Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17801 | Moonstone Asset Management, Inc. CRD 146096 | Northbrook, IL | Wealth Manager · Boutique (under $100M) | $75.0M | 68 | 68 | 4 | 08/10/2026 | ☆ |
| 17802 | Mosaic Capital Inc. CRD 336051 | George Town, Grand Cayman | Private Fund Manager · Boutique (under $100M) | $75.0M | 1 | 1 | 4 | 07/15/2026 | ☆ |
| 17803 | Paragon Retirement Planning, Inc. CRD 284630 | Troy, MI | Insurance-Affiliated · Boutique (under $100M) | $75.0M | 150 | 400 | 4 | 04/14/2026 | ☆ |
| 17804 | Shu Labeaux Inc Dba Global Vantage Wealth Management CRD 284941 | Wealth Manager · Boutique (under $100M) | $75.0M | 32 | 45 | 1 | 06/03/2026 | ☆ | |
| 17805 | Wealth & Tax Planners Llc CRD 136450 | Walnut Creek, CA | Insurance-Affiliated · Boutique (under $100M) | $75.0M | 250 | 105 | 3 | 01/09/2026 | ☆ |
| 17806 | Watts Capital Partners Llc CRD 149049 | Wealth Manager · Boutique (under $100M) | $75.0M | 67 | 227 | 5 | 09/09/2026 | ☆ | |
| 17807 | Centered Financial Llc CRD 304535 | Carlsbad, CA | Wealth Manager · Boutique (under $100M) | $75.0M | 167 | 167 | 2 | 03/04/2026 | ☆ |
| 17808 | Culbreth Wealth Management, Llc CRD 325196 | Dacula, GA | Wealth Manager · Boutique (under $100M) | $75.0M | 148 | 371 | 2 | 04/28/2026 | ☆ |
| 17809 | The Table Financial Planning Llc CRD 291812 | Wealth Manager · Boutique (under $100M) | $75.0M | 125 | 382 | 4 | 09/01/2026 | ☆ | |
| 17810 | Mountain Pass Planning Corporation CRD 283389 | Hopewell Junction, NY | Wealth Manager · Boutique (under $100M) | $74.9M | 129 | 244 | 1 | 03/03/2026 | ☆ |
| 17811 | Northlake Capital Management, Llc CRD 132006 | Wealth Manager · Boutique (under $100M) | $74.9M | 53 | 55 | 2 | 07/21/2026 | ☆ | |
| 17812 | The Change Advisory Group, Llc CRD 155409 | Insurance-Affiliated · Boutique (under $100M) | $74.9M | 64 | 64 | 3 | 03/16/2026 | ☆ | |
| 17813 | Eko Investments Inc. CRD 313296 | Wealth Manager · Boutique (under $100M) | $74.9M | 68,370 | 68,370 | 12 | 09/06/2026 | ☆ | |
| 17814 | Calisi Wealth Management Llc CRD 336221 | Tempe, AZ | Wealth Manager · Boutique (under $100M) | $74.9M | 109 | 252 | 1 | 03/31/2026 | ☆ |
| 17815 | R.D. Smothers Wealth Management, Llc CRD 329361 | Campbellsville, KY | Insurance-Affiliated · Boutique (under $100M) | $74.9M | 256 | 562 | 11 | 06/30/2026 | ☆ |
| 17816 | Charter Oak Asset Management, Inc. CRD 27823 | Cheshire, CT | Insurance-Affiliated · Boutique (under $100M) | $74.8M | 117 | 249 | 3 | 03/24/2026 | ☆ |
| 17817 | Affinity Wealth Management, Llc CRD 338239 | Plymouth, MI | Wealth Manager · Boutique (under $100M) | $74.8M | 195 | 195 | 4 | 06/10/2026 | ☆ |
| 17818 | Hlv Ventures CRD 332979 | Hauppauge, NY | Private Fund Manager · Boutique (under $100M) | $74.8M | 10 | 10 | 12 | 06/02/2026 | ☆ |
| 17819 | Beyond Wealth Advisory Llc CRD 326675 | South San Francisco, CA | Wealth Manager · Boutique (under $100M) | $74.8M | 85 | 204 | 2 | 03/10/2026 | ☆ |
| 17820 | Hurwitz Associates Inc. CRD 133472 | Houston, TX | Wealth Manager · Boutique (under $100M) | $74.8M | 176 | 176 | 5 | 03/17/2026 | ☆ |
| 17821 | Vora Wealth Management, Pllc CRD 153559 | Flagstaff, AZ | Wealth Manager · Boutique (under $100M) | $74.8M | 660 | 1,065 | 1 | 04/04/2024 | ☆ |
| 17822 | Ginsberg Financial Strategies, Inc. CRD 161151 | Walnut Creek, CA | Wealth Manager · Boutique (under $100M) | $74.8M | 127 | 507 | 3 | 02/13/2026 | ☆ |
| 17823 | Macro Wealth Management, Inc. CRD 143382 | Peoria, IL | Insurance-Affiliated · Boutique (under $100M) | $74.8M | 204 | 204 | 4 | 03/20/2026 | ☆ |
| 17824 | Fiduciary Pension Partners, Llc CRD 226716 | Institutional / Pension Advisor · Boutique (under $100M) | $74.8M | 51 | 95 | 6 | 03/31/2026 | ☆ | |
| 17825 | Walter J. Reyna, Inc. CRD 141173 | Mcallen, TX | Insurance-Affiliated · Boutique (under $100M) | $74.8M | 313 | 313 | 4 | 03/26/2024 | ☆ |
| 17826 | Wealth Accel Llc CRD 330912 | Centerville, OH | Wealth Manager · Boutique (under $100M) | $74.8M | 70 | 258 | 1 | 03/31/2026 | ☆ |
| 17827 | Aspire Wealth Advisors, Llc CRD 288151 | Wealth Manager · Boutique (under $100M) | $74.7M | 91 | 91 | 1 | 03/07/2026 | ☆ | |
| 17828 | Financial Planning Associates, Llc CRD 159404 | White Plains, NY | Wealth Manager · Boutique (under $100M) | $74.7M | 60 | 60 | 1 | 03/29/2026 | ☆ |
| 17829 | Raymond P. Bradley, Chfc CRD 122098 | Stevens, PA | Insurance-Affiliated · Boutique (under $100M) | $74.7M | 300 | 348 | 1 | 08/14/2026 | ☆ |
| 17830 | Probitas Financial CRD 143819 | Newport Beach, CA | Insurance-Affiliated · Boutique (under $100M) | $74.7M | 54 | 145 | 2 | 03/09/2026 | ☆ |
| 17831 | Satori Wealth Management, Inc. CRD 287979 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $74.7M | 33 | 127 | 2 | 04/27/2026 | ☆ |
| 17832 | Piermani Charles J Associates CRD 105942 | Norristown, PA | Wealth Manager · Boutique (under $100M) | $74.6M | 252 | 252 | 1 | 01/21/2026 | ☆ |
| 17833 | Lifestage Wealth Management, Inc. CRD 116143 | Coon Rapids, MN | Wealth Manager · Boutique (under $100M) | $74.6M | 119 | 377 | 2 | 06/16/2026 | ☆ |
| 17834 | Stratus Capital Management, Llc CRD 169038 | Wealth Manager · Boutique (under $100M) | $74.6M | 31 | 76 | 5 | 02/09/2026 | ☆ | |
| 17835 | Calyx Capital Advisors, Llc CRD 152228 | Wealth Manager · Boutique (under $100M) | $74.6M | 52 | 52 | 2 | 04/07/2026 | ☆ | |
| 17836 | Sarasota Capital Strategies,Inc. CRD 125951 | Osprey, FL | Insurance-Affiliated · Boutique (under $100M) | $74.6M | 137 | 225 | 3 | 03/31/2026 | ☆ |
| 17837 | Chc Financial Solutions, Llc CRD 339881 | Rockville, MD | Wealth Manager · Boutique (under $100M) | $74.6M | 81 | 197 | 1 | 09/25/2026 | ☆ |
| 17838 | Blue River South, Llc CRD 155807 | Wealth Manager · Boutique (under $100M) | $74.6M | 22 | 22 | 1 | 02/22/2026 | ☆ | |
| 17839 | Interwest Investment Advisors, Inc CRD 142840 | Boise, ID | Wealth Manager · Boutique (under $100M) | $74.6M | 420 | 718 | 1 | 07/22/2026 | ☆ |
| 17840 | Ronald Gelok & Associates, Llc CRD 290950 | Naples, FL | Wealth Manager · Boutique (under $100M) | $74.6M | 230 | 362 | 11 | 05/28/2026 | ☆ |
| 17841 | Cassini Capital Management, Llc CRD 287861 | Tallahassee, FL | Wealth Manager · Boutique (under $100M) | $74.5M | 44 | 110 | 3 | 03/19/2026 | ☆ |
| 17842 | Murawski Wealth Management, Llc CRD 332094 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $74.5M | 112 | 197 | 1 | 03/25/2026 | ☆ |
| 17843 | N CRD 339823 | Private Fund Manager · Boutique (under $100M) | $74.5M | 3 | 3 | 3 | 04/02/2026 | ☆ | |
| 17844 | Rcn Wealth Advisors, Inc. CRD 163562 | Wealth Manager · Boutique (under $100M) | $74.5M | 54 | 174 | 1 | 04/29/2026 | ☆ | |
| 17845 | Treussard Capital Management Llc CRD 326105 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $74.5M | 20 | 50 | 1 | 01/28/2026 | ☆ |
| 17846 | Summit Advisors, Llc CRD 144486 | Canonsburg, PA | Wealth Manager · Boutique (under $100M) | $74.4M | 103 | 173 | 6 | 06/16/2026 | ☆ |
| 17847 | Propartners Wealth Llc CRD 309875 | Columbia, MO | Wealth Manager · Boutique (under $100M) | $74.4M | 164 | 347 | 6 | 08/28/2026 | ☆ |
| 17848 | Jps Global Investments, Llc CRD 142974 | Wealth Manager · Boutique (under $100M) | $74.4M | 79 | 248 | 1 | 03/31/2026 | ☆ | |
| 17849 | Rpm Capital Management, Llc CRD 164200 | Wealth Manager · Boutique (under $100M) | $74.3M | 148 | 148 | 2 | 08/04/2026 | ☆ | |
| 17850 | Lytle Investment Services Corp. CRD 297591 | Grand Island, NY | Wealth Manager · Boutique (under $100M) | $74.3M | 204 | 350 | 5 | 03/09/2026 | ☆ |