Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17201 | Colorado Financial Service Corporation CRD 104343 | Centennial, CO | Insurance-Affiliated · Boutique (under $100M) | $84.1M | 188 | 188 | 38 | 06/18/2026 | ☆ |
| 17202 | Flagstone Financial Advisors, Inc. CRD 112507 | Wealth Manager · Boutique (under $100M) | $84.0M | 56 | 210 | 2 | 03/05/2026 | ☆ | |
| 17203 | Bristol Financial Llc CRD 281246 | Clayton, MO | Wealth Manager · Boutique (under $100M) | $84.0M | 51 | 187 | 2 | 04/10/2026 | ☆ |
| 17204 | Douglasbradley Llc CRD 119007 | Wealth Manager · Boutique (under $100M) | $84.0M | 75 | 75 | 3 | 01/19/2026 | ☆ | |
| 17205 | Eric Linger CRD 113622 | Wealth Manager · Boutique (under $100M) | $84.0M | 41 | 41 | 1 | 06/05/2026 | ☆ | |
| 17206 | Loveland & Bastian Financial Services Group, Llc CRD 135255 | Mt. Pleasant, SC | Wealth Manager · Boutique (under $100M) | $84.0M | 170 | 170 | 3 | 07/05/2026 | ☆ |
| 17207 | Spelts Wealth Management, Inc. CRD 338961 | Chico, CA | Wealth Manager · Boutique (under $100M) | $84.0M | 196 | 289 | 2 | 04/10/2026 | ☆ |
| 17208 | Trinsic Capital, Llc CRD 165949 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $84.0M | 47 | 96 | 2 | 04/10/2026 | ☆ |
| 17209 | Cubic Pye Capital Management, Inc. CRD 130212 | Wealth Manager · Boutique (under $100M) | $84.0M | 14 | 71 | 2 | 03/31/2026 | ☆ | |
| 17210 | Brightside Wealth Planning, Llc CRD 327899 | Center Valley, PA | Wealth Manager · Boutique (under $100M) | $84.0M | 188 | 324 | 2 | 03/25/2026 | ☆ |
| 17211 | Cultivate Financial Planning Llc CRD 299270 | Radford, VA | Wealth Manager · Boutique (under $100M) | $83.9M | 87 | 364 | 2 | 01/07/2026 | ☆ |
| 17212 | Omega Advisory Llc CRD 287459 | Cumming, GA | Wealth Manager · Boutique (under $100M) | $83.9M | 154 | 194 | 1 | 03/02/2026 | ☆ |
| 17213 | Equinox Wealth Management CRD 299391 | Wealth Manager · Boutique (under $100M) | $83.9M | 41 | 170 | 1 | 01/28/2026 | ☆ | |
| 17214 | Olive Wealth Management, Llc CRD 284132 | Houston, TX | Wealth Manager · Boutique (under $100M) | $83.9M | 54 | 309 | 2 | 03/31/2026 | ☆ |
| 17215 | On The Trail Financial Planning, Llc CRD 297393 | Wealth Manager · Boutique (under $100M) | $83.8M | 67 | 269 | 1 | 07/27/2026 | ☆ | |
| 17216 | Seven Hills Capital Corp. CRD 338305 | Toronto, Ontario | Wealth Manager · Boutique (under $100M) | $83.8M | 238 | 1,134 | 4 | 07/24/2026 | ☆ |
| 17217 | Greycliff Wealth Management, Llc CRD 307645 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $83.8M | 146 | 222 | 4 | 04/10/2026 | ☆ |
| 17218 | Gulfstream Capital Llc CRD 165832 | Knoxville, TN | Wealth Manager · Boutique (under $100M) | $83.8M | 73 | 399 | 4 | 02/23/2026 | ☆ |
| 17219 | Baird Principal Group Management Company, Llc CRD 326646 | Milwaukee, WI | Mutual Fund / Asset Manager · Boutique (under $100M) | $83.7M | 1 | 1 | 3 | 06/24/2026 | ☆ |
| 17220 | Welara Asset Management Llc CRD 334534 | Private Fund Manager · Boutique (under $100M) | $83.7M | 8 | 12 | 13 | 03/31/2026 | ☆ | |
| 17221 | Nora Wealth Advisors, Llc CRD 285098 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $83.7M | 42 | 177 | 2 | 05/05/2026 | ☆ |
| 17222 | Pashadre Capital Management, Inc CRD 129239 | S. Weymouth, MA | Wealth Manager · Boutique (under $100M) | $83.7M | 114 | 123 | 1 | 11/26/2025 | ☆ |
| 17223 | Thompson Creek Wealth Advisors CRD 151363 | Wealth Manager · Boutique (under $100M) | $83.7M | 66 | 282 | 1 | 05/21/2026 | ☆ | |
| 17224 | Parataxis Capital Management Llc CRD 313241 | New York, NY | Private Fund Manager · Boutique (under $100M) | $83.7M | 12 | 12 | 5 | 07/27/2026 | ☆ |
| 17225 | Vita Planning Group Llc CRD 312323 | Camas, WA | Wealth Manager · Boutique (under $100M) | $83.7M | 57 | 142 | 10 | 04/28/2026 | ☆ |
| 17226 | Dessonville Financial Group Incorporated CRD 118132 | Wealth Manager · Boutique (under $100M) | $83.7M | 68 | 174 | 2 | 03/25/2026 | ☆ | |
| 17227 | Double Duty Money Management Llc CRD 326792 | New York, NY | Wealth Manager · Boutique (under $100M) | $83.7M | 14 | 34 | 4 | 01/26/2026 | ☆ |
| 17228 | Ark Alliance Financial Llc CRD 310539 | Wealth Manager · Boutique (under $100M) | $83.7M | 95 | 197 | 2 | 07/13/2026 | ☆ | |
| 17229 | Financial Compass Llc CRD 148773 | Wealth Manager · Boutique (under $100M) | $83.7M | 44 | 148 | 1 | 05/14/2026 | ☆ | |
| 17230 | Logbook Financial Planning, Llc CRD 286100 | Wealth Manager · Boutique (under $100M) | $83.6M | 70 | 388 | 1 | 01/18/2026 | ☆ | |
| 17231 | Karpinski Financial, Llc CRD 153085 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $83.6M | 119 | 119 | 1 | 03/30/2026 | ☆ |
| 17232 | Capital Management Analytics, Corp CRD 130238 | Investment Adviser · Boutique (under $100M) | $83.6M | 143 | 143 | 1 | 03/31/2026 | ☆ | |
| 17233 | Dillon Capital Management, Llc CRD 159420 | Ambler, PA | Wealth Manager · Boutique (under $100M) | $83.6M | 59 | 124 | 3 | 03/06/2026 | ☆ |
| 17234 | Circa Capital, Llc CRD 158694 | Alpharetta, GA | Wealth Manager · Boutique (under $100M) | $83.6M | 62 | 159 | 2 | 03/18/2026 | ☆ |
| 17235 | Route 20 Private Wealth Inc. CRD 332581 | Fort Lauderdale, FL | Wealth Manager · Boutique (under $100M) | $83.5M | 75 | 180 | 6 | 03/31/2026 | ☆ |
| 17236 | Retirement Planning And Management, Inc. CRD 115483 | Institutional / Pension Advisor · Boutique (under $100M) | $83.5M | 73 | 301 | 1 | 08/04/2026 | ☆ | |
| 17237 | Patterson Investments, Inc. CRD 152218 | Davie, FL | Insurance-Affiliated · Boutique (under $100M) | $83.5M | 122 | 302 | 1 | 04/24/2026 | ☆ |
| 17238 | Hds Capital Management, Inc CRD 107424 | Wealth Manager · Boutique (under $100M) | $83.5M | 15 | 40 | 1 | 01/20/2026 | ☆ | |
| 17239 | Financial Security Services Group, Inc. CRD 167464 | Highland Village, TX | Wealth Manager · Boutique (under $100M) | $83.4M | 323 | 665 | 4 | 05/01/2026 | ☆ |
| 17240 | Mckenna Capital, Inc. CRD 286623 | Wheaton, IL | Wealth Manager · Boutique (under $100M) | $83.4M | 44 | 125 | 2 | 03/27/2026 | ☆ |
| 17241 | Heritage Asset Managers, Inc. CRD 134955 | Wealth Manager · Boutique (under $100M) | $83.4M | 32 | 93 | 3 | 03/30/2026 | ☆ | |
| 17242 | Inter Us Management, Llc CRD 334212 | Miami, FL | Private Fund Manager · Boutique (under $100M) | $83.4M | 5 | 5 | 6 | 03/31/2026 | ☆ |
| 17243 | Aspen Wealth Management, Inc. CRD 116061 | Overland Park, KS | Wealth Manager · Boutique (under $100M) | $83.4M | 104 | 323 | 3 | 03/20/2026 | ☆ |
| 17244 | 7 Th Harvest Investments CRD 139792 | Dallas, TX | Insurance-Affiliated · Boutique (under $100M) | $83.3M | 118 | 234 | 3 | 03/31/2026 | ☆ |
| 17245 | Mg Capital Partners, Llc CRD 305512 | Wealth Manager · Boutique (under $100M) | $83.3M | 211 | 288 | 3 | 01/21/2026 | ☆ | |
| 17246 | Steele Investment Counsel, Ltd. CRD 105065 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $83.3M | 50 | 50 | 1 | 03/05/2026 | ☆ |
| 17247 | Caprock Wealth Management Limited Liability Company CRD 333678 | Little Rock, AR | Wealth Manager · Boutique (under $100M) | $83.3M | 100 | 272 | 3 | 07/21/2026 | ☆ |
| 17248 | Northstar Capital Funds, Llc CRD 138526 | New York, NY | Private Fund Manager · Boutique (under $100M) | $83.3M | 1 | 1 | 4 | 03/31/2026 | ☆ |
| 17249 | Proxy Wealth Advisors Llc CRD 298080 | Windermere, FL | Wealth Manager · Boutique (under $100M) | $83.3M | 614 | 614 | 25 | 04/09/2026 | ☆ |
| 17250 | Torres Financial Services, Inc. CRD 114486 | San Antonio, TX | Insurance-Affiliated · Boutique (under $100M) | $83.2M | 259 | 259 | 5 | 03/27/2026 | ☆ |