Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17401 | Sylamore Investments Llc CRD 284579 | Mountain View, AR | Wealth Manager · Boutique (under $100M) | $81.7M | 80 | 180 | 1 | 01/05/2026 | ☆ |
| 17402 | Tenere Llc CRD 171808 | Wealth Manager · Boutique (under $100M) | $81.7M | 49 | 195 | 2 | 03/30/2026 | ☆ | |
| 17403 | Kelly Strategic Management, Llc CRD 315259 | Denver, CO | Mutual Fund / Asset Manager · Boutique (under $100M) | $81.7M | 8 | 8 | 4 | 03/30/2026 | ☆ |
| 17404 | Desert Capital Advisors, Llc CRD 312715 | Henderson, NV | Wealth Manager · Boutique (under $100M) | $81.6M | 12 | 36 | 1 | 03/31/2026 | ☆ |
| 17405 | Astute Financial, Llc CRD 306496 | Rapid City, SD | Wealth Manager · Boutique (under $100M) | $81.6M | 53 | 53 | 3 | 03/19/2026 | ☆ |
| 17406 | Cypress Path Capital, Llc CRD 133975 | Carmel, CA | Wealth Manager · Boutique (under $100M) | $81.6M | 63 | 139 | 2 | 09/09/2026 | ☆ |
| 17407 | Olhoeft Financial, Llc CRD 139870 | Wealth Manager · Boutique (under $100M) | $81.6M | 32 | 52 | 1 | 03/31/2026 | ☆ | |
| 17408 | Smart Steps Wealth Management Llc CRD 330411 | St. Louis, MO | Wealth Manager · Boutique (under $100M) | $81.5M | 278 | 280 | 1 | 09/16/2026 | ☆ |
| 17409 | Main Street Advisors, Llc CRD 121797 | Westminster, MD | Wealth Manager · Boutique (under $100M) | $81.5M | 113 | 298 | 3 | 03/30/2026 | ☆ |
| 17410 | Vision Wealth Advisors, Llc CRD 330228 | Lewisburg, PA | Wealth Manager · Boutique (under $100M) | $81.5M | 187 | 462 | 2 | 04/22/2026 | ☆ |
| 17411 | Pine Capital, Llc CRD 129889 | Portland, ME | Wealth Manager · Boutique (under $100M) | $81.5M | 77 | 140 | 2 | 03/27/2026 | ☆ |
| 17412 | Avenues Wealth, Llc CRD 290433 | Winter Park, FL | Wealth Manager · Boutique (under $100M) | $81.5M | 60 | 168 | 1 | 03/12/2026 | ☆ |
| 17413 | Global Vision Financial Services Llc CRD 304372 | Wealth Manager · Boutique (under $100M) | $81.5M | 37 | 37 | 1 | 06/22/2026 | ☆ | |
| 17414 | Crosby Advisory Group, Llc CRD 282673 | Ashland, OH | Insurance-Affiliated · Boutique (under $100M) | $81.4M | 539 | 539 | 4 | 09/09/2026 | ☆ |
| 17415 | Betteredge Capital Llc CRD 334496 | New York, NY | Investment Adviser · Boutique (under $100M) | $81.4M | 1 | 4 | 09/02/2026 | ☆ | |
| 17416 | Ray Trombley Associates, Llc CRD 312536 | Wilbraham, MA | Wealth Manager · Boutique (under $100M) | $81.4M | 223 | 429 | 4 | 06/24/2026 | ☆ |
| 17417 | Collega Capital Management, S.R.L. CRD 158829 | Multi-Family Office · Boutique (under $100M) | $81.4M | 6 | 24 | 2 | 04/01/2026 | ☆ | |
| 17418 | Nollenberger Mccullough Investment Advisors Llc CRD 165451 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $81.4M | 72 | 72 | 4 | 09/21/2026 | ☆ |
| 17419 | Spartan Capital Management, Inc. CRD 151711 | Wealth Manager · Boutique (under $100M) | $81.4M | 33 | 72 | 1 | 02/23/2026 | ☆ | |
| 17420 | Guaranty Private Wealth, Llc CRD 306385 | Ridgeland, MS | Bank · Boutique (under $100M) | $81.4M | 39 | 72 | 4 | 04/22/2026 | ☆ |
| 17421 | Obermaier Management Llc CRD 158764 | Wealth Manager · Boutique (under $100M) | $81.4M | 0 | 1 | 1 | 02/09/2026 | ☆ | |
| 17422 | Rhino Wealth Management, Inc. CRD 171388 | Belmont, NC | Insurance-Affiliated · Boutique (under $100M) | $81.4M | 288 | 420 | 3 | 02/16/2026 | ☆ |
| 17423 | Vision Wealth Management, Inc. CRD 324595 | Commerce Twp, MI | Wealth Manager · Boutique (under $100M) | $81.4M | 416 | 416 | 2 | 06/15/2026 | ☆ |
| 17424 | Guard Hill Advisors Llc CRD 153393 | Wealth Manager · Boutique (under $100M) | $81.4M | 15 | 15 | 1 | 03/04/2026 | ☆ | |
| 17425 | Moy Investment Management, Llc CRD 150924 | Cincinnati, OH | Wealth Manager · Boutique (under $100M) | $81.4M | 31 | 91 | 1 | 02/03/2026 | ☆ |
| 17426 | Macaulay & Associates, Llc CRD 144717 | Fort Mill, SC | Insurance-Affiliated · Boutique (under $100M) | $81.3M | 137 | 337 | 3 | 08/26/2026 | ☆ |
| 17427 | Neo Investment Counsel, Llc CRD 309018 | Cleveland, OH | Wealth Manager · Boutique (under $100M) | $81.3M | 25 | 59 | 1 | 05/11/2026 | ☆ |
| 17428 | Powering Your Retirement, Llc CRD 314812 | San Ramon, CA | Wealth Manager · Boutique (under $100M) | $81.3M | 162 | 210 | 2 | 03/25/2026 | ☆ |
| 17429 | Thomas & Company Llc CRD 164731 | Beachwood, OH | Wealth Manager · Boutique (under $100M) | $81.3M | 21 | 35 | 1 | 01/09/2026 | ☆ |
| 17430 | Hunter Michael Investment Advisors Inc CRD 107884 | Richmond, VA | Wealth Manager · Boutique (under $100M) | $81.2M | 40 | 35 | 1 | 03/30/2026 | ☆ |
| 17431 | Peck Wealth Management, Llc CRD 140128 | Wealth Manager · Boutique (under $100M) | $81.2M | 64 | 64 | 3 | 07/02/2026 | ☆ | |
| 17432 | Paradigm Consulting, Inc. CRD 144990 | Utica, NY | Insurance-Affiliated · Boutique (under $100M) | $81.2M | 19 | 19 | 5 | 03/03/2026 | ☆ |
| 17433 | Seaside Advisory Services, Inc. CRD 289985 | Carlsbad, CA | Insurance-Affiliated · Boutique (under $100M) | $81.2M | 137 | 337 | 4 | 06/17/2026 | ☆ |
| 17434 | Crafted Wealth Management, Llc CRD 282090 | Wealth Manager · Boutique (under $100M) | $81.2M | 56 | 351 | 2 | 09/22/2026 | ☆ | |
| 17435 | Cornell Capital Group Llc CRD 301002 | Wealth Manager · Boutique (under $100M) | $81.2M | 15 | 15 | 2 | 08/13/2026 | ☆ | |
| 17436 | Igdaloff Barry CRD 106608 | Wealth Manager · Boutique (under $100M) | $81.2M | 22 | 22 | 1 | 03/05/2026 | ☆ | |
| 17437 | Resolute Retirement Consulting, Llc CRD 332279 | Wealth Manager · Boutique (under $100M) | $81.2M | 16 | 136 | 1 | 02/19/2026 | ☆ | |
| 17438 | Mccarter Investments, Llc CRD 138655 | Wealth Manager · Boutique (under $100M) | $81.2M | 50 | 120 | 1 | 03/29/2026 | ☆ | |
| 17439 | N CRD 169959 | Investment Adviser · Boutique (under $100M) | $81.1M | 0 | 6 | 2 | 10/22/2025 | ☆ | |
| 17440 | Aries Financial Navigators, Inc. CRD 301218 | Lititz, PA | Wealth Manager · Boutique (under $100M) | $81.1M | 70 | 267 | 1 | 04/16/2026 | ☆ |
| 17441 | Dean Dorton Wealth Management, Llc CRD 297616 | Lexington, KY | Wealth Manager · Boutique (under $100M) | $81.1M | 79 | 228 | 3 | 07/30/2026 | ☆ |
| 17442 | Rathnam Capital, Llc CRD 154226 | Leesburg, VA | Wealth Manager · Boutique (under $100M) | $81.1M | 37 | 116 | 1 | 02/03/2026 | ☆ |
| 17443 | Val Vista Capital Management, Llc CRD 159679 | Sun Lakes, AZ | Wealth Manager · Boutique (under $100M) | $81.0M | 341 | 429 | 5 | 02/20/2024 | ☆ |
| 17444 | Charleston Wealth Advisors, Llc CRD 319565 | Mount Pleasant, SC | Wealth Manager · Boutique (under $100M) | $81.0M | 78 | 263 | 1 | 03/09/2026 | ☆ |
| 17445 | Cooper, Clay Stephen CRD 117036 | Pineville, LA | Insurance-Affiliated · Boutique (under $100M) | $81.0M | 155 | 215 | 2 | 03/02/2026 | ☆ |
| 17446 | Tor Wealth Advisors, Llc CRD 319761 | Folsom, CA | Wealth Manager · Boutique (under $100M) | $81.0M | 58 | 229 | 4 | 02/26/2026 | ☆ |
| 17447 | Financial Cornerstones, Llc CRD 305120 | The Woodlands, TX | Wealth Manager · Boutique (under $100M) | $81.0M | 67 | 167 | 2 | 02/26/2026 | ☆ |
| 17448 | Clpf Llc CRD 312448 | Wealth Manager · Boutique (under $100M) | $81.0M | 124 | 244 | 3 | 03/11/2026 | ☆ | |
| 17449 | Tcs Financial Services, Inc CRD 136148 | Insurance-Affiliated · Boutique (under $100M) | $80.9M | 26 | 61 | 1 | 01/26/2026 | ☆ | |
| 17450 | Brightwood Ventures, Llc CRD 165835 | Wealth Manager · Boutique (under $100M) | $80.9M | 37 | 91 | 1 | 01/14/2026 | ☆ |