Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17501 | Derks Financial, Llc CRD 315032 | Lees Summit, MO | Wealth Manager · Boutique (under $100M) | $80.0M | 285 | 516 | 2 | 01/21/2026 | ☆ |
| 17502 | Digital Asset Investment Management, Llc CRD 294098 | Palm Beach Gardens, FL | Wealth Manager · Boutique (under $100M) | $80.0M | 255 | 255 | 4 | 04/07/2026 | ☆ |
| 17503 | Halvorson Boyd & Bell, Inc. CRD 114618 | Wealth Manager · Boutique (under $100M) | $80.0M | 36 | 36 | 1 | 03/18/2025 | ☆ | |
| 17504 | Johnson, Jason Laurence CRD 141350 | Wealth Manager · Boutique (under $100M) | $80.0M | 14 | 14 | 1 | 03/30/2026 | ☆ | |
| 17505 | Lions Wealth Management, Inc. CRD 300393 | St Louis Park, MN | Wealth Manager · Boutique (under $100M) | $80.0M | 120 | 472 | 4 | 02/10/2026 | ☆ |
| 17506 | Nardene Wealth Management Inc CRD 148528 | Brentwood, CA | Wealth Manager · Boutique (under $100M) | $80.0M | 400 | 400 | 1 | 03/25/2026 | ☆ |
| 17507 | New West Investment Management, Inc. CRD 117872 | Wealth Manager · Boutique (under $100M) | $80.0M | 60 | 170 | 1 | 06/09/2026 | ☆ | |
| 17508 | Rand Group Financial Llc CRD 329132 | Wealth Manager · Boutique (under $100M) | $80.0M | 42 | 57 | 1 | 09/15/2026 | ☆ | |
| 17509 | General Industrial Partners Llp CRD 282342 | London | Private Fund Manager · Boutique (under $100M) | $80.0M | 6 | 6 | 3 | 06/29/2026 | ☆ |
| 17510 | Capital City Asset Management Group, Llc CRD 134008 | Powell, OH | Insurance-Affiliated · Boutique (under $100M) | $79.9M | 261 | 278 | 14 | 05/01/2026 | ☆ |
| 17511 | Gps Financial Group, Llc CRD 281534 | Grand Rapids, MI | Wealth Manager · Boutique (under $100M) | $79.8M | 122 | 350 | 2 | 03/03/2026 | ☆ |
| 17512 | Arena Wealth Management Llc CRD 326631 | Fort Wayne, IN | Wealth Manager · Boutique (under $100M) | $79.8M | 134 | 353 | 2 | 03/30/2026 | ☆ |
| 17513 | Walstad Investment Counsel Inc CRD 107112 | Santa Barbara, CA | Wealth Manager · Boutique (under $100M) | $79.8M | 21 | 24 | 1 | 04/21/2026 | ☆ |
| 17514 | Fairlane Investment Advisors Inc CRD 105624 | Northville, MI | Wealth Manager · Boutique (under $100M) | $79.8M | 175 | 298 | 2 | 03/20/2026 | ☆ |
| 17515 | Stonecreek Wealth Advisors, Inc. CRD 155300 | South Jordan, UT | Wealth Manager · Boutique (under $100M) | $79.8M | 273 | 277 | 1 | 02/26/2026 | ☆ |
| 17516 | Ravsten Wealth Management, Llc CRD 284268 | Lone Tree, CO | Wealth Manager · Boutique (under $100M) | $79.8M | 248 | 564 | 1 | 03/20/2026 | ☆ |
| 17517 | Pacific Crest Financial Advisors, Llc CRD 155774 | Everett, WA | Wealth Manager · Boutique (under $100M) | $79.8M | 57 | 158 | 3 | 03/24/2026 | ☆ |
| 17518 | Coral Reef Advisors Llc CRD 328929 | Ponte Vedra Beach, FL | Wealth Manager · Boutique (under $100M) | $79.8M | 15 | 53 | 3 | 02/24/2026 | ☆ |
| 17519 | Royal Asset Managers, Llc CRD 128340 | Wealth Manager · Boutique (under $100M) | $79.8M | 42 | 42 | 1 | 03/30/2026 | ☆ | |
| 17520 | Verona Capital Management Llc CRD 111417 | Wealth Manager · Boutique (under $100M) | $79.8M | 67 | 107 | 2 | 03/12/2026 | ☆ | |
| 17521 | 2 Xideas Us Inc. CRD 328190 | New York, NY | Institutional / Pension Advisor · Boutique (under $100M) | $79.7M | 1 | 1 | 2 | 06/11/2026 | ☆ |
| 17522 | Summa Capital Management Llc CRD 139984 | Santa Barbara, CA | Wealth Manager · Boutique (under $100M) | $79.7M | 47 | 121 | 1 | 02/09/2026 | ☆ |
| 17523 | Celadon Managed Wealth, Inc. CRD 165978 | Plymouth, MN | Wealth Manager · Boutique (under $100M) | $79.7M | 117 | 284 | 2 | 02/03/2026 | ☆ |
| 17524 | Rockford Financial Planning Llc CRD 312048 | Wealth Manager · Boutique (under $100M) | $79.7M | 118 | 445 | 3 | 08/24/2026 | ☆ | |
| 17525 | Sagepointe Advisors Llc CRD 288883 | Wealth Manager · Boutique (under $100M) | $79.6M | 57 | 57 | 1 | 03/26/2026 | ☆ | |
| 17526 | Promenade Wealth Llc CRD 306891 | Wealth Manager · Boutique (under $100M) | $79.6M | 42 | 180 | 1 | 03/04/2026 | ☆ | |
| 17527 | Archer Wealth Advisors, Llc CRD 330575 | Coeur D'alene, ID | Wealth Manager · Boutique (under $100M) | $79.6M | 133 | 367 | 5 | 07/02/2026 | ☆ |
| 17528 | Sun Valley Advisory, Llc CRD 330092 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $79.5M | 240 | 240 | 4 | 08/05/2026 | ☆ |
| 17529 | Minerva Wealth Advisory Llc CRD 282723 | New York, NY | Wealth Manager · Boutique (under $100M) | $79.5M | 35 | 97 | 2 | 03/27/2026 | ☆ |
| 17530 | Dividend Growth Strategies, Inc. CRD 149464 | Wealth Manager · Boutique (under $100M) | $79.5M | 27 | 29 | 1 | 02/04/2026 | ☆ | |
| 17531 | Utica Physicians' Association, Ltd. CRD 117509 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $79.5M | 84 | 132 | 5 | 05/07/2026 | ☆ |
| 17532 | Tomlin Financial Advisors, Inc. CRD 143375 | Wealth Manager · Boutique (under $100M) | $79.5M | 73 | 167 | 1 | 03/17/2026 | ☆ | |
| 17533 | Strategic Wealth Management Llc CRD 335792 | South Natick, MA | Wealth Manager · Boutique (under $100M) | $79.5M | 181 | 286 | 4 | 06/24/2026 | ☆ |
| 17534 | Asset Management Financial Services Inc. CRD 142396 | Clearwater, FL | Wealth Manager · Boutique (under $100M) | $79.5M | 102 | 281 | 2 | 04/28/2026 | ☆ |
| 17535 | Brexton Family Financial, Llc CRD 309643 | Wealth Manager · Boutique (under $100M) | $79.4M | 105 | 570 | 2 | 03/26/2026 | ☆ | |
| 17536 | Forsythe Wealth Management, Inc. CRD 293152 | Crown Point, IN | Wealth Manager · Boutique (under $100M) | $79.4M | 124 | 355 | 2 | 02/17/2026 | ☆ |
| 17537 | Pragmatic Portfolios, Llc CRD 153764 | Wealth Manager · Boutique (under $100M) | $79.3M | 44 | 193 | 1 | 03/02/2026 | ☆ | |
| 17538 | Ark Advisors, Llc CRD 133687 | Wealth Manager · Boutique (under $100M) | $79.3M | 36 | 152 | 0 | 03/20/2025 | ☆ | |
| 17539 | Constellation Asset Management, Inc. CRD 125704 | Fayetteville, NY | Wealth Manager · Boutique (under $100M) | $79.3M | 64 | 169 | 1 | 02/17/2026 | ☆ |
| 17540 | S Squared Advisors Llc CRD 283785 | Austin, TX | Wealth Manager · Boutique (under $100M) | $79.3M | 22 | 22 | 2 | 03/30/2026 | ☆ |
| 17541 | Anew Advisors, Llc CRD 316462 | Wauwatosa, WI | Insurance-Affiliated · Boutique (under $100M) | $79.3M | 171 | 171 | 5 | 09/22/2026 | ☆ |
| 17542 | Henri Glover Tailored Financial Services, Llc CRD 317598 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $79.3M | 312 | 484 | 2 | 02/20/2026 | ☆ |
| 17543 | Wealth Plus Of The Dakotas, Inc. CRD 287536 | Aberdeen, SD | Institutional / Pension Advisor · Boutique (under $100M) | $79.3M | 135 | 135 | 4 | 03/09/2026 | ☆ |
| 17544 | Herr Capital Management Llc CRD 122965 | Chicago, IL | Insurance-Affiliated · Boutique (under $100M) | $79.3M | 117 | 333 | 2 | 02/27/2026 | ☆ |
| 17545 | Global Planning Stewards Llc CRD 286135 | Baton Rouge, LA | Insurance-Affiliated · Boutique (under $100M) | $79.2M | 236 | 310 | 1 | 03/25/2026 | ☆ |
| 17546 | Blue Point Investment Management, Llc CRD 148104 | Baltimore, MD | Wealth Manager · Boutique (under $100M) | $79.2M | 32 | 74 | 1 | 05/23/2026 | ☆ |
| 17547 | Pgp Wealth Services, Llc CRD 151373 | Wealth Manager · Boutique (under $100M) | $79.2M | 52 | 74 | 1 | 06/10/2026 | ☆ | |
| 17548 | Endeavor Financial Advisors, Llc CRD 173881 | Insurance-Affiliated · Boutique (under $100M) | $79.2M | 104 | 280 | 2 | 07/23/2026 | ☆ | |
| 17549 | Lawrence Wealth Management, Llc CRD 147228 | Wealth Manager · Boutique (under $100M) | $79.2M | 50 | 171 | 1 | 03/31/2026 | ☆ | |
| 17550 | Fortis Wealth Management Llc CRD 268808 | Boone, NC | Wealth Manager · Boutique (under $100M) | $79.1M | 186 | 636 | 3 | 08/06/2026 | ☆ |