Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17251 | Defiant Financial Services Llc CRD 314403 | Westlake, OH | Wealth Manager · Boutique (under $100M) | $83.2M | 184 | 384 | 1 | 05/29/2026 | ☆ |
| 17252 | Bootpack Financial Partners, Llc CRD 310983 | Wealth Manager · Boutique (under $100M) | $83.2M | 16 | 56 | 1 | 01/22/2026 | ☆ | |
| 17253 | Pendleton Street Advisors, Llc CRD 168040 | Columbia, SC | Wealth Manager · Boutique (under $100M) | $83.2M | 54 | 152 | 5 | 02/12/2026 | ☆ |
| 17254 | Landsworth Corporation CRD 111316 | Monterey, CA | Wealth Manager · Boutique (under $100M) | $83.2M | 39 | 131 | 3 | 06/22/2026 | ☆ |
| 17255 | Pilot Asset Management Llc CRD 148146 | Winnetka, IL | Wealth Manager · Boutique (under $100M) | $83.1M | 163 | 307 | 1 | 03/30/2026 | ☆ |
| 17256 | The Illuminate Group, Llc CRD 281386 | Gilbert, AZ | Wealth Manager · Boutique (under $100M) | $83.1M | 255 | 639 | 3 | 04/30/2026 | ☆ |
| 17257 | Heartwood Financial Services Llc CRD 161998 | Wealth Manager · Boutique (under $100M) | $83.1M | 68 | 73 | 2 | 01/28/2026 | ☆ | |
| 17258 | Kensington Securities, Llc CRD 145453 | Wealth Manager · Boutique (under $100M) | $83.1M | 105 | 105 | 1 | 07/14/2026 | ☆ | |
| 17259 | Linda Zimmermann Financial Planning And Counseling CRD 122167 | Wealth Manager · Boutique (under $100M) | $83.0M | 80 | 139 | 1 | 01/27/2026 | ☆ | |
| 17260 | Pecora Capital Llc CRD 308178 | Miami, FL | Wealth Manager · Boutique (under $100M) | $83.0M | 9 | 9 | 4 | 03/17/2026 | ☆ |
| 17261 | Crutchfield Advisors, Inc CRD 174252 | Apex, NC | Wealth Manager · Boutique (under $100M) | $83.0M | 104 | 205 | 2 | 03/26/2026 | ☆ |
| 17262 | Galaria Capital Management, Llc CRD 123658 | Wealth Manager · Boutique (under $100M) | $83.0M | 135 | 250 | 1 | 01/30/2026 | ☆ | |
| 17263 | Polymath Investments Llc CRD 333348 | Insurance-Affiliated · Boutique (under $100M) | $83.0M | 46 | 320 | 1 | 02/09/2026 | ☆ | |
| 17264 | Trend Management, Inc. CRD 113847 | Springfield, MO | Wealth Manager · Boutique (under $100M) | $83.0M | 161 | 161 | 3 | 06/05/2025 | ☆ |
| 17265 | O'connor Financial Group, Llc CRD 156164 | Insurance-Affiliated · Boutique (under $100M) | $82.9M | 275 | 339 | 2 | 03/31/2026 | ☆ | |
| 17266 | N CRD 138121 | Wealth Manager · Boutique (under $100M) | $82.9M | 141 | 315 | 3 | 09/03/2025 | ☆ | |
| 17267 | M&M Wealth Management, Llc CRD 170859 | Fort Myers, FL | Insurance-Affiliated · Boutique (under $100M) | $82.9M | 251 | 251 | 2 | 05/20/2026 | ☆ |
| 17268 | Kenneth E. Boone Wealth Management, Llc CRD 111971 | Oakdale, CA | Insurance-Affiliated · Boutique (under $100M) | $82.9M | 144 | 230 | 2 | 03/09/2026 | ☆ |
| 17269 | Ades Investment Counsel, Inc. CRD 136517 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $82.9M | 33 | 118 | 2 | 02/20/2026 | ☆ |
| 17270 | Birch Creek Capital, Llc CRD 158730 | Wynnewood, PA | Private Fund Manager · Boutique (under $100M) | $82.8M | 5 | 5 | 3 | 03/25/2026 | ☆ |
| 17271 | Hokin Investment Advisors Inc. CRD 141069 | Northbrook, IL | Wealth Manager · Boutique (under $100M) | $82.8M | 88 | 150 | 3 | 03/26/2026 | ☆ |
| 17272 | Miller Financial Group, Llc CRD 139249 | Portland, OR | Wealth Manager · Boutique (under $100M) | $82.8M | 170 | 461 | 2 | 02/10/2026 | ☆ |
| 17273 | Walsh Consulting Group Inc CRD 141587 | Daytona Beach, FL | Wealth Manager · Boutique (under $100M) | $82.8M | 78 | 200 | 3 | 03/19/2026 | ☆ |
| 17274 | Schaefer Wealth Management, Inc. CRD 145992 | Waterloo, IL | Insurance-Affiliated · Boutique (under $100M) | $82.8M | 296 | 688 | 2 | 03/30/2026 | ☆ |
| 17275 | Composure Wealth Management, Llc CRD 304169 | Wealth Manager · Boutique (under $100M) | $82.7M | 42 | 167 | 2 | 03/31/2026 | ☆ | |
| 17276 | Lumiere Financial Group Llc CRD 319171 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $82.7M | 116 | 255 | 5 | 04/20/2026 | ☆ |
| 17277 | All Seasons Investment Advisors, Inc CRD 144506 | Institutional / Pension Advisor · Boutique (under $100M) | $82.7M | 3 | 3 | 0 | 03/31/2026 | ☆ | |
| 17278 | Ilg Private Wealth, Inc. CRD 292267 | Mcmurray, PA | Wealth Manager · Boutique (under $100M) | $82.7M | 143 | 143 | 1 | 03/09/2026 | ☆ |
| 17279 | Contrast Capital Management, Llc CRD 163534 | Miami, FL | Investment Adviser · Boutique (under $100M) | $82.7M | 24 | 50 | 5 | 08/05/2026 | ☆ |
| 17280 | Kuleana Capital Management Llc CRD 287732 | Free Union, VA | Wealth Manager · Boutique (under $100M) | $82.6M | 30 | 36 | 2 | 03/17/2026 | ☆ |
| 17281 | Empire Financial Group, Llc CRD 139382 | Wealth Manager · Boutique (under $100M) | $82.6M | 36 | 61 | 1 | 01/12/2026 | ☆ | |
| 17282 | Lake Water Capital, Llc CRD 327854 | Sarasota, FL | Insurance-Affiliated · Boutique (under $100M) | $82.6M | 116 | 148 | 3 | 07/06/2026 | ☆ |
| 17283 | Fruitage Financial Llc CRD 283352 | Fort Collins, CO | Wealth Manager · Boutique (under $100M) | $82.6M | 56 | 222 | 3 | 03/20/2026 | ☆ |
| 17284 | Hyjc Capital Of Wny, Llc CRD 325574 | Lakeville, NY | Wealth Manager · Boutique (under $100M) | $82.6M | 275 | 407 | 2 | 03/15/2026 | ☆ |
| 17285 | Robinson Capital Management Llc CRD 145220 | Boulder, CO | Wealth Manager · Boutique (under $100M) | $82.6M | 69 | 174 | 2 | 03/17/2026 | ☆ |
| 17286 | Wismed Financial, Inc. CRD 310946 | Fitchburg, WI | Wealth Manager · Boutique (under $100M) | $82.5M | 69 | 269 | 1 | 03/11/2026 | ☆ |
| 17287 | Dorchester Advisors Limited Liability Company CRD 154460 | Short Hills, NJ | Wealth Manager · Boutique (under $100M) | $82.5M | 37 | 98 | 1 | 03/31/2026 | ☆ |
| 17288 | Pathway Financial Advisory, Llc CRD 336511 | Institutional / Pension Advisor · Boutique (under $100M) | $82.5M | 49 | 105 | 1 | 07/16/2026 | ☆ | |
| 17289 | Light Capital Management Llc CRD 297161 | Wealth Manager · Boutique (under $100M) | $82.5M | 70 | 126 | 2 | 03/26/2026 | ☆ | |
| 17290 | Trp Capital Advisors, Llc CRD 281098 | Birmingham, MI | Private Fund Manager · Boutique (under $100M) | $82.5M | 7 | 7 | 11 | 03/26/2026 | ☆ |
| 17291 | Manent Capital Llc CRD 306353 | Wealth Manager · Boutique (under $100M) | $82.4M | 25 | 97 | 1 | 01/05/2026 | ☆ | |
| 17292 | The Private Family Advisors, Llc CRD 285617 | St. Louis, MO | Wealth Manager · Boutique (under $100M) | $82.4M | 53 | 258 | 2 | 03/30/2026 | ☆ |
| 17293 | March Capital Corp. CRD 24142 | Chicago, IL | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $82.4M | 4 | 4 | 05/24/2026 | ☆ | |
| 17294 | Zenith Investment Management, Llc CRD 288565 | Scottsdale, AZ | Insurance-Affiliated · Boutique (under $100M) | $82.4M | 102 | 272 | 6 | 04/08/2026 | ☆ |
| 17295 | Holdfast Wealth Management, Llc CRD 168007 | Wealth Manager · Boutique (under $100M) | $82.3M | 166 | 515 | 1 | 02/27/2026 | ☆ | |
| 17296 | Synthesis Advisors, Inc. CRD 109025 | Nashville, TN | Wealth Manager · Boutique (under $100M) | $82.3M | 82 | 82 | 2 | 02/27/2026 | ☆ |
| 17297 | Pulver Capital Management Llc CRD 152304 | Summit, NJ | Multi-Family Office · Boutique (under $100M) | $82.3M | 7 | 47 | 2 | 03/03/2026 | ☆ |
| 17298 | Financial Economics Consulting Group, Inc. CRD 117418 | Tuscaloosa, AL | Wealth Manager · Boutique (under $100M) | $82.3M | 144 | 247 | 3 | 03/17/2026 | ☆ |
| 17299 | Eaglestrong Financial, Llc CRD 288413 | Memphis, TN | Wealth Manager · Boutique (under $100M) | $82.3M | 92 | 472 | 2 | 02/18/2026 | ☆ |
| 17300 | Kej Financial Advisors, Llc CRD 144759 | Wealth Manager · Boutique (under $100M) | $82.3M | 39 | 112 | 1 | 03/30/2026 | ☆ |