Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17451 | Select Advisory Group Inc CRD 150129 | San Juan, PR | Wealth Manager · Boutique (under $100M) | $80.9M | 10 | 50 | 1 | 03/31/2025 | ☆ |
| 17452 | Dallas Financial Advisors, Llc CRD 328001 | Dallas, TX | Insurance-Affiliated · Boutique (under $100M) | $80.9M | 124 | 221 | 4 | 03/20/2026 | ☆ |
| 17453 | Williams Wealth Management, Inc. CRD 133335 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $80.9M | 22 | 33 | 1 | 02/23/2026 | ☆ |
| 17454 | Blackthorn Asset Management Llc CRD 149442 | Wealth Manager · Boutique (under $100M) | $80.9M | 45 | 138 | 1 | 03/03/2026 | ☆ | |
| 17455 | Saranap Wealth Advisors, Llc CRD 284277 | Walnut Creek, CA | Wealth Manager · Boutique (under $100M) | $80.8M | 67 | 163 | 1 | 03/20/2026 | ☆ |
| 17456 | Pacific Horizon Investment Management Llc CRD 119120 | Seattle, WA | Wealth Manager · Boutique (under $100M) | $80.8M | 36 | 36 | 2 | 02/13/2026 | ☆ |
| 17457 | Island Financial Advisors, Llc CRD 311662 | Toms River, NJ | Wealth Manager · Boutique (under $100M) | $80.8M | 391 | 391 | 4 | 03/31/2026 | ☆ |
| 17458 | Colucci Wealth Management Llc CRD 338046 | Brightwaters, NY | Insurance-Affiliated · Boutique (under $100M) | $80.8M | 27 | 93 | 1 | 04/30/2026 | ☆ |
| 17459 | Axio Wealth Management, Inc. CRD 306982 | West Columbia, SC | Institutional / Pension Advisor · Boutique (under $100M) | $80.8M | 53 | 62 | 5 | 02/28/2026 | ☆ |
| 17460 | Lakeshore Wealth Advisors Llc CRD 329497 | Winter Park, FL | Wealth Manager · Boutique (under $100M) | $80.8M | 103 | 350 | 3 | 09/16/2026 | ☆ |
| 17461 | Heintz Wealth Management, Llc CRD 286160 | Wealth Manager · Boutique (under $100M) | $80.8M | 60 | 217 | 1 | 09/16/2026 | ☆ | |
| 17462 | Watch Guard Capital Llc CRD 284719 | Wealth Manager · Boutique (under $100M) | $80.7M | 147 | 407 | 2 | 07/06/2026 | ☆ | |
| 17463 | Cjw Capital, Llc CRD 206514 | Wealth Manager · Boutique (under $100M) | $80.7M | 153 | 424 | 4 | 06/04/2026 | ☆ | |
| 17464 | Independence Wealth Advisory Services Llc CRD 297032 | Voorhees, NJ | Wealth Manager · Boutique (under $100M) | $80.7M | 103 | 251 | 1 | 02/27/2026 | ☆ |
| 17465 | Hinman Financial Planning, Inc. CRD 173844 | Erie, CO | Wealth Manager · Boutique (under $100M) | $80.7M | 70 | 196 | 2 | 02/13/2026 | ☆ |
| 17466 | Kearney Burch Financial Services, Inc. CRD 304040 | Wealth Manager · Boutique (under $100M) | $80.7M | 63 | 63 | 1 | 03/30/2026 | ☆ | |
| 17467 | Ventura Advisors CRD 132040 | Woodland Hills, CA | Wealth Manager · Boutique (under $100M) | $80.6M | 41 | 44 | 2 | 09/14/2026 | ☆ |
| 17468 | Origin Wealth Advisers Llc CRD 171946 | Wealth Manager · Boutique (under $100M) | $80.6M | 48 | 290 | 2 | 03/13/2026 | ☆ | |
| 17469 | Lockwood Wealth Strategies, Llc CRD 327781 | Wealth Manager · Boutique (under $100M) | $80.6M | 70 | 205 | 2 | 02/12/2026 | ☆ | |
| 17470 | Mollot & Hardy, Inc. CRD 128377 | Amherst, NY | Insurance-Affiliated · Boutique (under $100M) | $80.6M | 77 | 81 | 2 | 03/13/2026 | ☆ |
| 17471 | Perennial Wealth Advisors, Llc CRD 329913 | Canadian, TX | Wealth Manager · Boutique (under $100M) | $80.6M | 172 | 421 | 3 | 07/16/2026 | ☆ |
| 17472 | Cypress Wealth Advisors, Llc CRD 166414 | Shavano Park, TX | Wealth Manager · Boutique (under $100M) | $80.6M | 84 | 84 | 2 | 03/06/2026 | ☆ |
| 17473 | Crosswell Advisors, Llc CRD 150076 | The Woodlands, TX | Wealth Manager · Boutique (under $100M) | $80.6M | 53 | 78 | 5 | 09/11/2026 | ☆ |
| 17474 | Virginia Investment Advisory, Inc. CRD 117121 | Henrico, VA | Insurance-Affiliated · Boutique (under $100M) | $80.5M | 156 | 312 | 2 | 03/11/2026 | ☆ |
| 17475 | Make Way Llc CRD 301995 | Sioux Falls, SD | Insurance-Affiliated · Boutique (under $100M) | $80.5M | 120 | 331 | 2 | 03/18/2026 | ☆ |
| 17476 | Nottingham Wealth Partners, Inc. CRD 306971 | Syracuse, NY | Wealth Manager · Boutique (under $100M) | $80.5M | 142 | 299 | 7 | 04/17/2026 | ☆ |
| 17477 | Prophet Asset Management , Inc. CRD 113481 | Kenosha, WI | Wealth Manager · Boutique (under $100M) | $80.4M | 274 | 294 | 5 | 03/02/2026 | ☆ |
| 17478 | N CRD 146224 | Investment Adviser · Boutique (under $100M) | $80.4M | 23 | 1,253 | 5 | 03/31/2025 | ☆ | |
| 17479 | Castellano Wealth Llc CRD 338457 | Wealth Manager · Boutique (under $100M) | $80.4M | 203 | 382 | 2 | 03/18/2026 | ☆ | |
| 17480 | Champion Financial Planning Group, Llc CRD 126793 | Annapolis, MD | Wealth Manager · Boutique (under $100M) | $80.4M | 54 | 110 | 1 | 03/17/2026 | ☆ |
| 17481 | Graf Financial, L.L.C. CRD 153441 | Baton Rouge, LA | Wealth Manager · Boutique (under $100M) | $80.3M | 76 | 190 | 1 | 03/23/2026 | ☆ |
| 17482 | Personal Financial Advisors, Inc. CRD 132716 | Pickerington, OH | Wealth Manager · Boutique (under $100M) | $80.3M | 155 | 476 | 3 | 02/27/2026 | ☆ |
| 17483 | Ever Green Wealth Management, Llc CRD 297459 | Victor, NY | Wealth Manager · Boutique (under $100M) | $80.3M | 363 | 648 | 1 | 03/06/2026 | ☆ |
| 17484 | N CRD 300269 | Private Fund Manager · Boutique (under $100M) | $80.2M | 3 | 3 | 1 | 03/31/2025 | ☆ | |
| 17485 | Lipscomb Investment Group, Llc CRD 131869 | Auburn, AL | Wealth Manager · Boutique (under $100M) | $80.2M | 150 | 157 | 3 | 08/28/2026 | ☆ |
| 17486 | Dgm Asset Management, L.L.C. CRD 111732 | Wealth Manager · Boutique (under $100M) | $80.2M | 71 | 148 | 1 | 02/11/2026 | ☆ | |
| 17487 | Abernathy Group Ii Llc CRD 152401 | New York, NY | Wealth Manager · Boutique (under $100M) | $80.2M | 34 | 94 | 4 | 03/04/2026 | ☆ |
| 17488 | Kensington Ami, Llc CRD 145898 | Burbank, CA | Wealth Manager · Boutique (under $100M) | $80.2M | 54 | 102 | 1 | 03/25/2026 | ☆ |
| 17489 | Iapetus Capital, Inc. CRD 175189 | Wealth Manager · Boutique (under $100M) | $80.2M | 20 | 43 | 1 | 03/31/2026 | ☆ | |
| 17490 | Smart Money Financial Advisors, Llc CRD 306937 | Sterling Heights, MI | Insurance-Affiliated · Boutique (under $100M) | $80.2M | 145 | 387 | 3 | 02/13/2026 | ☆ |
| 17491 | Kamke Investment Strategies Inc. CRD 121713 | Charlottesville, VA | Wealth Manager · Boutique (under $100M) | $80.1M | 35 | 110 | 2 | 02/05/2026 | ☆ |
| 17492 | Federal Prep Advisors, Inc. CRD 282663 | Bohemia, NY | Wealth Manager · Boutique (under $100M) | $80.1M | 637 | 637 | 5 | 07/01/2026 | ☆ |
| 17493 | Shepard Wealth Management, Llc CRD 284446 | Lee's Summit, MO | Institutional / Pension Advisor · Boutique (under $100M) | $80.1M | 108 | 108 | 3 | 09/23/2026 | ☆ |
| 17494 | Capital Management Advisors Lp CRD 134969 | Houston, TX | Wealth Manager · Boutique (under $100M) | $80.1M | 53 | 173 | 2 | 03/30/2026 | ☆ |
| 17495 | Qci Partners Management Llc CRD 163567 | Wealth Manager · Boutique (under $100M) | $80.1M | 42 | 42 | 3 | 08/28/2026 | ☆ | |
| 17496 | Elite Wealth Management, Llc CRD 307431 | Wealth Manager · Boutique (under $100M) | $80.0M | 74 | 204 | 1 | 03/16/2026 | ☆ | |
| 17497 | Seaport Global Asset Management Llc CRD 298944 | New York, NY | Private Fund Manager · Boutique (under $100M) | $80.0M | 10 | 10 | 3 | 03/27/2026 | ☆ |
| 17498 | Lashley Wealth Management Inc. CRD 328154 | Wealth Manager · Boutique (under $100M) | $80.0M | 54 | 54 | 3 | 08/14/2026 | ☆ | |
| 17499 | Rogue Advisors, Llc CRD 132105 | Grants Pass, OR | Wealth Manager · Boutique (under $100M) | $80.0M | 154 | 345 | 2 | 03/09/2026 | ☆ |
| 17500 | David John Carroll CRD 158695 | Wealth Manager · Boutique (under $100M) | $80.0M | 122 | 122 | 1 | 05/18/2026 | ☆ |