Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17451 | Rockford Financial Planning Llc CRD 312048 | Wealth Manager · Boutique (under $100M) | $79.7M | 118 | 445 | 3 | 03/04/2026 | ☆ | |
| 17452 | Sagepointe Advisors Llc CRD 288883 | Wealth Manager · Boutique (under $100M) | $79.6M | 57 | 57 | 1 | 03/26/2026 | ☆ | |
| 17453 | Promenade Wealth Llc CRD 306891 | Wealth Manager · Boutique (under $100M) | $79.6M | 42 | 180 | 1 | 03/04/2026 | ☆ | |
| 17454 | Archer Wealth Advisors, Llc CRD 330575 | Coeur D'alene, ID | Wealth Manager · Boutique (under $100M) | $79.6M | 133 | 367 | 5 | 07/02/2026 | ☆ |
| 17455 | Nollenberger Mccullough Investment Advisors Llc CRD 165451 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $79.5M | 67 | 67 | 4 | 06/05/2026 | ☆ |
| 17456 | Sun Valley Advisory, Llc CRD 330092 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $79.5M | 240 | 240 | 4 | 08/05/2026 | ☆ |
| 17457 | Minerva Wealth Advisory Llc CRD 282723 | New York, NY | Wealth Manager · Boutique (under $100M) | $79.5M | 35 | 97 | 2 | 03/27/2026 | ☆ |
| 17458 | Dividend Growth Strategies, Inc. CRD 149464 | Wealth Manager · Boutique (under $100M) | $79.5M | 27 | 29 | 1 | 02/04/2026 | ☆ | |
| 17459 | Utica Physicians' Association, Ltd. CRD 117509 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $79.5M | 84 | 132 | 5 | 05/07/2026 | ☆ |
| 17460 | Tomlin Financial Advisors, Inc. CRD 143375 | Wealth Manager · Boutique (under $100M) | $79.5M | 73 | 167 | 1 | 03/17/2026 | ☆ | |
| 17461 | Strategic Wealth Management Llc CRD 335792 | South Natick, MA | Wealth Manager · Boutique (under $100M) | $79.5M | 181 | 286 | 4 | 06/24/2026 | ☆ |
| 17462 | Asset Management Financial Services Inc. CRD 142396 | Clearwater, FL | Wealth Manager · Boutique (under $100M) | $79.5M | 102 | 281 | 2 | 04/28/2026 | ☆ |
| 17463 | Brexton Family Financial, Llc CRD 309643 | Wealth Manager · Boutique (under $100M) | $79.4M | 105 | 570 | 2 | 03/26/2026 | ☆ | |
| 17464 | Forsythe Wealth Management, Inc. CRD 293152 | Crown Point, IN | Wealth Manager · Boutique (under $100M) | $79.4M | 124 | 355 | 2 | 02/17/2026 | ☆ |
| 17465 | Pragmatic Portfolios, Llc CRD 153764 | Wealth Manager · Boutique (under $100M) | $79.3M | 44 | 193 | 1 | 03/02/2026 | ☆ | |
| 17466 | Ark Advisors, Llc CRD 133687 | Wealth Manager · Boutique (under $100M) | $79.3M | 36 | 152 | 0 | 03/20/2025 | ☆ | |
| 17467 | Constellation Asset Management, Inc. CRD 125704 | Fayetteville, NY | Wealth Manager · Boutique (under $100M) | $79.3M | 64 | 169 | 1 | 02/17/2026 | ☆ |
| 17468 | S Squared Advisors Llc CRD 283785 | Austin, TX | Wealth Manager · Boutique (under $100M) | $79.3M | 22 | 22 | 2 | 03/30/2026 | ☆ |
| 17469 | Anew Advisors, Llc CRD 316462 | Wauwatosa, WI | Insurance-Affiliated · Boutique (under $100M) | $79.3M | 171 | 171 | 5 | 03/16/2026 | ☆ |
| 17470 | Henri Glover Tailored Financial Services, Llc CRD 317598 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $79.3M | 312 | 484 | 2 | 02/20/2026 | ☆ |
| 17471 | Wealth Plus Of The Dakotas, Inc. CRD 287536 | Aberdeen, SD | Institutional / Pension Advisor · Boutique (under $100M) | $79.3M | 135 | 135 | 4 | 03/09/2026 | ☆ |
| 17472 | Herr Capital Management Llc CRD 122965 | Chicago, IL | Insurance-Affiliated · Boutique (under $100M) | $79.3M | 117 | 333 | 2 | 02/27/2026 | ☆ |
| 17473 | Global Planning Stewards Llc CRD 286135 | Baton Rouge, LA | Insurance-Affiliated · Boutique (under $100M) | $79.2M | 236 | 310 | 1 | 03/25/2026 | ☆ |
| 17474 | Blue Point Investment Management, Llc CRD 148104 | Baltimore, MD | Wealth Manager · Boutique (under $100M) | $79.2M | 32 | 74 | 1 | 05/23/2026 | ☆ |
| 17475 | Pgp Wealth Services, Llc CRD 151373 | Wealth Manager · Boutique (under $100M) | $79.2M | 52 | 74 | 1 | 06/10/2026 | ☆ | |
| 17476 | Endeavor Financial Advisors, Llc CRD 173881 | Insurance-Affiliated · Boutique (under $100M) | $79.2M | 104 | 280 | 2 | 07/23/2026 | ☆ | |
| 17477 | Lawrence Wealth Management, Llc CRD 147228 | Wealth Manager · Boutique (under $100M) | $79.2M | 50 | 171 | 1 | 03/31/2026 | ☆ | |
| 17478 | Fortis Wealth Management Llc CRD 268808 | Boone, NC | Wealth Manager · Boutique (under $100M) | $79.1M | 186 | 636 | 3 | 08/06/2026 | ☆ |
| 17479 | Queenbridge Capital, Llc CRD 324027 | Pittsford, NY | Wealth Manager · Boutique (under $100M) | $79.1M | 58 | 137 | 3 | 04/09/2026 | ☆ |
| 17480 | Ace Wealth Partners, Llc CRD 153595 | Westminster, CO | Wealth Manager · Boutique (under $100M) | $79.1M | 68 | 303 | 2 | 02/26/2026 | ☆ |
| 17481 | Adair Financial Private Client Group Llc CRD 306300 | Insurance-Affiliated · Boutique (under $100M) | $79.0M | 57 | 75 | 2 | 02/27/2026 | ☆ | |
| 17482 | Branch Capital Management Llc CRD 281681 | Holland, MI | Wealth Manager · Boutique (under $100M) | $79.0M | 91 | 241 | 3 | 03/25/2026 | ☆ |
| 17483 | Mcguigan Financial, Llc CRD 299624 | Wealth Manager · Boutique (under $100M) | $79.0M | 163 | 300 | 1 | 02/17/2026 | ☆ | |
| 17484 | Florin Group, Llc CRD 168196 | Mclean, VA | Wealth Manager · Boutique (under $100M) | $79.0M | 81 | 320 | 4 | 01/30/2026 | ☆ |
| 17485 | John Line, Cpa, Inc. CRD 311399 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $79.0M | 75 | 200 | 2 | 03/17/2026 | ☆ |
| 17486 | Aspire Private Wealth Counsel, Llc CRD 282582 | Knoxville, TN | Wealth Manager · Boutique (under $100M) | $79.0M | 49 | 201 | 5 | 06/11/2026 | ☆ |
| 17487 | Pathway Partners Wealth Advisors, Llc CRD 323507 | Amherst, NY | Insurance-Affiliated · Boutique (under $100M) | $78.9M | 367 | 635 | 8 | 01/27/2026 | ☆ |
| 17488 | Taos Investment Advisors, Llc CRD 158056 | Chicago, IL | Insurance-Affiliated · Boutique (under $100M) | $78.9M | 116 | 116 | 2 | 01/22/2026 | ☆ |
| 17489 | Partner Wealth Planning, Llc CRD 287972 | Insurance-Affiliated · Boutique (under $100M) | $78.9M | 35 | 162 | 1 | 01/19/2026 | ☆ | |
| 17490 | Firebrand Wealth Management, Llc CRD 292154 | Redmond, WA | Wealth Manager · Boutique (under $100M) | $78.9M | 100 | 104 | 5 | 03/23/2026 | ☆ |
| 17491 | Abundant Wealth Capital Management, Llc CRD 292295 | Las Vegas, NV | Wealth Manager · Boutique (under $100M) | $78.9M | 78 | 278 | 2 | 03/23/2026 | ☆ |
| 17492 | Wealth Management Associates, Inc. CRD 123949 | Lincolnshire, IL | Wealth Manager · Boutique (under $100M) | $78.8M | 11 | 47 | 2 | 08/14/2025 | ☆ |
| 17493 | Capital Management Group, Inc. CRD 109898 | Wheaton, IL | Wealth Manager · Boutique (under $100M) | $78.7M | 49 | 252 | 2 | 03/27/2026 | ☆ |
| 17494 | Savoy Investment Management, Inc. CRD 117921 | Wealth Manager · Boutique (under $100M) | $78.7M | 25 | 92 | 2 | 03/31/2026 | ☆ | |
| 17495 | Empowered Retirement, Inc. CRD 169389 | Roseland, NJ | Wealth Manager · Boutique (under $100M) | $78.7M | 117 | 201 | 1 | 03/06/2026 | ☆ |
| 17496 | Centurion Advisory Group, Inc CRD 140605 | Suwanee, GA | Wealth Manager · Boutique (under $100M) | $78.7M | 91 | 337 | 4 | 05/27/2026 | ☆ |
| 17497 | Harvest Financial Group, Llc CRD 149503 | Richmond, VA | Insurance-Affiliated · Boutique (under $100M) | $78.7M | 275 | 568 | 1 | 03/31/2026 | ☆ |
| 17498 | De Koekkoek, David Glenn CRD 113080 | Chino, CA | Insurance-Affiliated · Boutique (under $100M) | $78.6M | 157 | 157 | 2 | 06/06/2026 | ☆ |
| 17499 | Twru Private Wealth Management, Llc CRD 117222 | Baton Rouge, LA | Wealth Manager · Boutique (under $100M) | $78.6M | 33 | 73 | 2 | 02/18/2026 | ☆ |
| 17500 | Longman Wealthcare Management, Llc CRD 110555 | Miami, FL | Wealth Manager · Boutique (under $100M) | $78.6M | 31 | 31 | 1 | 04/24/2026 | ☆ |