Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16901 | Aulestia Wealth Management, Inc. CRD 300531 | Naples, FL | Insurance-Affiliated · Boutique (under $100M) | $91.4M | 46 | 124 | 1 | 02/13/2026 | ☆ |
| 16902 | Combs Capital Partners Llc CRD 310547 | Wealth Manager · Boutique (under $100M) | $91.4M | 113 | 188 | 3 | 05/29/2026 | ☆ | |
| 16903 | Pegasus Group, Llc CRD 113499 | Morristown, NJ | Wealth Manager · Boutique (under $100M) | $91.3M | 21 | 55 | 2 | 06/12/2026 | ☆ |
| 16904 | Burgess Financial Planning, Llc CRD 143984 | Portland, OR | Wealth Manager · Boutique (under $100M) | $91.3M | 177 | 132 | 1 | 08/14/2026 | ☆ |
| 16905 | Lathram Financial Group, Llc CRD 172358 | Wealth Manager · Boutique (under $100M) | $91.3M | 81 | 246 | 2 | 03/23/2026 | ☆ | |
| 16906 | Gabe Nelson Financial, Inc. CRD 147879 | Wealth Manager · Boutique (under $100M) | $91.3M | 203 | 808 | 3 | 03/04/2026 | ☆ | |
| 16907 | Djp Wealth Management, Llc CRD 153663 | Tampa, FL | Wealth Manager · Boutique (under $100M) | $91.3M | 43 | 138 | 1 | 02/24/2026 | ☆ |
| 16908 | Interactive Wealth Advisors, Incorporated CRD 167033 | Portland, OR | Wealth Manager · Boutique (under $100M) | $91.3M | 63 | 224 | 2 | 02/10/2026 | ☆ |
| 16909 | Compass Lighthouse Capital, Llc CRD 312634 | Orange City, IA | Bank · Boutique (under $100M) | $91.3M | 262 | 262 | 2 | 02/10/2026 | ☆ |
| 16910 | Novus Advisors, Llc CRD 157908 | Greenville, SC | Wealth Manager · Boutique (under $100M) | $91.3M | 267 | 377 | 5 | 04/29/2026 | ☆ |
| 16911 | Charles J. Means & Co., Llc CRD 120178 | Providence, RI | Wealth Manager · Boutique (under $100M) | $91.3M | 34 | 58 | 2 | 03/25/2026 | ☆ |
| 16912 | Taxable Llc CRD 304187 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $91.2M | 47 | 100 | 2 | 03/31/2026 | ☆ |
| 16913 | Risk Management Advisory Services, Inc. CRD 118242 | Bellmawr, NJ | Wealth Manager · Boutique (under $100M) | $91.2M | 107 | 267 | 4 | 03/28/2026 | ☆ |
| 16914 | Vama Oak Wealth, Llc CRD 328023 | Doylestown, PA | Wealth Manager · Boutique (under $100M) | $91.2M | 117 | 390 | 3 | 07/29/2026 | ☆ |
| 16915 | Brown & Brown Financial Services, Inc. CRD 105392 | Dallas, TX | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $91.2M | 44 | 44 | 2 | 02/12/2026 | ☆ |
| 16916 | Smithbrook, Llc CRD 313679 | Wealth Manager · Boutique (under $100M) | $91.2M | 15 | 66 | 3 | 03/05/2026 | ☆ | |
| 16917 | Xpotential Inc. CRD 152793 | Short Hills, NJ | Wealth Manager · Boutique (under $100M) | $91.1M | 62 | 68 | 2 | 03/31/2026 | ☆ |
| 16918 | Concert Investment Advisory Llc CRD 304522 | Insurance-Affiliated · Boutique (under $100M) | $91.1M | 178 | 658 | 1 | 06/02/2026 | ☆ | |
| 16919 | Atla Capital Management Llc CRD 312501 | New York, NY | Private Fund Manager · Boutique (under $100M) | $91.1M | 1 | 1 | 1 | 07/20/2026 | ☆ |
| 16920 | Genesis Wealth Management, Inc. CRD 157441 | Coral Gables, FL | Wealth Manager · Boutique (under $100M) | $91.1M | 107 | 180 | 2 | 03/06/2026 | ☆ |
| 16921 | Gray Wealth Strategies Llc CRD 319415 | Wealth Manager · Boutique (under $100M) | $91.0M | 27 | 152 | 1 | 01/16/2026 | ☆ | |
| 16922 | Davis, Terrance P CRD 118598 | St. Louis, MO | Wealth Manager · Boutique (under $100M) | $91.0M | 45 | 45 | 1 | 02/28/2020 | ☆ |
| 16923 | The Moneypaper Advisor, Inc. CRD 156971 | Mutual Fund / Asset Manager · Boutique (under $100M) | $91.0M | 1 | 1 | 2 | 01/08/2026 | ☆ | |
| 16924 | Mckinney Capital, Llc CRD 315545 | Birmingham, AL | Private Fund Manager · Boutique (under $100M) | $91.0M | 4 | 4 | 5 | 07/15/2026 | ☆ |
| 16925 | Mutual Fund Protection Service CRD 115961 | Denver, CO | Insurance-Affiliated · Boutique (under $100M) | $90.9M | 195 | 194 | 3 | 05/19/2026 | ☆ |
| 16926 | Oxford Gate Management, Llc CRD 297061 | Greenwich, CT | Private Fund Manager · Boutique (under $100M) | $90.9M | 1 | 1 | 23 | 03/27/2026 | ☆ |
| 16927 | Grit Family Office, Llc CRD 290066 | Cedar Rapids, IA | Multi-Family Office · Boutique (under $100M) | $90.9M | 24 | 50 | 3 | 03/25/2026 | ☆ |
| 16928 | Akg Financial, Llc CRD 316548 | Wealth Manager · Boutique (under $100M) | $90.9M | 24 | 181 | 5 | 09/29/2026 | ☆ | |
| 16929 | Brivin, Inc. CRD 119864 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $90.9M | 97 | 232 | 3 | 03/19/2026 | ☆ |
| 16930 | Algorithmic Investment Models, Llc CRD 306354 | Boston, MA | Investment Adviser · Boutique (under $100M) | $90.9M | 228 | 270 | 8 | 07/29/2026 | ☆ |
| 16931 | Pruneyard Financial Group, Inc. CRD 117378 | Cupertino, CA | Wealth Manager · Boutique (under $100M) | $90.9M | 98 | 185 | 1 | 06/08/2026 | ☆ |
| 16932 | Waller Financial Coaching, Inc. CRD 172701 | Chico, CA | Wealth Manager · Boutique (under $100M) | $90.9M | 68 | 461 | 2 | 03/17/2026 | ☆ |
| 16933 | Capstone Advisors, Llc CRD 116484 | Fort Wayne, IN | Wealth Manager · Boutique (under $100M) | $90.9M | 71 | 292 | 3 | 03/30/2026 | ☆ |
| 16934 | A. Miller Investment Advisors, L.P. CRD 109118 | Houston, TX | Wealth Manager · Boutique (under $100M) | $90.8M | 86 | 191 | 3 | 03/23/2026 | ☆ |
| 16935 | M.K. Byrne & Co. Llc CRD 306382 | Parsippany, NJ | Insurance-Affiliated · Boutique (under $100M) | $90.8M | 37 | 130 | 2 | 03/11/2026 | ☆ |
| 16936 | Schaffer & Company Asset Management, Inc. CRD 138463 | Jacksonville, FL | Wealth Manager · Boutique (under $100M) | $90.8M | 305 | 562 | 1 | 03/31/2026 | ☆ |
| 16937 | Arias Resource Capital Management Lp CRD 155885 | Miami, FL | Private Fund Manager · Boutique (under $100M) | $90.8M | 2 | 2 | 8 | 04/01/2026 | ☆ |
| 16938 | K R Financial Llc CRD 111282 | Wealth Manager · Boutique (under $100M) | $90.7M | 25 | 53 | 2 | 04/24/2026 | ☆ | |
| 16939 | Mynad Llc CRD 321247 | Wealth Manager · Boutique (under $100M) | $90.7M | 25 | 25 | 2 | 01/09/2026 | ☆ | |
| 16940 | Caprock Capital Advisors, Inc. CRD 170672 | Plano, TX | Wealth Manager · Boutique (under $100M) | $90.7M | 21 | 21 | 3 | 03/30/2026 | ☆ |
| 16941 | Conrad Capital Management, Inc. CRD 113648 | Hauppauge, NY | Wealth Manager · Boutique (under $100M) | $90.7M | 132 | 502 | 3 | 05/19/2026 | ☆ |
| 16942 | Your Planning Partner Llc CRD 283647 | Palm Beach Gardens, FL | Wealth Manager · Boutique (under $100M) | $90.7M | 87 | 260 | 4 | 02/05/2026 | ☆ |
| 16943 | Modern Capital Management, Co. CRD 306631 | Mt Pleasant, SC | Insurance-Affiliated · Boutique (under $100M) | $90.7M | 21 | 25 | 6 | 03/31/2026 | ☆ |
| 16944 | Lakewood Financial Group, Llc CRD 339568 | Wealth Manager · Boutique (under $100M) | $90.6M | 42 | 131 | 3 | 09/01/2026 | ☆ | |
| 16945 | Weatherhelm Capital Management Llc CRD 175019 | Cambridge, NY | Wealth Manager · Boutique (under $100M) | $90.6M | 77 | 211 | 4 | 03/18/2026 | ☆ |
| 16946 | Alphaq Advisors Llc CRD 141006 | Winter Park, FL | Wealth Manager · Boutique (under $100M) | $90.6M | 87 | 280 | 2 | 02/18/2026 | ☆ |
| 16947 | Counterpoint Asset Management Llc CRD 164291 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $90.6M | 270 | 270 | 6 | 01/15/2026 | ☆ |
| 16948 | Xceed Capital Management, Llc CRD 284360 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $90.6M | 196 | 195 | 4 | 03/18/2026 | ☆ |
| 16949 | Zest Capital Llc CRD 316889 | Miami, FL | Private Fund Manager · Boutique (under $100M) | $90.6M | 8 | 8 | 3 | 03/30/2026 | ☆ |
| 16950 | Brae Head, Inc. CRD 129265 | Essex, CT | Wealth Manager · Boutique (under $100M) | $90.6M | 50 | 99 | 1 | 03/17/2026 | ☆ |