Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16851 | Capstone Advisors, Llc CRD 116484 | Fort Wayne, IN | Wealth Manager · Boutique (under $100M) | $90.9M | 71 | 292 | 3 | 03/30/2026 | ☆ |
| 16852 | A. Miller Investment Advisors, L.P. CRD 109118 | Houston, TX | Wealth Manager · Boutique (under $100M) | $90.8M | 86 | 191 | 3 | 03/23/2026 | ☆ |
| 16853 | M.K. Byrne & Co. Llc CRD 306382 | Parsippany, NJ | Insurance-Affiliated · Boutique (under $100M) | $90.8M | 37 | 130 | 2 | 03/11/2026 | ☆ |
| 16854 | Schaffer & Company Asset Management, Inc. CRD 138463 | Jacksonville, FL | Wealth Manager · Boutique (under $100M) | $90.8M | 305 | 562 | 1 | 03/31/2026 | ☆ |
| 16855 | Arias Resource Capital Management Lp CRD 155885 | Miami, FL | Private Fund Manager · Boutique (under $100M) | $90.8M | 2 | 2 | 8 | 04/01/2026 | ☆ |
| 16856 | K R Financial Llc CRD 111282 | Wealth Manager · Boutique (under $100M) | $90.7M | 25 | 53 | 2 | 04/24/2026 | ☆ | |
| 16857 | Mynad Llc CRD 321247 | Wealth Manager · Boutique (under $100M) | $90.7M | 25 | 25 | 2 | 01/09/2026 | ☆ | |
| 16858 | Caprock Capital Advisors, Inc. CRD 170672 | Plano, TX | Wealth Manager · Boutique (under $100M) | $90.7M | 21 | 21 | 3 | 03/30/2026 | ☆ |
| 16859 | Conrad Capital Management, Inc. CRD 113648 | Hauppauge, NY | Wealth Manager · Boutique (under $100M) | $90.7M | 132 | 502 | 3 | 05/19/2026 | ☆ |
| 16860 | Your Planning Partner Llc CRD 283647 | Palm Beach Gardens, FL | Wealth Manager · Boutique (under $100M) | $90.7M | 87 | 260 | 4 | 02/05/2026 | ☆ |
| 16861 | Modern Capital Management, Co. CRD 306631 | Mt Pleasant, SC | Insurance-Affiliated · Boutique (under $100M) | $90.7M | 21 | 25 | 6 | 03/31/2026 | ☆ |
| 16862 | Weatherhelm Capital Management Llc CRD 175019 | Cambridge, NY | Wealth Manager · Boutique (under $100M) | $90.6M | 77 | 211 | 4 | 03/18/2026 | ☆ |
| 16863 | Alphaq Advisors Llc CRD 141006 | Winter Park, FL | Wealth Manager · Boutique (under $100M) | $90.6M | 87 | 280 | 2 | 02/18/2026 | ☆ |
| 16864 | Counterpoint Asset Management Llc CRD 164291 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $90.6M | 270 | 270 | 6 | 01/15/2026 | ☆ |
| 16865 | Xceed Capital Management, Llc CRD 284360 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $90.6M | 196 | 195 | 4 | 03/18/2026 | ☆ |
| 16866 | Zest Capital Llc CRD 316889 | Miami, FL | Private Fund Manager · Boutique (under $100M) | $90.6M | 8 | 8 | 3 | 03/30/2026 | ☆ |
| 16867 | Brae Head, Inc. CRD 129265 | Essex, CT | Wealth Manager · Boutique (under $100M) | $90.6M | 50 | 99 | 1 | 03/17/2026 | ☆ |
| 16868 | Eagle Eye Advisory Llc CRD 138771 | Wealth Manager · Boutique (under $100M) | $90.6M | 116 | 297 | 1 | 08/12/2026 | ☆ | |
| 16869 | Wealthnest Financial Llc CRD 317148 | Bigfork, MT | Wealth Manager · Boutique (under $100M) | $90.5M | 122 | 317 | 1 | 03/02/2026 | ☆ |
| 16870 | Ws Wealth Management, Llc CRD 168114 | Washington, VA | Wealth Manager · Boutique (under $100M) | $90.5M | 71 | 72 | 3 | 02/03/2026 | ☆ |
| 16871 | N CRD 120535 | Wealth Manager · Boutique (under $100M) | $90.5M | 106 | 301 | 1 | 02/21/2025 | ☆ | |
| 16872 | Innovate Wealth, Llc CRD 283332 | Wealth Manager · Boutique (under $100M) | $90.5M | 46 | 206 | 2 | 03/18/2026 | ☆ | |
| 16873 | Advenire Wealth Management Llc CRD 301177 | Colorado Springs, CO | Insurance-Affiliated · Boutique (under $100M) | $90.5M | 139 | 258 | 4 | 03/30/2026 | ☆ |
| 16874 | Hutchison Whitehead, Llc CRD 129716 | Canonsburg, PA | Wealth Manager · Boutique (under $100M) | $90.4M | 112 | 414 | 4 | 04/01/2026 | ☆ |
| 16875 | Washington Square Capital Management Llc CRD 150335 | New York, NY | Wealth Manager · Boutique (under $100M) | $90.4M | 46 | 142 | 2 | 01/24/2026 | ☆ |
| 16876 | Haddon Wealth Management, Llc CRD 226703 | Haddonfield, NJ | Wealth Manager · Boutique (under $100M) | $90.4M | 73 | 187 | 1 | 03/10/2026 | ☆ |
| 16877 | Steven L. Eber, P.A. CRD 108337 | Coral Gables, FL | Wealth Manager · Boutique (under $100M) | $90.4M | 37 | 58 | 1 | 03/27/2026 | ☆ |
| 16878 | Chacon Diaz & Di Virgilio Wealth Management, Llc CRD 154242 | Gainesville, FL | Wealth Manager · Boutique (under $100M) | $90.3M | 190 | 675 | 4 | 04/17/2026 | ☆ |
| 16879 | Capital Advisory Services, Llc CRD 121227 | West Chester, OH | Insurance-Affiliated · Boutique (under $100M) | $90.3M | 439 | 1,194 | 2 | 06/23/2026 | ☆ |
| 16880 | Monvia Financial L.P. CRD 165932 | Walnut Creek, CA | Wealth Manager · Boutique (under $100M) | $90.3M | 163 | 447 | 3 | 05/07/2026 | ☆ |
| 16881 | Seraph Capital Associates, Llc CRD 165754 | Bartlesville, OK | Investment Adviser · Boutique (under $100M) | $90.3M | 445 | 445 | 1 | 07/31/2026 | ☆ |
| 16882 | I2 I Analytics, Llc CRD 144637 | Wealth Manager · Boutique (under $100M) | $90.2M | 30 | 105 | 2 | 01/27/2026 | ☆ | |
| 16883 | Oaktree Financial Planning, Llc CRD 147478 | Fort Collins, CO | Wealth Manager · Boutique (under $100M) | $90.2M | 23 | 99 | 1 | 02/18/2026 | ☆ |
| 16884 | Sound Advisory, Llc CRD 328213 | Wealth Manager · Boutique (under $100M) | $90.2M | 136 | 312 | 6 | 08/13/2026 | ☆ | |
| 16885 | Sparkline Capital Lp CRD 314364 | Mutual Fund / Asset Manager · Boutique (under $100M) | $90.2M | 5 | 5 | 1 | 04/22/2026 | ☆ | |
| 16886 | Intermountain Wealth Management, Inc. CRD 148646 | Idaho Falls, ID | Wealth Manager · Boutique (under $100M) | $90.2M | 452 | 647 | 3 | 02/05/2026 | ☆ |
| 16887 | Diablo Vista Capital, Llc CRD 155830 | Private Fund Manager · Boutique (under $100M) | $90.2M | 1 | 1 | 2 | 03/02/2026 | ☆ | |
| 16888 | Oak Crest Advisory, Llc CRD 304255 | Rochester, NY | Wealth Manager · Boutique (under $100M) | $90.2M | 222 | 456 | 3 | 03/19/2026 | ☆ |
| 16889 | Turner Wealth Advisory, Llc CRD 290745 | Woodstock, GA | Wealth Manager · Boutique (under $100M) | $90.1M | 89 | 215 | 2 | 03/03/2026 | ☆ |
| 16890 | Weiss Financial Group Llc CRD 159331 | Mahopac, NY | Wealth Manager · Boutique (under $100M) | $90.0M | 109 | 249 | 2 | 01/27/2026 | ☆ |
| 16891 | Seven Canyons Advisors, Llc CRD 290334 | Salt Lake City, UT | Private Fund Manager · Boutique (under $100M) | $90.0M | 4 | 5 | 6 | 05/06/2026 | ☆ |
| 16892 | Waynefirebaugh, Inc. CRD 138731 | Roanoke, VA | Wealth Manager · Boutique (under $100M) | $90.0M | 200 | 405 | 3 | 07/21/2026 | ☆ |
| 16893 | Dynamic Legacy Planning Llc CRD 323407 | Greenfield, IN | Wealth Manager · Boutique (under $100M) | $90.0M | 185 | 255 | 2 | 03/31/2026 | ☆ |
| 16894 | Freshfield Capital, Llc CRD 150742 | Plano, TX | Wealth Manager · Boutique (under $100M) | $90.0M | 88 | 185 | 3 | 02/05/2026 | ☆ |
| 16895 | Harvest Portfolio Management, Llc CRD 299005 | Investment Adviser · Boutique (under $100M) | $90.0M | 90 | 90 | 1 | 03/31/2026 | ☆ | |
| 16896 | K. D. Clewley Capital Management CRD 129348 | Wealth Manager · Boutique (under $100M) | $90.0M | 63 | 63 | 1 | 02/23/2026 | ☆ | |
| 16897 | Lebair Financial Services, Inc. CRD 114551 | Wealth Manager · Boutique (under $100M) | $90.0M | 21 | 155 | 3 | 01/15/2026 | ☆ | |
| 16898 | Novawave Capital Llc CRD 333205 | Menlo Park, CA | Private Fund Manager · Boutique (under $100M) | $90.0M | 1 | 2 | 4 | 04/01/2026 | ☆ |
| 16899 | Sapphire Fiduciary Advisors, Llc CRD 316062 | Wealth Manager · Boutique (under $100M) | $90.0M | 24 | 105 | 2 | 08/12/2026 | ☆ | |
| 16900 | Worldwide Capital Advisors, Llc CRD 159924 | Southgate, MI | Insurance-Affiliated · Boutique (under $100M) | $90.0M | 541 | 541 | 2 | 06/22/2026 | ☆ |