Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16951 | Greg Stephen Dodge CRD 170892 | Foxboro, MA | Wealth Manager · Boutique (under $100M) | $89.1M | 107 | 107 | 1 | 05/21/2026 | ☆ |
| 16952 | Yoakum, Jeffrey CRD 307916 | Wealth Manager · Boutique (under $100M) | $89.1M | 51 | 109 | 1 | 02/11/2026 | ☆ | |
| 16953 | Hurst Capital Management, Llc CRD 115185 | Albuquerque, NM | Wealth Manager · Boutique (under $100M) | $89.0M | 78 | 78 | 3 | 07/22/2026 | ☆ |
| 16954 | Kaplan Wealth Management, Inc. CRD 167880 | Reston, VA | Wealth Manager · Boutique (under $100M) | $89.0M | 287 | 287 | 4 | 03/18/2026 | ☆ |
| 16955 | Parish Investment Advisors Llc CRD 284770 | Lafayette, LA | Insurance-Affiliated · Boutique (under $100M) | $88.9M | 114 | 267 | 2 | 03/16/2026 | ☆ |
| 16956 | Realm Investment Consulting Llc CRD 171634 | Cary, NC | Wealth Manager · Boutique (under $100M) | $88.9M | 90 | 90 | 1 | 03/30/2026 | ☆ |
| 16957 | Wolfbridge Financial Corporation CRD 148317 | Durham, NC | Wealth Manager · Boutique (under $100M) | $88.9M | 49 | 49 | 3 | 03/25/2026 | ☆ |
| 16958 | Shfp, Llc CRD 171571 | Wealth Manager · Boutique (under $100M) | $88.9M | 25 | 162 | 1 | 01/16/2026 | ☆ | |
| 16959 | Halcyon Wealth Management CRD 149076 | Boulder, CO | Wealth Manager · Boutique (under $100M) | $88.9M | 23 | 98 | 1 | 03/26/2026 | ☆ |
| 16960 | Rls Wealth, Llc CRD 257786 | Fishers, IN | Wealth Manager · Boutique (under $100M) | $88.8M | 130 | 407 | 1 | 03/30/2026 | ☆ |
| 16961 | Heritage Grove Wealth Management, Llc CRD 336771 | Insurance-Affiliated · Boutique (under $100M) | $88.8M | 44 | 51 | 1 | 03/25/2026 | ☆ | |
| 16962 | S3 Inc CRD 108401 | Minneapolis, MN | Wealth Manager · Boutique (under $100M) | $88.8M | 105 | 198 | 3 | 03/23/2026 | ☆ |
| 16963 | Favor Wealth Advisors, Llc CRD 316705 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $88.8M | 133 | 483 | 3 | 03/16/2026 | ☆ |
| 16964 | Gmr Associates, Inc CRD 132347 | Rochester, NY | Insurance-Affiliated · Boutique (under $100M) | $88.7M | 31 | 31 | 8 | 03/16/2026 | ☆ |
| 16965 | Sunstone Financial Llc CRD 312894 | Chandler, AZ | Wealth Manager · Boutique (under $100M) | $88.7M | 216 | 294 | 2 | 03/05/2026 | ☆ |
| 16966 | Round Table Investment Strategies, Llc CRD 139492 | Lincoln, NE | Wealth Manager · Boutique (under $100M) | $88.7M | 97 | 362 | 4 | 07/23/2026 | ☆ |
| 16967 | Chilmark Wealth Management Llc CRD 335044 | Wealth Manager · Boutique (under $100M) | $88.7M | 45 | 159 | 1 | 06/09/2026 | ☆ | |
| 16968 | Carr Capital Management Llc CRD 201512 | Wealth Manager · Boutique (under $100M) | $88.7M | 25 | 25 | 2 | 03/27/2026 | ☆ | |
| 16969 | Sobitz Financial Group, Llc CRD 337210 | Uniontown, OH | Wealth Manager · Boutique (under $100M) | $88.7M | 200 | 446 | 3 | 05/27/2026 | ☆ |
| 16970 | Jacques Advisors, Llc CRD 116102 | Rockville, MD | Wealth Manager · Boutique (under $100M) | $88.6M | 247 | 271 | 2 | 03/25/2026 | ☆ |
| 16971 | Appaloosa Wealth Management Llc CRD 169935 | Independence, OH | Wealth Manager · Boutique (under $100M) | $88.6M | 65 | 206 | 1 | 03/12/2026 | ☆ |
| 16972 | Park Capital Group, Inc. CRD 165884 | Wealth Manager · Boutique (under $100M) | $88.6M | 164 | 155 | 4 | 07/07/2026 | ☆ | |
| 16973 | Steven Ayers & Company CRD 122443 | Wealth Manager · Boutique (under $100M) | $88.6M | 67 | 149 | 1 | 07/02/2026 | ☆ | |
| 16974 | Wisely Advised, Llc CRD 159093 | Dyer, IN | Insurance-Affiliated · Boutique (under $100M) | $88.5M | 268 | 539 | 2 | 03/30/2026 | ☆ |
| 16975 | Front Edge Capital Management, Llc CRD 306155 | Wealth Manager · Boutique (under $100M) | $88.5M | 12 | 47 | 3 | 01/29/2026 | ☆ | |
| 16976 | Peak Financial Guidance Llc CRD 305485 | Greenwood Village, CO | Wealth Manager · Boutique (under $100M) | $88.5M | 209 | 580 | 4 | 02/16/2026 | ☆ |
| 16977 | Advance Wealth Management Service, Llc CRD 301780 | Grand Rapids, MI | Wealth Manager · Boutique (under $100M) | $88.5M | 191 | 587 | 1 | 03/19/2026 | ☆ |
| 16978 | Redwood Advisory, Llc CRD 322770 | New York, NY | Wealth Manager · Boutique (under $100M) | $88.5M | 57 | 91 | 2 | 03/30/2026 | ☆ |
| 16979 | Heritage Capital Advisors, Llc CRD 115308 | St Paul, MN | Wealth Manager · Boutique (under $100M) | $88.5M | 43 | 97 | 5 | 01/21/2026 | ☆ |
| 16980 | Delmarva Retirement Solutions, Llc CRD 306281 | Easton, MD | Wealth Manager · Boutique (under $100M) | $88.5M | 182 | 515 | 4 | 04/28/2026 | ☆ |
| 16981 | Sicner Asset Management, L.L.C. CRD 125881 | Wealth Manager · Boutique (under $100M) | $88.4M | 24 | 24 | 1 | 02/09/2026 | ☆ | |
| 16982 | 7 Streets Financial, Llc CRD 282577 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $88.4M | 270 | 270 | 5 | 03/27/2024 | ☆ |
| 16983 | Litovsky Asset Management CRD 147647 | Institutional / Pension Advisor · Boutique (under $100M) | $88.4M | 140 | 65 | 1 | 01/05/2026 | ☆ | |
| 16984 | Alliance Wealth Management Llc CRD 156712 | Carbondale, IL | Insurance-Affiliated · Boutique (under $100M) | $88.4M | 369 | 520 | 3 | 02/03/2026 | ☆ |
| 16985 | Worthscape, Llc CRD 139220 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $88.4M | 28 | 28 | 2 | 02/23/2026 | ☆ |
| 16986 | New Albany Capital Partners, Llc CRD 144982 | Endowment & Foundation Advisor · Boutique (under $100M) | $88.3M | 18 | 19 | 1 | 03/27/2026 | ☆ | |
| 16987 | Whealth Advisors, Llc CRD 304669 | Red Bank, NJ | Wealth Manager · Boutique (under $100M) | $88.3M | 55 | 348 | 2 | 03/12/2026 | ☆ |
| 16988 | Mind Span, Inc. CRD 125163 | Wealth Manager · Boutique (under $100M) | $88.3M | 12 | 11 | 1 | 04/03/2026 | ☆ | |
| 16989 | Park And Elm Investment Advisers Llc CRD 146233 | Carmel, IN | Insurance-Affiliated · Boutique (under $100M) | $88.2M | 264 | 560 | 3 | 02/02/2026 | ☆ |
| 16990 | Shankland Financial Advisors, Llc CRD 139562 | Wealth Manager · Boutique (under $100M) | $88.2M | 308 | 308 | 2 | 03/12/2026 | ☆ | |
| 16991 | Traver Financial Consulting Network Pa CRD 139459 | Lakewood Ranch, FL | Wealth Manager · Boutique (under $100M) | $88.2M | 54 | 162 | 2 | 03/26/2025 | ☆ |
| 16992 | Guidance Point Retirement Services, Llc CRD 161000 | Portland, ME | Endowment & Foundation Advisor · Boutique (under $100M) | $88.2M | 7 | 8 | 8 | 05/05/2026 | ☆ |
| 16993 | Bullrock Capital, Llc CRD 286041 | Wealth Manager · Boutique (under $100M) | $88.2M | 89 | 252 | 1 | 04/29/2026 | ☆ | |
| 16994 | Swift Run Capital Management, Llc CRD 159345 | Charlottesville, VA | Wealth Manager · Boutique (under $100M) | $88.1M | 57 | 79 | 3 | 03/30/2026 | ☆ |
| 16995 | Gsr Capital Management, Inc. CRD 174383 | Redding, CA | Insurance-Affiliated · Boutique (under $100M) | $88.1M | 113 | 286 | 1 | 02/25/2026 | ☆ |
| 16996 | Settlement Capital Advisors, Llc CRD 155250 | West Linn, OR | Insurance-Affiliated · Boutique (under $100M) | $88.0M | 108 | 130 | 3 | 07/28/2026 | ☆ |
| 16997 | Mike Parke Investment Management, Llc CRD 113407 | Dickinson, ND | Wealth Manager · Boutique (under $100M) | $88.0M | 123 | 123 | 0 | 03/04/2026 | ☆ |
| 16998 | Action Point Retirement Group Llc CRD 282058 | Institutional / Pension Advisor · Boutique (under $100M) | $88.0M | 21 | 22 | 1 | 03/26/2026 | ☆ | |
| 16999 | D. Paterson Cope Wealth Management Llc CRD 309351 | Birmingham, AL | Wealth Manager · Boutique (under $100M) | $88.0M | 170 | 300 | 2 | 01/09/2026 | ☆ |
| 17000 | Linden Wealth Management Llc CRD 281995 | Oak Park, IL | Wealth Manager · Boutique (under $100M) | $88.0M | 77 | 57 | 1 | 02/20/2026 | ☆ |