Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17601 | Caledonia Wealth Management, Ltd. CRD 149649 | Boulder, CO | Wealth Manager · Boutique (under $100M) | $78.1M | 81 | 232 | 2 | 03/30/2026 | ☆ |
| 17602 | Dynamic Lifestyle Planning Group Llc CRD 342405 | Wealth Manager · Boutique (under $100M) | $78.1M | 142 | 142 | 1 | 09/09/2026 | ☆ | |
| 17603 | Meeks Wealth Management, Llc CRD 299703 | Wealth Manager · Boutique (under $100M) | $78.0M | 9 | 31 | 1 | 01/09/2026 | ☆ | |
| 17604 | Lifetime Wealth Advisors, Llc CRD 314555 | Red Bank, NJ | Insurance-Affiliated · Boutique (under $100M) | $78.0M | 315 | 326 | 4 | 04/17/2026 | ☆ |
| 17605 | Evidence Advisors, Llc CRD 282234 | Boerne, TX | Insurance-Affiliated · Boutique (under $100M) | $78.0M | 102 | 226 | 2 | 03/24/2026 | ☆ |
| 17606 | On Track Financial Llc CRD 120542 | Canterbury, NH | Wealth Manager · Boutique (under $100M) | $78.0M | 145 | 145 | 1 | 02/09/2024 | ☆ |
| 17607 | Process Design Capital Management Llc CRD 170789 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $78.0M | 79 | 79 | 4 | 02/05/2026 | ☆ |
| 17608 | Rosman Asset Management, Llc CRD 155922 | Wealth Manager · Boutique (under $100M) | $78.0M | 104 | 170 | 3 | 02/12/2026 | ☆ | |
| 17609 | Sladek & Witek, Llp CRD 127247 | Trumbull, CT | Wealth Manager · Boutique (under $100M) | $78.0M | 155 | 249 | 2 | 04/15/2025 | ☆ |
| 17610 | Thurston Hall Investment Research, Llc CRD 136700 | Newton, MA | Wealth Manager · Boutique (under $100M) | $78.0M | 100 | 138 | 2 | 03/20/2026 | ☆ |
| 17611 | Trusttree Financial Llc CRD 287985 | Huntersville, NC | Insurance-Affiliated · Boutique (under $100M) | $78.0M | 150 | 400 | 2 | 03/26/2026 | ☆ |
| 17612 | Waits Investments, Llc CRD 165785 | Wealth Manager · Boutique (under $100M) | $78.0M | 89 | 170 | 2 | 01/09/2026 | ☆ | |
| 17613 | Mgm Innova Cap Management Llc CRD 301918 | Miami, FL | Private Fund Manager · Boutique (under $100M) | $78.0M | 4 | 4 | 10 | 05/07/2026 | ☆ |
| 17614 | Alliant Capital Management Llc CRD 143596 | Wealth Manager · Boutique (under $100M) | $78.0M | 70 | 118 | 1 | 01/30/2026 | ☆ | |
| 17615 | Center Lake Capital Management, Llc CRD 174311 | West Palm Beach, FL | Private Fund Manager · Boutique (under $100M) | $77.9M | 3 | 3 | 1 | 05/01/2026 | ☆ |
| 17616 | Copper Beech Advisors, Llc CRD 151496 | Malvern, PA | Wealth Manager · Boutique (under $100M) | $77.9M | 128 | 128 | 1 | 03/30/2026 | ☆ |
| 17617 | Liberty Park Capital Management, Llc CRD 160315 | Austin, TX | Private Fund Manager · Boutique (under $100M) | $77.9M | 6 | 6 | 3 | 03/31/2026 | ☆ |
| 17618 | Cypress Wealth Management, Llc CRD 154177 | Germantown, TN | Wealth Manager · Boutique (under $100M) | $77.9M | 51 | 225 | 2 | 03/30/2026 | ☆ |
| 17619 | On Course Financial Planning, Llc CRD 132172 | Wealth Manager · Boutique (under $100M) | $77.8M | 30 | 118 | 1 | 03/09/2026 | ☆ | |
| 17620 | Snake River Investment Counsel Llc CRD 314200 | Idaho Falls, ID | Wealth Manager · Boutique (under $100M) | $77.8M | 121 | 491 | 2 | 08/11/2026 | ☆ |
| 17621 | Vectorshares Llc. CRD 312707 | Tampa, FL | Wealth Manager · Boutique (under $100M) | $77.8M | 79 | 118 | 6 | 03/30/2026 | ☆ |
| 17622 | Lynchburg Wealth Management, Llc CRD 284344 | Lynchburg, VA | Wealth Manager · Boutique (under $100M) | $77.8M | 100 | 314 | 1 | 03/16/2026 | ☆ |
| 17623 | Robert A. Sandler, Llc CRD 289375 | Wealth Manager · Boutique (under $100M) | $77.8M | 35 | 156 | 1 | 02/10/2026 | ☆ | |
| 17624 | Jecohen & Co., Llc CRD 173878 | New Orleans, LA | Wealth Manager · Boutique (under $100M) | $77.8M | 246 | 657 | 12 | 09/22/2026 | ☆ |
| 17625 | Keystone Wealth Management Services Inc CRD 262789 | Glen Mills, PA | Investment Adviser · Boutique (under $100M) | $77.7M | 32 | 32 | 1 | 02/19/2026 | ☆ |
| 17626 | Arrowhead Investment Management Llc CRD 285032 | White Plains, NY | Private Fund Manager · Boutique (under $100M) | $77.6M | 1 | 1 | 4 | 03/11/2026 | ☆ |
| 17627 | Alignment Financial Group, Llc CRD 306644 | Wealth Manager · Boutique (under $100M) | $77.6M | 62 | 110 | 1 | 03/25/2026 | ☆ | |
| 17628 | Ethos Capital Group, Llc CRD 149579 | Little Rock, AR | Wealth Manager · Boutique (under $100M) | $77.6M | 128 | 341 | 3 | 03/26/2026 | ☆ |
| 17629 | Bleeck Financial Management, Inc. CRD 132124 | Carmel, CA | Wealth Manager · Boutique (under $100M) | $77.6M | 15 | 45 | 1 | 03/16/2026 | ☆ |
| 17630 | Connective Wealth Partners, Llc CRD 335624 | Wealth Manager · Boutique (under $100M) | $77.6M | 316 | 619 | 13 | 09/08/2026 | ☆ | |
| 17631 | Coast Bridge Capital, Llc CRD 327898 | Investment Adviser · Boutique (under $100M) | $77.5M | 60 | 168 | 2 | 01/22/2026 | ☆ | |
| 17632 | United Success Llc CRD 327031 | Chatham, NJ | Wealth Manager · Boutique (under $100M) | $77.5M | 63 | 147 | 4 | 09/22/2026 | ☆ |
| 17633 | Comprehensive Capital Management, Inc. CRD 119890 | Totowa, NJ | Wealth Manager · Boutique (under $100M) | $77.5M | 2,334 | 2,334 | 11 | 06/04/2026 | ☆ |
| 17634 | Asset Planners, Inc. CRD 141330 | Clayton, MO | Wealth Manager · Boutique (under $100M) | $77.5M | 35 | 35 | 2 | 05/14/2026 | ☆ |
| 17635 | Inspired Financial Planners, Llc CRD 305122 | Wealth Manager · Boutique (under $100M) | $77.5M | 34 | 157 | 3 | 03/13/2026 | ☆ | |
| 17636 | Hammer And Company, Llc CRD 107787 | Wealth Manager · Boutique (under $100M) | $77.5M | 15 | 31 | 2 | 03/23/2026 | ☆ | |
| 17637 | Peak Investment Solutions, Llc CRD 134846 | Roseville, CA | Wealth Manager · Boutique (under $100M) | $77.4M | 84 | 140 | 4 | 03/06/2026 | ☆ |
| 17638 | Cairn Financial Group Llc CRD 299889 | Wealth Manager · Boutique (under $100M) | $77.4M | 190 | 671 | 4 | 04/19/2026 | ☆ | |
| 17639 | Aaron Brask Capital Llc CRD 155472 | Lake Worth Beach, FL | Wealth Manager · Boutique (under $100M) | $77.4M | 42 | 149 | 2 | 05/04/2026 | ☆ |
| 17640 | Atlas Investment Advisory Llc CRD 284935 | Canton, GA | Insurance-Affiliated · Boutique (under $100M) | $77.4M | 227 | 146 | 1 | 07/27/2026 | ☆ |
| 17641 | Dhamma Capital, Llc CRD 302037 | Wealth Manager · Boutique (under $100M) | $77.4M | 53 | 150 | 1 | 03/05/2026 | ☆ | |
| 17642 | Financial Freedom Capital Management Llp CRD 174385 | Wealth Manager · Boutique (under $100M) | $77.4M | 279 | 234 | 1 | 03/30/2026 | ☆ | |
| 17643 | Maureen A. Whelan CRD 140357 | Wealth Manager · Boutique (under $100M) | $77.4M | 46 | 148 | 1 | 03/02/2026 | ☆ | |
| 17644 | Open Range Financial Group, Llc CRD 175296 | Waco, TX | Wealth Manager · Boutique (under $100M) | $77.3M | 71 | 207 | 3 | 07/30/2026 | ☆ |
| 17645 | Gps Financial, Llc CRD 290227 | Pittsford, NY | Wealth Manager · Boutique (under $100M) | $77.3M | 263 | 563 | 2 | 03/17/2026 | ☆ |
| 17646 | Badger Capital Advisors, Llc CRD 158410 | Driggs, ID | Wealth Manager · Boutique (under $100M) | $77.2M | 34 | 33 | 1 | 04/23/2026 | ☆ |
| 17647 | O'bannon & Davis Inc CRD 134005 | Williamsville, NY | Insurance-Affiliated · Boutique (under $100M) | $77.2M | 473 | 473 | 5 | 03/30/2026 | ☆ |
| 17648 | Palm Capital Group Llc CRD 333395 | Wealth Manager · Boutique (under $100M) | $77.2M | 37 | 37 | 1 | 03/31/2026 | ☆ | |
| 17649 | Objective Wealth, Llc CRD 305321 | Wealth Manager · Boutique (under $100M) | $77.2M | 69 | 234 | 1 | 02/28/2026 | ☆ | |
| 17650 | Wealthboost Advisors, Llc CRD 285273 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $77.2M | 41 | 196 | 2 | 02/04/2026 | ☆ |