Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17151 | Grow Funds Llc CRD 269960 | La Jolla, CA | Wealth Manager · Boutique (under $100M) | $86.5M | 46 | 46 | 4 | 09/01/2026 | ☆ |
| 17152 | Three Rivers Executive Consulting, Llc CRD 311549 | Wexford, PA | Investment Adviser · Boutique (under $100M) | $86.5M | 134 | 247 | 2 | 03/24/2026 | ☆ |
| 17153 | Main Effort Financial, Inc. CRD 297091 | Holliston, MA | Wealth Manager · Boutique (under $100M) | $86.4M | 189 | 399 | 2 | 07/02/2026 | ☆ |
| 17154 | River Wealth Management Llc CRD 309167 | Medina, OH | Insurance-Affiliated · Boutique (under $100M) | $86.4M | 243 | 467 | 3 | 03/30/2026 | ☆ |
| 17155 | Trac Asset Management Llc CRD 170662 | Oak Brook, IL | Wealth Manager · Boutique (under $100M) | $86.4M | 99 | 99 | 1 | 03/21/2026 | ☆ |
| 17156 | Investment Leadership, Llc CRD 167352 | Forest, VA | Wealth Manager · Boutique (under $100M) | $86.4M | 125 | 263 | 4 | 03/06/2026 | ☆ |
| 17157 | Lasting Mark Retirement Group Llc CRD 325151 | Springfield, MO | Wealth Manager · Boutique (under $100M) | $86.3M | 864 | 864 | 10 | 09/28/2026 | ☆ |
| 17158 | Jd Financial Fitness Llc CRD 304711 | Insurance-Affiliated · Boutique (under $100M) | $86.3M | 66 | 223 | 1 | 01/26/2026 | ☆ | |
| 17159 | N CRD 314571 | Wealth Manager · Boutique (under $100M) | $86.3M | 87 | 320 | 3 | 03/31/2025 | ☆ | |
| 17160 | Michael L. Ball, Cpa, Llc CRD 126647 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $86.3M | 78 | 171 | 3 | 03/09/2026 | ☆ |
| 17161 | Union Street Partners Llc CRD 156148 | Alexandria, VA | Mutual Fund / Asset Manager · Boutique (under $100M) | $86.3M | 1 | 1 | 2 | 02/12/2026 | ☆ |
| 17162 | Veritas Financial Consulting Llc CRD 314363 | Monrovia, CA | Wealth Manager · Boutique (under $100M) | $86.2M | 68 | 203 | 2 | 03/09/2026 | ☆ |
| 17163 | Eagan Capital Management, Llc CRD 126599 | Fayetteville, NY | Wealth Manager · Boutique (under $100M) | $86.2M | 222 | 375 | 2 | 03/23/2026 | ☆ |
| 17164 | Mace Capital Management, Llc CRD 134605 | New York, NY | Wealth Manager · Boutique (under $100M) | $86.2M | 64 | 120 | 1 | 02/06/2026 | ☆ |
| 17165 | Bowen Wealth Llc CRD 315212 | Mount Pleasant, SC | Insurance-Affiliated · Boutique (under $100M) | $86.1M | 302 | 462 | 4 | 04/28/2026 | ☆ |
| 17166 | Rgb Capital Group, Llc CRD 150420 | Wealth Manager · Boutique (under $100M) | $86.1M | 107 | 208 | 4 | 09/02/2026 | ☆ | |
| 17167 | Bobb Financial Incorporated CRD 287849 | Wealth Manager · Boutique (under $100M) | $86.1M | 105 | 354 | 1 | 03/30/2026 | ☆ | |
| 17168 | Davis Financial Advisors, Llc CRD 316787 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $86.1M | 183 | 277 | 1 | 03/12/2026 | ☆ |
| 17169 | Crawford Asset Management, Llc CRD 141475 | Wealth Manager · Boutique (under $100M) | $86.0M | 154 | 154 | 1 | 04/08/2026 | ☆ | |
| 17170 | Sinclair, Totten & Deringer, Inc. CRD 129507 | Insurance-Affiliated · Boutique (under $100M) | $86.0M | 147 | 247 | 1 | 07/17/2024 | ☆ | |
| 17171 | Storie Financial Advisory Llc CRD 156294 | Canonsburg, PA | Wealth Manager · Boutique (under $100M) | $86.0M | 61 | 215 | 1 | 03/31/2026 | ☆ |
| 17172 | Bortolussi Wealth Management, Inc. CRD 155780 | Southborough, MA | Wealth Manager · Boutique (under $100M) | $86.0M | 125 | 319 | 3 | 05/27/2026 | ☆ |
| 17173 | Certitude Advisors, Llc CRD 171228 | Northfield, IL | Wealth Manager · Boutique (under $100M) | $86.0M | 93 | 184 | 4 | 09/11/2026 | ☆ |
| 17174 | Von Adelung Wealth Management CRD 134849 | Montrose, CA | Insurance-Affiliated · Boutique (under $100M) | $86.0M | 300 | 800 | 5 | 03/26/2026 | ☆ |
| 17175 | Inspire Wealth Partners, Llc CRD 305322 | Wealth Manager · Boutique (under $100M) | $85.9M | 48 | 319 | 1 | 03/24/2026 | ☆ | |
| 17176 | J.P. Wealth Management, Llc CRD 251787 | Multi-Family Office · Boutique (under $100M) | $85.9M | 6 | 13 | 1 | 03/24/2026 | ☆ | |
| 17177 | Abbey Hill Financial Advisors, Llc CRD 126813 | Wealth Manager · Boutique (under $100M) | $85.9M | 63 | 182 | 1 | 08/15/2025 | ☆ | |
| 17178 | Tc Advisors Ltd. CRD 290891 | Salina, KS | Wealth Manager · Boutique (under $100M) | $85.9M | 227 | 220 | 4 | 01/27/2026 | ☆ |
| 17179 | Ocean Avenue Financial Services Llc CRD 154655 | Santa Monica, CA | Insurance-Affiliated · Boutique (under $100M) | $85.9M | 28 | 122 | 1 | 02/17/2026 | ☆ |
| 17180 | Gridley Associates Inc. CRD 131258 | Wealth Manager · Boutique (under $100M) | $85.9M | 9 | 29 | 1 | 01/28/2026 | ☆ | |
| 17181 | Shrier Associates, Llc CRD 129043 | Insurance-Affiliated · Boutique (under $100M) | $85.9M | 160 | 318 | 3 | 09/16/2026 | ☆ | |
| 17182 | Impactadvisor Llc CRD 175155 | Sf, CA | Wealth Manager · Boutique (under $100M) | $85.8M | 60 | 195 | 3 | 07/22/2026 | ☆ |
| 17183 | Goal Line Wealth Management, Inc. CRD 305986 | Insurance-Affiliated · Boutique (under $100M) | $85.8M | 77 | 218 | 1 | 03/12/2026 | ☆ | |
| 17184 | Tallahassee Financial Advisors, Inc. CRD 169204 | Tallahassee, FL | Wealth Manager · Boutique (under $100M) | $85.7M | 197 | 361 | 4 | 03/11/2024 | ☆ |
| 17185 | Stratton Lamb Advisors Llc CRD 119650 | Wealth Manager · Boutique (under $100M) | $85.7M | 9 | 56 | 2 | 02/03/2026 | ☆ | |
| 17186 | Arrow Investment Management, Llc CRD 334614 | New York, NY | Investment Adviser · Boutique (under $100M) | $85.6M | 1 | 1 | 5 | 03/31/2026 | ☆ |
| 17187 | Bakos Investment Management Llc CRD 130351 | Wealth Manager · Boutique (under $100M) | $85.6M | 44 | 132 | 2 | 04/13/2026 | ☆ | |
| 17188 | Dsw Investment, Llc CRD 156697 | Wealth Manager · Boutique (under $100M) | $85.6M | 31 | 31 | 1 | 02/12/2026 | ☆ | |
| 17189 | Pedicord Wealth Management, Llc CRD 314931 | Rocklin, CA | Wealth Manager · Boutique (under $100M) | $85.6M | 82 | 177 | 1 | 03/20/2026 | ☆ |
| 17190 | Wimer Investment Management Llc CRD 331342 | Wealth Manager · Boutique (under $100M) | $85.6M | 15 | 27 | 1 | 02/03/2026 | ☆ | |
| 17191 | Jones Gregg Financial, Llc CRD 145143 | Charlotte, NC | Insurance-Affiliated · Boutique (under $100M) | $85.6M | 119 | 217 | 2 | 03/31/2026 | ☆ |
| 17192 | Huffman Wealth Management, Llc CRD 322238 | Cincinnati, OH | Insurance-Affiliated · Boutique (under $100M) | $85.6M | 200 | 639 | 2 | 04/29/2026 | ☆ |
| 17193 | Seagrass Financial, Llc CRD 281256 | Wealth Manager · Boutique (under $100M) | $85.5M | 34 | 178 | 1 | 03/11/2026 | ☆ | |
| 17194 | Reicher Capital Management, Llc CRD 317785 | Kentfield, CA | Wealth Manager · Boutique (under $100M) | $85.5M | 20 | 70 | 1 | 04/02/2026 | ☆ |
| 17195 | Northstar Wealth Management, Inc. CRD 306721 | Bloomington, MN | Insurance-Affiliated · Boutique (under $100M) | $85.5M | 62 | 323 | 3 | 03/30/2026 | ☆ |
| 17196 | Private Equity Investors, Inc CRD 160559 | New York, NY | Private Fund Manager · Boutique (under $100M) | $85.4M | 2 | 2 | 4 | 03/27/2026 | ☆ |
| 17197 | Atw Spac Management Llc CRD 283737 | New York, NY | Private Fund Manager · Boutique (under $100M) | $85.4M | 2 | 2 | 7 | 04/24/2026 | ☆ |
| 17198 | Optimum Retirement Planning Llc CRD 312732 | Libertyville, IL | Wealth Manager · Boutique (under $100M) | $85.4M | 37 | 166 | 1 | 08/06/2026 | ☆ |
| 17199 | Intercarolina Financial Services, Inc. CRD 19475 | Greensboro, NC | Insurance-Affiliated · Boutique (under $100M) | $85.4M | 271 | 271 | 29 | 09/16/2026 | ☆ |
| 17200 | Schutt Capital Management Llc CRD 149266 | Richmond, VA | Private Fund Manager · Boutique (under $100M) | $85.4M | 69 | 110 | 3 | 06/18/2026 | ☆ |