1 | 08/19/2026 | ☆ |
| 17110 | Timothy J. Ellis, Inc. CRD 126188 | Wealth Manager · Boutique (under $100M) | $87.2M | 200 | 200 | 1 | 03/28/2024 | ☆ | |
| 17111 | Lenity Financial, Inc. CRD 283440 | Geneva, IL | Wealth Manager · Boutique (under $100M) | $87.2M | 62 | 62 | 2 | 05/06/2026 | ☆ |
| 17112 | Assured Advisory Group, Llc CRD 316449 | East Dundee, IL | Wealth Manager · Boutique (under $100M) | $87.1M | 98 | 314 | 6 | 06/16/2026 | ☆ |
| 17113 | High Country Capital Management Inc CRD 106151 | Montrose, CO | Wealth Manager · Boutique (under $100M) | $87.1M | 148 | 366 | 5 | 03/30/2026 | ☆ |
| 17114 | Park Place Wealth Advisors, Inc CRD 142745 | Orinda, CA | Insurance-Affiliated · Boutique (under $100M) | $87.1M | 138 | 194 | 6 | 02/25/2026 | ☆ |
| 17115 | Yearwood Young Advisors Llc CRD 307719 | Brooklyn, NY | Wealth Manager · Boutique (under $100M) | $87.1M | 24 | 65 | 2 | 03/25/2026 | ☆ |
| 17116 | Bullington Capital Management, Llc CRD 128697 | Akron, OH | Wealth Manager · Boutique (under $100M) | $87.1M | 394 | 394 | 4 | 03/23/2026 | ☆ |
| 17117 | Brock Hill Inc. CRD 324946 | Wealth Manager · Boutique (under $100M) | $87.0M | 71 | 175 | 2 | 07/28/2026 | ☆ | |
| 17118 | Integra Asset Advisors, L.C. CRD 114394 | Wealth Manager · Boutique (under $100M) | $87.0M | 100 | 389 | 1 | 03/25/2026 | ☆ | |
| 17119 | Summit Investment Management, Ltd. CRD 110188 | Greenfield, WI | Wealth Manager · Boutique (under $100M) | $87.0M | 169 | 355 | 3 | 09/28/2026 | ☆ |
| 17120 | Goalen Capital Advisors, Llc CRD 312298 | West Valley, UT | Wealth Manager · Boutique (under $100M) | $87.0M | 101 | 384 | 2 | 03/25/2026 | ☆ |
| 17121 | Omari, Akram Motie CRD 135499 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $87.0M | 112 | 160 | 1 | 06/03/2026 | ☆ |
| 17122 | Orasis Capital CRD 172536 | Geneva | Private Fund Manager · Boutique (under $100M) | $87.0M | 1 | 1 | 5 | 03/23/2026 | ☆ |
| 17123 | Stoke Capital CRD 135560 | Wealth Manager · Boutique (under $100M) | $87.0M | 17 | 17 | 1 | 01/26/2026 | ☆ | |
| 17124 | Sterling Asset Management Co Inc CRD 112825 | Wealth Manager · Boutique (under $100M) | $87.0M | 43 | 65 | 1 | 02/24/2026 | ☆ | |
| 17125 | Spitfire Capital Llc CRD 143766 | San Rafael, CA | Private Fund Manager · Boutique (under $100M) | $87.0M | 3 | 3 | 4 | 03/27/2026 | ☆ |
| 17126 | Investment Research Corporation CRD 115494 | Insurance-Affiliated · Boutique (under $100M) | $87.0M | 88 | 88 | 1 | 03/25/2026 | ☆ | |
| 17127 | Lk Financial Planning Llc CRD 160539 | New York, NY | Wealth Manager · Boutique (under $100M) | $86.9M | 9 | 39 | 1 | 02/27/2026 | ☆ |
| 17128 | Ecos Wealth Advisors Llc CRD 328271 | Clarkston, MI | Wealth Manager · Boutique (under $100M) | $86.9M | 236 | 681 | 4 | 09/01/2026 | ☆ |
| 17129 | Macro Quant Private Wealth, Llc CRD 341042 | Torrance, CA | Wealth Manager · Boutique (under $100M) | $86.9M | 58 | 156 | 1 | 09/14/2026 | ☆ |
| 17130 | Atrato Asset Management Llc CRD 151620 | Wealth Manager · Boutique (under $100M) | $86.9M | 11 | 13 | 1 | 02/13/2026 | ☆ | |
| 17131 | Downey Capital Management, Inc. CRD 133317 | Boston, MA | Wealth Manager · Boutique (under $100M) | $86.9M | 23 | 28 | 3 | 03/18/2026 | ☆ |
| 17132 | American Growth Cities Llc CRD 316171 | Wealth Manager · Boutique (under $100M) | $86.8M | 23 | 63 | 2 | 03/11/2026 | ☆ | |
| 17133 | 1522 Financial, Llc CRD 319149 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $86.8M | 37 | 108 | 3 | 09/29/2026 | ☆ |
| 17134 | Cline Financial Concepts, Llc CRD 135679 | Champaign, IL | Wealth Manager · Boutique (under $100M) | $86.8M | 120 | 258 | 1 | 09/22/2026 | ☆ |
| 17135 | Rowley Financial Llc CRD 299182 | Insurance-Affiliated · Boutique (under $100M) | $86.8M | 69 | 257 | 2 | 09/23/2026 | ☆ | |
| 17136 | Arc Asset Management Llc CRD 329460 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $86.8M | 14 | 15 | 7 | 03/10/2026 | ☆ |
| 17137 | Atlas Peak Advisors, Inc. CRD 169648 | Wealth Manager · Boutique (under $100M) | $86.8M | 95 | 203 | 1 | 02/06/2026 | ☆ | |
| 17138 | Joseph John Hasson, Jr. CRD 109301 | Wealth Manager · Boutique (under $100M) | $86.8M | 36 | 36 | 1 | 03/03/2026 | ☆ | |
| 17139 | Gibco Capital Advisors Llc CRD 319407 | Clinton, OK | Wealth Manager · Boutique (under $100M) | $86.8M | 289 | 700 | 4 | 01/19/2026 | ☆ |
| 17140 | O'neill Financial Management, Inc. CRD 283273 | Lake Forest, CA | Wealth Manager · Boutique (under $100M) | $86.7M | 132 | 283 | 3 | 03/11/2026 | ☆ |
| 17141 | Seahorse Financial Advisers Inc. CRD 117407 | Millbrook, NY | Wealth Manager · Boutique (under $100M) | $86.7M | 20 | 20 | 1 | 02/18/2026 | ☆ |
| 17142 | Sonmore Financial Llc CRD 311485 | Chandler, AZ | Wealth Manager · Boutique (under $100M) | $86.7M | 91 | 91 | 4 | 02/06/2026 | ☆ |
| 17143 | Bryant Financial Advisory, Inc. CRD 165189 | Wealth Manager · Boutique (under $100M) | $86.7M | 31 | 95 | 2 | 09/28/2026 | ☆ | |
| 17144 | J Wakely Advisors, Llc CRD 167206 | Boston, MA | Wealth Manager · Boutique (under $100M) | $86.7M | 57 | 130 | 3 | 09/14/2026 | ☆ |
| 17145 | Silverback Financial, Llc CRD 299520 | Wealth Manager · Boutique (under $100M) | $86.6M | 42 | 129 | 1 | 03/10/2026 | ☆ | |
| 17146 | Cornerstone Investment Management And Consulting,Llc CRD 124322 | Daphne, AL | Wealth Manager · Boutique (under $100M) | $86.6M | 77 | 206 | 3 | 03/26/2026 | ☆ |
| 17147 | Cpa Advisory Services, P.C. CRD 114170 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $86.6M | 141 | 344 | 2 | 06/05/2026 | ☆ |
| 17148 | Genesis Asset Management Group, Inc. CRD 125350 | Wealth Manager · Boutique (under $100M) | $86.6M | 136 | 196 | 2 | 01/16/2026 | ☆ | |
| 17149 | Jhp Planning, Llc CRD 336436 | Salt Lake City, UT | Insurance-Affiliated · Boutique (under $100M) | $86.6M | 145 | 415 | 1 | 08/17/2026 | ☆ |
| 17150 | Ironstream Capital, Llc CRD 292624 | Wealth Manager · Boutique (under $100M) | $86.5M | 43 | 216 | 2 | 03/09/2026 | ☆ |