Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16851 | Dorothy Jane Cole CRD 116607 | Wealth Manager · Boutique (under $100M) | $92.5M | 53 | 165 | 5 | 03/31/2026 | ☆ | |
| 16852 | Kyleshill Group, Llc CRD 143604 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $92.5M | 43 | 268 | 1 | 05/01/2026 | ☆ |
| 16853 | Strava Financial, Llc CRD 304263 | Westlake Village, CA | Wealth Manager · Boutique (under $100M) | $92.4M | 68 | 170 | 2 | 03/11/2026 | ☆ |
| 16854 | Tekmen Wells Llc CRD 168431 | New York, NY | Wealth Manager · Boutique (under $100M) | $92.4M | 23 | 66 | 2 | 01/30/2026 | ☆ |
| 16855 | Optiwealth Llc CRD 306120 | Sudbury, MA | Wealth Manager · Boutique (under $100M) | $92.4M | 45 | 245 | 2 | 04/22/2026 | ☆ |
| 16856 | Rlk Plg Investment Management, Llc CRD 134033 | Fort Collins, CO | Wealth Manager · Boutique (under $100M) | $92.4M | 103 | 103 | 4 | 03/24/2026 | ☆ |
| 16857 | Premier Southwest Planning Group, Llc CRD 132868 | Wealth Manager · Boutique (under $100M) | $92.3M | 372 | 523 | 6 | 05/12/2026 | ☆ | |
| 16858 | Perpetual Wealth Advisors, L.L.C. CRD 143864 | Wealth Manager · Boutique (under $100M) | $92.3M | 44 | 44 | 1 | 02/16/2026 | ☆ | |
| 16859 | Wisco Investment Management Llc CRD 156476 | Madison, WI | Insurance-Affiliated · Boutique (under $100M) | $92.3M | 450 | 450 | 2 | 02/26/2026 | ☆ |
| 16860 | Newport Securities Corporation CRD 8250 | Wealth Manager · Boutique (under $100M) | $92.3M | 25 | 25 | 1 | 03/31/2026 | ☆ | |
| 16861 | Qvg, Llc CRD 149388 | Wealth Manager · Boutique (under $100M) | $92.3M | 78 | 177 | 3 | 04/01/2026 | ☆ | |
| 16862 | Xponance Alts Solutions, Llc CRD 314283 | Philadelphia, PA | Private Fund Manager · Boutique (under $100M) | $92.3M | 1 | 1 | 7 | 03/31/2026 | ☆ |
| 16863 | Family Partners Capital, Llc CRD 304176 | Hamilton, MA | Wealth Manager · Boutique (under $100M) | $92.3M | 162 | 196 | 2 | 03/09/2026 | ☆ |
| 16864 | Big Cedar Investment Advisors, Llc CRD 281788 | Scottsdale, AZ | Multi-Family Office · Boutique (under $100M) | $92.2M | 7 | 7 | 1 | 04/21/2026 | ☆ |
| 16865 | Ithaka Financial Planning, Llc CRD 153244 | Chevy Chase, MD | Wealth Manager · Boutique (under $100M) | $92.2M | 55 | 231 | 3 | 03/31/2026 | ☆ |
| 16866 | Sovereign Financial Services, Llc CRD 153059 | Phoenix, MD | Wealth Manager · Boutique (under $100M) | $92.1M | 145 | 439 | 2 | 02/23/2026 | ☆ |
| 16867 | Iwc Asset Management Llc CRD 286445 | Wealth Manager · Boutique (under $100M) | $92.1M | 53 | 160 | 1 | 01/24/2023 | ☆ | |
| 16868 | Murphy Investment Advisors, Inc. CRD 290611 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $92.0M | 34 | 108 | 1 | 04/30/2026 | ☆ |
| 16869 | Portsea Investments, Inc. CRD 290898 | Wealth Manager · Boutique (under $100M) | $92.0M | 24 | 75 | 1 | 03/12/2026 | ☆ | |
| 16870 | Idg Advisors, Llc CRD 113718 | Denver, CO | Wealth Manager · Boutique (under $100M) | $92.0M | 95 | 95 | 1 | 01/28/2026 | ☆ |
| 16871 | Emberhouse, Llc CRD 285781 | Wealth Manager · Boutique (under $100M) | $92.0M | 60 | 166 | 1 | 04/15/2026 | ☆ | |
| 16872 | Walnut Green Asset Management, Llc CRD 166894 | Wilmington, DE | Multi-Family Office · Boutique (under $100M) | $92.0M | 8 | 17 | 2 | 01/16/2026 | ☆ |
| 16873 | Meringoff Wealth Management Group, Llc CRD 147397 | Wealth Manager · Boutique (under $100M) | $91.9M | 53 | 110 | 1 | 03/25/2026 | ☆ | |
| 16874 | Mundoval Capital Management, Inc. CRD 132553 | La Jolla, CA | Wealth Manager · Boutique (under $100M) | $91.9M | 67 | 117 | 3 | 02/09/2026 | ☆ |
| 16875 | Allied Investments Of Tennessee, Llc CRD 314512 | Johnson City, TN | Wealth Manager · Boutique (under $100M) | $91.9M | 110 | 271 | 2 | 04/21/2026 | ☆ |
| 16876 | Alfacap Llc, D/B/A Reciprocal Capital CRD 285033 | Private Fund Manager · Boutique (under $100M) | $91.9M | 7 | 7 | 1 | 03/31/2026 | ☆ | |
| 16877 | Incomar Investments, Llc CRD 114455 | Sugar Land, TX | Wealth Manager · Boutique (under $100M) | $91.9M | 62 | 128 | 2 | 03/20/2026 | ☆ |
| 16878 | Woodmont Advisory Group, Inc. CRD 112276 | Wealth Manager · Boutique (under $100M) | $91.9M | 298 | 298 | 2 | 03/30/2026 | ☆ | |
| 16879 | Wave Digital Assets Llc CRD 305726 | Los Angeles, CA | Private Fund Manager · Boutique (under $100M) | $91.9M | 22 | 22 | 33 | 08/21/2026 | ☆ |
| 16880 | Vida Private Wealth Llc CRD 308575 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $91.8M | 31 | 94 | 3 | 06/30/2026 | ☆ |
| 16881 | C. Farnsley, Llc CRD 288491 | Louisville, KY | Insurance-Affiliated · Boutique (under $100M) | $91.8M | 217 | 546 | 4 | 03/16/2026 | ☆ |
| 16882 | Incline Investment Advisors, Llc CRD 293331 | Incline Village, NV | Wealth Manager · Boutique (under $100M) | $91.8M | 110 | 274 | 5 | 04/23/2026 | ☆ |
| 16883 | Rebellion Asset Management, Llc CRD 282209 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $91.8M | 70 | 150 | 6 | 08/20/2026 | ☆ |
| 16884 | Buffalo First Wealth Management, Llc CRD 168937 | Williamsville, NY | Insurance-Affiliated · Boutique (under $100M) | $91.7M | 583 | 722 | 4 | 09/21/2026 | ☆ |
| 16885 | Evolutionary Tree Capital Management, Llc CRD 291127 | Alexandria, VA | Wealth Manager · Boutique (under $100M) | $91.7M | 48 | 77 | 5 | 04/24/2026 | ☆ |
| 16886 | Beacon Hill Investment Advisory, Llc CRD 148463 | Dublin, OH | Wealth Manager · Boutique (under $100M) | $91.7M | 108 | 297 | 4 | 03/30/2026 | ☆ |
| 16887 | N CRD 326565 | Multi-Family Office · Boutique (under $100M) | $91.7M | 6 | 6 | 2 | 03/06/2025 | ☆ | |
| 16888 | Executive Investment Services, Llc CRD 152410 | Lake Oswego, OR | Insurance-Affiliated · Boutique (under $100M) | $91.7M | 63 | 153 | 2 | 06/08/2026 | ☆ |
| 16889 | Generaltional Wealth Services, Llc CRD 147372 | Parsippany, NJ | Wealth Manager · Boutique (under $100M) | $91.7M | 34 | 34 | 3 | 09/13/2026 | ☆ |
| 16890 | Gabriel Capital, Llc CRD 137613 | Portland, OR | Wealth Manager · Boutique (under $100M) | $91.7M | 54 | 138 | 1 | 03/18/2026 | ☆ |
| 16891 | Westfield Wealth Management, Llc CRD 125421 | Cranford, NJ | Wealth Manager · Boutique (under $100M) | $91.6M | 79 | 197 | 3 | 03/21/2026 | ☆ |
| 16892 | Usa First Financial CRD 318453 | Indianapolis, IN | Investment Adviser · Boutique (under $100M) | $91.6M | 1 | 1 | 1 | 08/03/2026 | ☆ |
| 16893 | Secure Retirement Solutions, Llc CRD 328412 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $91.6M | 421 | 421 | 4 | 05/14/2026 | ☆ |
| 16894 | Baker Street Asset Management, Llc CRD 299027 | Sausalito, CA | Insurance-Affiliated · Boutique (under $100M) | $91.6M | 91 | 227 | 2 | 02/05/2026 | ☆ |
| 16895 | Life, Inc. Retirement Services CRD 173073 | Insurance-Affiliated · Boutique (under $100M) | $91.6M | 229 | 240 | 8 | 03/24/2026 | ☆ | |
| 16896 | Applied Benefit Strategies, Inc. CRD 151051 | Bloomfield Hills, MI | Insurance-Affiliated · Boutique (under $100M) | $91.5M | 131 | 213 | 2 | 01/26/2026 | ☆ |
| 16897 | Mcc Financial Advisors, Llc CRD 152256 | Wealth Manager · Boutique (under $100M) | $91.5M | 27 | 100 | 1 | 03/02/2026 | ☆ | |
| 16898 | Crabb Financial Strategies, Inc. CRD 151808 | Frederick, MD | Wealth Manager · Boutique (under $100M) | $91.5M | 149 | 281 | 2 | 03/19/2026 | ☆ |
| 16899 | Delvaux Wealth Management Llc CRD 336199 | Wealth Manager · Boutique (under $100M) | $91.5M | 10 | 13 | 1 | 04/28/2026 | ☆ | |
| 16900 | Pura Vida Investments, Llc CRD 166703 | New York, NY | Private Fund Manager · Boutique (under $100M) | $91.5M | 12 | 12 | 2 | 03/30/2026 | ☆ |