Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17801 | Farrell Financial, Inc. CRD 134388 | Thousand Oaks, CA | Insurance-Affiliated · Boutique (under $100M) | $73.7M | 116 | 136 | 1 | 03/26/2026 | ☆ |
| 17802 | Usa Mutuals Advisors, Inc. CRD 131750 | Concord, MA | Mutual Fund / Asset Manager · Boutique (under $100M) | $73.7M | 2 | 2 | 2 | 02/10/2026 | ☆ |
| 17803 | Monteith Wealth, Llc. CRD 308179 | Bozeman, MT | Wealth Manager · Boutique (under $100M) | $73.7M | 90 | 248 | 6 | 03/26/2026 | ☆ |
| 17804 | Faison Capital Llc CRD 112268 | Wealth Manager · Boutique (under $100M) | $73.7M | 21 | 28 | 1 | 03/25/2026 | ☆ | |
| 17805 | Sunglow Wealth Advisory Llc CRD 304101 | Snellville, GA | Wealth Manager · Boutique (under $100M) | $73.7M | 62 | 158 | 2 | 04/28/2026 | ☆ |
| 17806 | Dekoning And Company, Llc CRD 141605 | Newport, RI | Mutual Fund / Asset Manager · Boutique (under $100M) | $73.7M | 1 | 1 | 1 | 03/31/2026 | ☆ |
| 17807 | Timepiece Financial Planning, Inc. CRD 158475 | Battle Ground, WA | Wealth Manager · Boutique (under $100M) | $73.7M | 159 | 295 | 3 | 03/12/2026 | ☆ |
| 17808 | Bella Wealth Management, Llc CRD 335319 | Roswell, GA | Wealth Manager · Boutique (under $100M) | $73.7M | 165 | 524 | 5 | 05/07/2026 | ☆ |
| 17809 | Nv Prop Holdings Llc CRD 297765 | Wealth Manager · Boutique (under $100M) | $73.6M | 122 | 321 | 1 | 03/31/2026 | ☆ | |
| 17810 | Grow With Me, Llc CRD 299304 | Insurance-Affiliated · Boutique (under $100M) | $73.6M | 153 | 309 | 3 | 03/08/2026 | ☆ | |
| 17811 | Align Financial Advisors, Llc CRD 333905 | Mckinney, TX | Insurance-Affiliated · Boutique (under $100M) | $73.6M | 93 | 302 | 3 | 02/17/2026 | ☆ |
| 17812 | Allos Investment Advisors, Llc CRD 155541 | Overland Park, KS | Wealth Manager · Boutique (under $100M) | $73.6M | 382 | 788 | 9 | 05/06/2026 | ☆ |
| 17813 | Coy Capital Management, Inc. CRD 154993 | Monroeville, PA | Wealth Manager · Boutique (under $100M) | $73.6M | 117 | 238 | 5 | 06/02/2026 | ☆ |
| 17814 | Acrylic Financial, Inc. CRD 288263 | Fountain Hills, AZ | Wealth Manager · Boutique (under $100M) | $73.5M | 317 | 482 | 21 | 05/01/2026 | ☆ |
| 17815 | Retirement Resource Wealth Management, Llc CRD 328341 | West Fargo, ND | Insurance-Affiliated · Boutique (under $100M) | $73.5M | 357 | 566 | 3 | 08/11/2026 | ☆ |
| 17816 | Resilient Asset Management, Llc CRD 285534 | Memphis, TN | Wealth Manager · Boutique (under $100M) | $73.5M | 51 | 235 | 3 | 03/23/2026 | ☆ |
| 17817 | Anthony Investment Management, Llc CRD 161784 | Wheeling, WV | Wealth Manager · Boutique (under $100M) | $73.5M | 108 | 224 | 1 | 01/21/2026 | ☆ |
| 17818 | Wealth Management Consultants, Llc CRD 283606 | Wealth Manager · Boutique (under $100M) | $73.5M | 38 | 97 | 1 | 07/08/2026 | ☆ | |
| 17819 | Lewis, Michael, Andrew CRD 151307 | Wealth Manager · Boutique (under $100M) | $73.5M | 53 | 53 | 1 | 01/21/2026 | ☆ | |
| 17820 | Solidity Financial Llc CRD 157308 | Shoreview, MN | Wealth Manager · Boutique (under $100M) | $73.5M | 252 | 410 | 2 | 07/20/2026 | ☆ |
| 17821 | Rainier Wealth Management Llc CRD 162125 | Wealth Manager · Boutique (under $100M) | $73.5M | 90 | 192 | 2 | 03/13/2026 | ☆ | |
| 17822 | Radix Wealth Llc CRD 328329 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $73.4M | 86 | 260 | 2 | 07/27/2026 | ☆ |
| 17823 | Gilder Partners For Growth, Llc CRD 306620 | Raleigh, NC | Wealth Manager · Boutique (under $100M) | $73.4M | 0 | 8 | 5 | 02/17/2026 | ☆ |
| 17824 | Northeastern Financial Consultants, Inc. CRD 120737 | South Abington Township, PA | Wealth Manager · Boutique (under $100M) | $73.4M | 95 | 262 | 2 | 03/22/2026 | ☆ |
| 17825 | Miles Brown Asset Management, Llc CRD 283960 | Santa Rosa, CA | Wealth Manager · Boutique (under $100M) | $73.4M | 101 | 211 | 1 | 05/20/2026 | ☆ |
| 17826 | Ken Gross Financial, Inc. CRD 127924 | Thousand Oaks, CA | Wealth Manager · Boutique (under $100M) | $73.4M | 41 | 141 | 1 | 03/29/2026 | ☆ |
| 17827 | Keener, Harry Alan CRD 117141 | Wealth Manager · Boutique (under $100M) | $73.4M | 15 | 15 | 1 | 01/22/2026 | ☆ | |
| 17828 | Schenley Capital, Inc CRD 133415 | Sewickley, PA | Wealth Manager · Boutique (under $100M) | $73.3M | 363 | 364 | 3 | 06/18/2026 | ☆ |
| 17829 | N CRD 119487 | Wealth Manager · Boutique (under $100M) | $73.3M | 51 | 135 | 1 | 03/10/2025 | ☆ | |
| 17830 | Sage Hill Advisory And Management Llc CRD 149365 | Saratoga Springs, NY | Insurance-Affiliated · Boutique (under $100M) | $73.3M | 20 | 79 | 3 | 03/20/2026 | ☆ |
| 17831 | Vector Money Management Inc CRD 108192 | Ridgeland, MS | Wealth Manager · Boutique (under $100M) | $73.3M | 55 | 55 | 2 | 06/17/2026 | ☆ |
| 17832 | Helm Financial Advisors, Llc CRD 128071 | Wealth Manager · Boutique (under $100M) | $73.3M | 42 | 194 | 1 | 03/25/2026 | ☆ | |
| 17833 | Longview Investment Management, Llc CRD 300694 | Wealth Manager · Boutique (under $100M) | $73.3M | 35 | 35 | 1 | 05/20/2026 | ☆ | |
| 17834 | Mike Bonacorsi Llc CRD 152568 | Amherst, NH | Wealth Manager · Boutique (under $100M) | $73.3M | 199 | 187 | 2 | 03/09/2026 | ☆ |
| 17835 | World Market Advisors, Llc CRD 306933 | Wealth Manager · Boutique (under $100M) | $73.2M | 67 | 218 | 3 | 07/14/2026 | ☆ | |
| 17836 | Countryside Financial Llc CRD 337489 | Williamsville, NY | Insurance-Affiliated · Boutique (under $100M) | $73.2M | 248 | 537 | 3 | 07/14/2026 | ☆ |
| 17837 | Leslie Gale Advisors, Llc CRD 168550 | Wealth Manager · Boutique (under $100M) | $73.2M | 35 | 106 | 1 | 02/12/2026 | ☆ | |
| 17838 | Stewardship Partners Investment Counsel, Inc. CRD 115340 | Wealth Manager · Boutique (under $100M) | $73.2M | 142 | 325 | 4 | 12/16/2025 | ☆ | |
| 17839 | Truevine Family Wealth, Llc CRD 331649 | Wealth Manager · Boutique (under $100M) | $73.2M | 96 | 96 | 1 | 03/31/2026 | ☆ | |
| 17840 | Dyer & Company, L.L.C. CRD 298855 | Charlotte, NC | Wealth Manager · Boutique (under $100M) | $73.2M | 30 | 113 | 2 | 02/04/2026 | ☆ |
| 17841 | Retirement Income Strategies Inc. CRD 320737 | Palm Beach Gardens, FL | Wealth Manager · Boutique (under $100M) | $73.2M | 127 | 189 | 1 | 01/05/2026 | ☆ |
| 17842 | Waterrock Global Asset Management CRD 151309 | Bellevue, WA | Insurance-Affiliated · Boutique (under $100M) | $73.1M | 146 | 391 | 3 | 03/23/2026 | ☆ |
| 17843 | Great Northern Asset Management, Inc. CRD 166788 | Winter Park, FL | Wealth Manager · Boutique (under $100M) | $73.1M | 35 | 61 | 5 | 03/25/2026 | ☆ |
| 17844 | Lanes Wealth Management Llc CRD 291381 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $73.0M | 33 | 132 | 2 | 03/06/2026 | ☆ |
| 17845 | N CRD 323293 | Private Fund Manager · Boutique (under $100M) | $73.0M | 3 | 3 | 5 | 06/17/2026 | ☆ | |
| 17846 | J Beaver Investment Advisors Inc CRD 309157 | El Paso, TX | Wealth Manager · Boutique (under $100M) | $73.0M | 240 | 279 | 1 | 03/03/2026 | ☆ |
| 17847 | Soard Financial Management, Llc CRD 156392 | Edmond, OK | Wealth Manager · Boutique (under $100M) | $73.0M | 249 | 397 | 2 | 04/28/2026 | ☆ |
| 17848 | New Heights Planning, Llc CRD 314959 | Houston, TX | Wealth Manager · Boutique (under $100M) | $73.0M | 32 | 256 | 1 | 02/24/2026 | ☆ |
| 17849 | Tactical Rotation Management, Llc CRD 333968 | Forest Hills, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $73.0M | 3 | 3 | 1 | 03/24/2026 | ☆ |
| 17850 | Carter, David Henry CRD 123069 | Wealth Manager · Boutique (under $100M) | $73.0M | 36 | 119 | 1 | 03/05/2026 | ☆ |