Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17351 | Moy Investment Management, Llc CRD 150924 | Cincinnati, OH | Wealth Manager · Boutique (under $100M) | $81.4M | 31 | 91 | 1 | 02/03/2026 | ☆ |
| 17352 | Macaulay & Associates, Llc CRD 144717 | Fort Mill, SC | Insurance-Affiliated · Boutique (under $100M) | $81.3M | 137 | 337 | 4 | 03/26/2026 | ☆ |
| 17353 | Neo Investment Counsel, Llc CRD 309018 | Cleveland, OH | Wealth Manager · Boutique (under $100M) | $81.3M | 25 | 59 | 1 | 05/11/2026 | ☆ |
| 17354 | Powering Your Retirement, Llc CRD 314812 | San Ramon, CA | Wealth Manager · Boutique (under $100M) | $81.3M | 162 | 210 | 2 | 03/25/2026 | ☆ |
| 17355 | Thomas & Company Llc CRD 164731 | Beachwood, OH | Wealth Manager · Boutique (under $100M) | $81.3M | 21 | 35 | 1 | 01/09/2026 | ☆ |
| 17356 | Hunter Michael Investment Advisors Inc CRD 107884 | Richmond, VA | Wealth Manager · Boutique (under $100M) | $81.2M | 40 | 35 | 1 | 03/30/2026 | ☆ |
| 17357 | Peck Wealth Management, Llc CRD 140128 | Wealth Manager · Boutique (under $100M) | $81.2M | 64 | 64 | 3 | 07/02/2026 | ☆ | |
| 17358 | Paradigm Consulting, Inc. CRD 144990 | Utica, NY | Insurance-Affiliated · Boutique (under $100M) | $81.2M | 19 | 19 | 5 | 03/03/2026 | ☆ |
| 17359 | Seaside Advisory Services, Inc. CRD 289985 | Carlsbad, CA | Insurance-Affiliated · Boutique (under $100M) | $81.2M | 137 | 337 | 4 | 06/17/2026 | ☆ |
| 17360 | Cornell Capital Group Llc CRD 301002 | Wealth Manager · Boutique (under $100M) | $81.2M | 15 | 15 | 2 | 08/13/2026 | ☆ | |
| 17361 | Igdaloff Barry CRD 106608 | Wealth Manager · Boutique (under $100M) | $81.2M | 22 | 22 | 1 | 03/05/2026 | ☆ | |
| 17362 | Resolute Retirement Consulting, Llc CRD 332279 | Wealth Manager · Boutique (under $100M) | $81.2M | 16 | 136 | 1 | 02/19/2026 | ☆ | |
| 17363 | Mccarter Investments, Llc CRD 138655 | Wealth Manager · Boutique (under $100M) | $81.2M | 50 | 120 | 1 | 03/29/2026 | ☆ | |
| 17364 | N CRD 169959 | Investment Adviser · Boutique (under $100M) | $81.1M | 0 | 6 | 2 | 10/22/2025 | ☆ | |
| 17365 | Aries Financial Navigators, Inc. CRD 301218 | Lititz, PA | Wealth Manager · Boutique (under $100M) | $81.1M | 70 | 267 | 1 | 04/16/2026 | ☆ |
| 17366 | Dean Dorton Wealth Management, Llc CRD 297616 | Lexington, KY | Wealth Manager · Boutique (under $100M) | $81.1M | 79 | 228 | 3 | 07/30/2026 | ☆ |
| 17367 | Lakewood Financial Group, Llc CRD 339568 | Wealth Manager · Boutique (under $100M) | $81.1M | 37 | 116 | 3 | 06/25/2026 | ☆ | |
| 17368 | Rathnam Capital, Llc CRD 154226 | Leesburg, VA | Wealth Manager · Boutique (under $100M) | $81.1M | 37 | 116 | 1 | 02/03/2026 | ☆ |
| 17369 | Val Vista Capital Management, Llc CRD 159679 | Sun Lakes, AZ | Wealth Manager · Boutique (under $100M) | $81.0M | 341 | 429 | 5 | 02/20/2024 | ☆ |
| 17370 | Charleston Wealth Advisors, Llc CRD 319565 | Mount Pleasant, SC | Wealth Manager · Boutique (under $100M) | $81.0M | 78 | 263 | 1 | 03/09/2026 | ☆ |
| 17371 | Cooper, Clay Stephen CRD 117036 | Pineville, LA | Insurance-Affiliated · Boutique (under $100M) | $81.0M | 155 | 215 | 2 | 03/02/2026 | ☆ |
| 17372 | Tor Wealth Advisors, Llc CRD 319761 | Folsom, CA | Wealth Manager · Boutique (under $100M) | $81.0M | 58 | 229 | 4 | 02/26/2026 | ☆ |
| 17373 | Financial Cornerstones, Llc CRD 305120 | The Woodlands, TX | Wealth Manager · Boutique (under $100M) | $81.0M | 67 | 167 | 2 | 02/26/2026 | ☆ |
| 17374 | Clpf Llc CRD 312448 | Wealth Manager · Boutique (under $100M) | $81.0M | 124 | 244 | 3 | 03/11/2026 | ☆ | |
| 17375 | Tcs Financial Services, Inc CRD 136148 | Insurance-Affiliated · Boutique (under $100M) | $80.9M | 26 | 61 | 1 | 01/26/2026 | ☆ | |
| 17376 | Brightwood Ventures, Llc CRD 165835 | Wealth Manager · Boutique (under $100M) | $80.9M | 37 | 91 | 1 | 01/14/2026 | ☆ | |
| 17377 | Select Advisory Group Inc CRD 150129 | San Juan, PR | Wealth Manager · Boutique (under $100M) | $80.9M | 10 | 50 | 1 | 03/31/2025 | ☆ |
| 17378 | Dallas Financial Advisors, Llc CRD 328001 | Dallas, TX | Insurance-Affiliated · Boutique (under $100M) | $80.9M | 124 | 221 | 4 | 03/20/2026 | ☆ |
| 17379 | Williams Wealth Management, Inc. CRD 133335 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $80.9M | 22 | 33 | 1 | 02/23/2026 | ☆ |
| 17380 | Blackthorn Asset Management Llc CRD 149442 | Wealth Manager · Boutique (under $100M) | $80.9M | 45 | 138 | 1 | 03/03/2026 | ☆ | |
| 17381 | Saranap Wealth Advisors, Llc CRD 284277 | Walnut Creek, CA | Wealth Manager · Boutique (under $100M) | $80.8M | 67 | 163 | 1 | 03/20/2026 | ☆ |
| 17382 | Pacific Horizon Investment Management Llc CRD 119120 | Seattle, WA | Wealth Manager · Boutique (under $100M) | $80.8M | 36 | 36 | 2 | 02/13/2026 | ☆ |
| 17383 | Rpc Wealth, Llc CRD 221532 | Loveland, CO | Insurance-Affiliated · Boutique (under $100M) | $80.8M | 443 | 652 | 2 | 04/30/2026 | ☆ |
| 17384 | Island Financial Advisors, Llc CRD 311662 | Toms River, NJ | Wealth Manager · Boutique (under $100M) | $80.8M | 391 | 391 | 4 | 03/31/2026 | ☆ |
| 17385 | Colucci Wealth Management Llc CRD 338046 | Brightwaters, NY | Insurance-Affiliated · Boutique (under $100M) | $80.8M | 27 | 93 | 1 | 04/30/2026 | ☆ |
| 17386 | Axio Wealth Management, Inc. CRD 306982 | West Columbia, SC | Institutional / Pension Advisor · Boutique (under $100M) | $80.8M | 53 | 62 | 5 | 02/28/2026 | ☆ |
| 17387 | Lakeshore Wealth Advisors Llc CRD 329497 | Winter Park, FL | Wealth Manager · Boutique (under $100M) | $80.8M | 103 | 350 | 1 | 03/23/2026 | ☆ |
| 17388 | Heintz Wealth Management, Llc CRD 286160 | Wealth Manager · Boutique (under $100M) | $80.8M | 60 | 217 | 2 | 02/06/2026 | ☆ | |
| 17389 | Watch Guard Capital Llc CRD 284719 | Wealth Manager · Boutique (under $100M) | $80.7M | 147 | 407 | 2 | 07/06/2026 | ☆ | |
| 17390 | Cjw Capital, Llc CRD 206514 | Wealth Manager · Boutique (under $100M) | $80.7M | 153 | 424 | 4 | 06/04/2026 | ☆ | |
| 17391 | Independence Wealth Advisory Services Llc CRD 297032 | Voorhees, NJ | Wealth Manager · Boutique (under $100M) | $80.7M | 103 | 251 | 1 | 02/27/2026 | ☆ |
| 17392 | Hinman Financial Planning, Inc. CRD 173844 | Erie, CO | Wealth Manager · Boutique (under $100M) | $80.7M | 70 | 196 | 2 | 02/13/2026 | ☆ |
| 17393 | Kearney Burch Financial Services, Inc. CRD 304040 | Wealth Manager · Boutique (under $100M) | $80.7M | 63 | 63 | 1 | 03/30/2026 | ☆ | |
| 17394 | Ventura Advisors CRD 132040 | Woodland Hills, CA | Wealth Manager · Boutique (under $100M) | $80.6M | 41 | 44 | 2 | 03/30/2026 | ☆ |
| 17395 | Origin Wealth Advisers Llc CRD 171946 | Wealth Manager · Boutique (under $100M) | $80.6M | 48 | 290 | 2 | 03/13/2026 | ☆ | |
| 17396 | Lockwood Wealth Strategies, Llc CRD 327781 | Wealth Manager · Boutique (under $100M) | $80.6M | 70 | 205 | 2 | 02/12/2026 | ☆ | |
| 17397 | Mollot & Hardy, Inc. CRD 128377 | Amherst, NY | Insurance-Affiliated · Boutique (under $100M) | $80.6M | 77 | 81 | 2 | 03/13/2026 | ☆ |
| 17398 | Perennial Wealth Advisors, Llc CRD 329913 | Canadian, TX | Wealth Manager · Boutique (under $100M) | $80.6M | 172 | 421 | 3 | 07/16/2026 | ☆ |
| 17399 | Cypress Wealth Advisors, Llc CRD 166414 | Shavano Park, TX | Wealth Manager · Boutique (under $100M) | $80.6M | 84 | 84 | 2 | 03/06/2026 | ☆ |
| 17400 | Crosswell Advisors, Llc CRD 150076 | Wealth Manager · Boutique (under $100M) | $80.6M | 53 | 78 | 5 | 04/28/2026 | ☆ |