Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17301 | Cardinal Wealth Advisors, Llc CRD 134758 | Edina, MN | Wealth Manager · Boutique (under $100M) | $82.2M | 117 | 273 | 2 | 03/03/2026 | ☆ |
| 17302 | Wealth Management Advisers, Llc CRD 128836 | Insurance-Affiliated · Boutique (under $100M) | $82.2M | 110 | 110 | 2 | 08/04/2026 | ☆ | |
| 17303 | Biggin, Inc. CRD 165202 | Melville, NY | Wealth Manager · Boutique (under $100M) | $82.2M | 90 | 139 | 1 | 04/02/2026 | ☆ |
| 17304 | Remote Financial Planner, Llc CRD 284297 | West Palm Beach, FL | Wealth Manager · Boutique (under $100M) | $82.2M | 71 | 252 | 0 | 01/15/2026 | ☆ |
| 17305 | Winthrop Partners Epa, Llc CRD 282098 | Orchard, NY | Wealth Manager · Boutique (under $100M) | $82.2M | 174 | 174 | 5 | 07/22/2026 | ☆ |
| 17306 | Longenecker Financial Services, L.L.C. CRD 321686 | Des Moines, IA | Insurance-Affiliated · Boutique (under $100M) | $82.1M | 252 | 690 | 3 | 02/13/2026 | ☆ |
| 17307 | Walsh Advisors Inc. CRD 122628 | Crown Point, IN | Wealth Manager · Boutique (under $100M) | $82.1M | 55 | 128 | 2 | 01/22/2026 | ☆ |
| 17308 | Sr Financial Services, Inc. CRD 121298 | Wealth Manager · Boutique (under $100M) | $82.0M | 56 | 56 | 1 | 01/26/2026 | ☆ | |
| 17309 | H. L. Lichstrahl & Company, Llc CRD 112124 | Arlington, VA | Wealth Manager · Boutique (under $100M) | $82.0M | 28 | 27 | 1 | 03/25/2026 | ☆ |
| 17310 | Oak Summit Wealth Management, Inc. CRD 334753 | Wealth Manager · Boutique (under $100M) | $82.0M | 91 | 250 | 1 | 01/12/2026 | ☆ | |
| 17311 | Flynn Financial, Llc CRD 157882 | Blakely, PA | Wealth Manager · Boutique (under $100M) | $82.0M | 141 | 308 | 1 | 03/16/2026 | ☆ |
| 17312 | Bowers Advisory Group, Llc CRD 146827 | Hagerstown, MD | Wealth Manager · Boutique (under $100M) | $82.0M | 271 | 497 | 1 | 01/16/2026 | ☆ |
| 17313 | Finanxial Investment Advisors, Corp CRD 300350 | San Juan, PR | Wealth Manager · Boutique (under $100M) | $82.0M | 69 | 69 | 6 | 03/31/2026 | ☆ |
| 17314 | Ivesta Corp CRD 337603 | New York, NY | Investment Adviser · Boutique (under $100M) | $82.0M | 1 | 1 | 2 | 05/31/2026 | ☆ |
| 17315 | Klesis Advisors, Llc CRD 312793 | Walnut Creek, CA | Wealth Manager · Boutique (under $100M) | $82.0M | 65 | 105 | 2 | 07/29/2026 | ☆ |
| 17316 | Langdon Financial Management, Inc. CRD 123017 | Springfield, IL | Wealth Manager · Boutique (under $100M) | $82.0M | 307 | 307 | 0 | 02/11/2026 | ☆ |
| 17317 | Londinium Asset Management Ltd. CRD 141259 | 98000 Principality Of Monaco | Investment Adviser · Boutique (under $100M) | $82.0M | 1 | 1 | 03/25/2026 | ☆ | |
| 17318 | Nix, Joseph B. CRD 114091 | Sacramento, CA | Wealth Manager · Boutique (under $100M) | $82.0M | 115 | 115 | 3 | 03/09/2026 | ☆ |
| 17319 | Smart Investments Advisory Incorporated CRD 107778 | Redlands, CA | Insurance-Affiliated · Boutique (under $100M) | $82.0M | 210 | 210 | 3 | 04/06/2026 | ☆ |
| 17320 | Financial Vision Llc CRD 123659 | Goleta, CA | Wealth Manager · Boutique (under $100M) | $82.0M | 28 | 122 | 2 | 03/25/2026 | ☆ |
| 17321 | Tehrani Wealth Management, Llc CRD 155802 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $82.0M | 23 | 105 | 1 | 07/22/2025 | ☆ |
| 17322 | L&L Partners Wealth Management, Llc CRD 140077 | Suffern, NY | Wealth Manager · Boutique (under $100M) | $81.8M | 77 | 165 | 2 | 03/13/2026 | ☆ |
| 17323 | Dub Advisors Llc CRD 315589 | New York, NY | Wealth Manager · Boutique (under $100M) | $81.8M | 27,037 | 27,037 | 8 | 06/11/2026 | ☆ |
| 17324 | Long River Investment Management Llc CRD 298530 | Wealth Manager · Boutique (under $100M) | $81.8M | 56 | 87 | 1 | 03/13/2026 | ☆ | |
| 17325 | Frontier Advisors, Llc CRD 150839 | Wealth Manager · Boutique (under $100M) | $81.7M | 31 | 80 | 1 | 03/31/2026 | ☆ | |
| 17326 | Wealth Management Advisors, Llc CRD 129458 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $81.7M | 102 | 247 | 2 | 03/17/2026 | ☆ |
| 17327 | Baird Principal Group Management Company Ii, Llc CRD 292786 | Milwaukee, WI | Mutual Fund / Asset Manager · Boutique (under $100M) | $81.7M | 1 | 1 | 3 | 06/24/2026 | ☆ |
| 17328 | Sylamore Investments Llc CRD 284579 | Mountain View, AR | Wealth Manager · Boutique (under $100M) | $81.7M | 80 | 180 | 1 | 01/05/2026 | ☆ |
| 17329 | Tenere Llc CRD 171808 | Wealth Manager · Boutique (under $100M) | $81.7M | 49 | 195 | 2 | 03/30/2026 | ☆ | |
| 17330 | Kelly Strategic Management, Llc CRD 315259 | Denver, CO | Mutual Fund / Asset Manager · Boutique (under $100M) | $81.7M | 8 | 8 | 4 | 03/30/2026 | ☆ |
| 17331 | Desert Capital Advisors, Llc CRD 312715 | Henderson, NV | Wealth Manager · Boutique (under $100M) | $81.6M | 12 | 36 | 1 | 03/31/2026 | ☆ |
| 17332 | Astute Financial, Llc CRD 306496 | Rapid City, SD | Wealth Manager · Boutique (under $100M) | $81.6M | 53 | 53 | 3 | 03/19/2026 | ☆ |
| 17333 | Cypress Path Capital, Llc CRD 133975 | Carmel, CA | Wealth Manager · Boutique (under $100M) | $81.6M | 63 | 139 | 2 | 01/12/2026 | ☆ |
| 17334 | Olhoeft Financial, Llc CRD 139870 | Wealth Manager · Boutique (under $100M) | $81.6M | 32 | 52 | 1 | 03/31/2026 | ☆ | |
| 17335 | Smart Steps Wealth Management Llc CRD 330411 | St. Louis, MO | Wealth Manager · Boutique (under $100M) | $81.5M | 278 | 280 | 1 | 03/05/2026 | ☆ |
| 17336 | Main Street Advisors, Llc CRD 121797 | Westminster, MD | Wealth Manager · Boutique (under $100M) | $81.5M | 113 | 298 | 3 | 03/30/2026 | ☆ |
| 17337 | Vision Wealth Advisors, Llc CRD 330228 | Lewisburg, PA | Wealth Manager · Boutique (under $100M) | $81.5M | 187 | 462 | 2 | 04/22/2026 | ☆ |
| 17338 | Pine Capital, Llc CRD 129889 | Portland, ME | Wealth Manager · Boutique (under $100M) | $81.5M | 77 | 140 | 2 | 03/27/2026 | ☆ |
| 17339 | Avenues Wealth, Llc CRD 290433 | Winter Park, FL | Wealth Manager · Boutique (under $100M) | $81.5M | 60 | 168 | 1 | 03/12/2026 | ☆ |
| 17340 | Global Vision Financial Services Llc CRD 304372 | Wealth Manager · Boutique (under $100M) | $81.5M | 37 | 37 | 1 | 06/22/2026 | ☆ | |
| 17341 | Crosby Advisory Group, Llc CRD 282673 | Ashland, OH | Insurance-Affiliated · Boutique (under $100M) | $81.4M | 539 | 539 | 4 | 03/31/2026 | ☆ |
| 17342 | Betteredge Capital Llc CRD 334496 | New York, NY | Wealth Manager · Boutique (under $100M) | $81.4M | 1 | 4 | 06/18/2026 | ☆ | |
| 17343 | Ray Trombley Associates, Llc CRD 312536 | Wilbraham, MA | Wealth Manager · Boutique (under $100M) | $81.4M | 223 | 429 | 4 | 06/24/2026 | ☆ |
| 17344 | Collega Capital Management, S.R.L. CRD 158829 | Multi-Family Office · Boutique (under $100M) | $81.4M | 6 | 24 | 2 | 04/01/2026 | ☆ | |
| 17345 | Spartan Capital Management, Inc. CRD 151711 | Wealth Manager · Boutique (under $100M) | $81.4M | 33 | 72 | 1 | 02/23/2026 | ☆ | |
| 17346 | Guaranty Private Wealth, Llc CRD 306385 | Ridgeland, MS | Bank · Boutique (under $100M) | $81.4M | 39 | 72 | 4 | 04/22/2026 | ☆ |
| 17347 | Obermaier Management Llc CRD 158764 | Wealth Manager · Boutique (under $100M) | $81.4M | 0 | 1 | 1 | 02/09/2026 | ☆ | |
| 17348 | Rhino Wealth Management, Inc. CRD 171388 | Belmont, NC | Insurance-Affiliated · Boutique (under $100M) | $81.4M | 288 | 420 | 3 | 02/16/2026 | ☆ |
| 17349 | Vision Wealth Management, Inc. CRD 324595 | Commerce Twp, MI | Wealth Manager · Boutique (under $100M) | $81.4M | 416 | 416 | 2 | 06/15/2026 | ☆ |
| 17350 | Guard Hill Advisors Llc CRD 153393 | Wealth Manager · Boutique (under $100M) | $81.4M | 15 | 15 | 1 | 03/04/2026 | ☆ |