Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17751 | Wardlaw Wealth Management Llc CRD 315408 | Waco, TX | Wealth Manager · Boutique (under $100M) | $75.6M | 103 | 200 | 1 | 01/30/2026 | ☆ |
| 17752 | Shoreline Capital Corporation Inc. CRD 128530 | Boothbay Harbor, ME | Wealth Manager · Boutique (under $100M) | $75.5M | 14 | 22 | 1 | 03/13/2026 | ☆ |
| 17753 | Gesar Capital Management Llc CRD 153043 | Endowment & Foundation Advisor · Boutique (under $100M) | $75.5M | 6 | 17 | 1 | 03/18/2026 | ☆ | |
| 17754 | Kpc Financial Solutions, Llc CRD 317107 | Southlake, TX | Insurance-Affiliated · Boutique (under $100M) | $75.5M | 775 | 777 | 8 | 09/24/2026 | ☆ |
| 17755 | South Atlantic Capital Management Group, Inc. CRD 152413 | Wilmington, NC | Wealth Manager · Boutique (under $100M) | $75.5M | 81 | 111 | 2 | 03/23/2026 | ☆ |
| 17756 | Sutton, Scott Edmond CRD 307351 | Birmingham, AL | Insurance-Affiliated · Boutique (under $100M) | $75.5M | 162 | 162 | 1 | 03/04/2026 | ☆ |
| 17757 | Santara Wealth Management Llc CRD 333780 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $75.5M | 83 | 226 | 2 | 09/14/2026 | ☆ |
| 17758 | Springwater Advisors, Llc CRD 150034 | Corpus Christi, TX | Wealth Manager · Boutique (under $100M) | $75.5M | 30 | 38 | 3 | 07/02/2026 | ☆ |
| 17759 | Bon Investments, Llc CRD 128420 | Wealth Manager · Boutique (under $100M) | $75.5M | 56 | 92 | 1 | 03/20/2026 | ☆ | |
| 17760 | Sean Louis Defrehn CRD 138968 | Insurance-Affiliated · Boutique (under $100M) | $75.4M | 88 | 163 | 1 | 03/27/2026 | ☆ | |
| 17761 | Christian Values Investing, Inc. CRD 125379 | Statesboro, GA | Investment Adviser · Boutique (under $100M) | $75.4M | 408 | 408 | 3 | 03/04/2026 | ☆ |
| 17762 | Jardine Financial Group, Llc CRD 175449 | Richardson, TX | Wealth Manager · Boutique (under $100M) | $75.4M | 71 | 91 | 1 | 01/13/2026 | ☆ |
| 17763 | Active Wealth Advisors Llc CRD 336793 | Woodcliff Lake, NJ | Wealth Manager · Boutique (under $100M) | $75.4M | 21 | 23 | 1 | 07/15/2026 | ☆ |
| 17764 | Sqn Capital Management, Llc CRD 158704 | New York, NY | Private Fund Manager · Boutique (under $100M) | $75.4M | 3 | 3 | 3 | 04/02/2025 | ☆ |
| 17765 | Telos Wealth Management, Llc CRD 327439 | Wenatchee, WA | Wealth Manager · Boutique (under $100M) | $75.4M | 113 | 323 | 4 | 05/22/2026 | ☆ |
| 17766 | Nw Advisory CRD 309480 | Insurance-Affiliated · Boutique (under $100M) | $75.4M | 265 | 265 | 2 | 04/15/2026 | ☆ | |
| 17767 | Northpointe Investment Advisory, Llc CRD 170850 | St. Joseph, MI | Wealth Manager · Boutique (under $100M) | $75.4M | 71 | 183 | 1 | 02/24/2026 | ☆ |
| 17768 | John Mcandrew Financial Advisors Llc CRD 268800 | Wealth Manager · Boutique (under $100M) | $75.4M | 59 | 172 | 1 | 01/29/2026 | ☆ | |
| 17769 | Valoir Wealth Llc CRD 333305 | Wealth Manager · Boutique (under $100M) | $75.4M | 72 | 148 | 1 | 03/12/2026 | ☆ | |
| 17770 | Seawise Financial, Inc. CRD 298012 | Cardiff By The Sea, CA | Wealth Manager · Boutique (under $100M) | $75.3M | 67 | 230 | 2 | 03/02/2026 | ☆ |
| 17771 | Magen Wealth Management, Llc CRD 175157 | Miami, FL | Investment Adviser · Boutique (under $100M) | $75.3M | 33 | 33 | 3 | 03/19/2026 | ☆ |
| 17772 | Wealthtarget Investment Advisors, Llc CRD 124036 | Bakersfield, CA | Wealth Manager · Boutique (under $100M) | $75.3M | 112 | 201 | 1 | 03/06/2026 | ☆ |
| 17773 | Yeisley Wealth Solutions, Inc. CRD 151018 | Wichita, KS | Wealth Manager · Boutique (under $100M) | $75.3M | 434 | 861 | 10 | 03/04/2026 | ☆ |
| 17774 | Moyer Cpa Group Llc CRD 317908 | Insurance-Affiliated · Boutique (under $100M) | $75.3M | 101 | 325 | 3 | 02/17/2026 | ☆ | |
| 17775 | Baseline Partners Llc CRD 301762 | Mesa, AZ | Private Fund Manager · Boutique (under $100M) | $75.3M | 3 | 3 | 4 | 03/31/2026 | ☆ |
| 17776 | Tushaus Group Llc CRD 314067 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $75.3M | 123 | 397 | 4 | 07/29/2026 | ☆ |
| 17777 | Provenire Capital Llc CRD 170390 | Eden Prairie, MN | Private Fund Manager · Boutique (under $100M) | $75.3M | 9 | 7 | 2 | 03/19/2026 | ☆ |
| 17778 | Vaultis Private Wealth Ltd CRD 288118 | Wealth Manager · Boutique (under $100M) | $75.2M | 89 | 89 | 2 | 03/30/2026 | ☆ | |
| 17779 | Leedom Asset Management, Inc. CRD 141606 | Wealth Manager · Boutique (under $100M) | $75.2M | 74 | 74 | 1 | 03/30/2026 | ☆ | |
| 17780 | Arkin Financial Advisors, Llc CRD 166313 | Savannah, GA | Wealth Manager · Boutique (under $100M) | $75.2M | 17 | 73 | 1 | 03/09/2026 | ☆ |
| 17781 | Kane Financial, Llc CRD 291231 | Waterville, NY | Wealth Manager · Boutique (under $100M) | $75.2M | 296 | 638 | 4 | 03/12/2026 | ☆ |
| 17782 | Skybox Financial Group Llc CRD 148939 | Middleburg Heights, OH | Wealth Manager · Boutique (under $100M) | $75.2M | 190 | 408 | 2 | 04/17/2026 | ☆ |
| 17783 | Halo Investment Services, Llc CRD 325613 | Manhasset, NY | Investment Adviser · Boutique (under $100M) | $75.2M | 0 | 8 | 24 | 09/01/2026 | ☆ |
| 17784 | Sierra Financial Advisors, Llc CRD 141044 | Ramsey, NJ | Wealth Manager · Boutique (under $100M) | $75.1M | 180 | 180 | 2 | 01/28/2026 | ☆ |
| 17785 | Texas Institutional Investment Management, Llc CRD 131300 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $75.1M | 81 | 81 | 3 | 02/27/2026 | ☆ |
| 17786 | Lava Creek Capital Management, Llc CRD 165536 | San Rafael, CA | Wealth Manager · Boutique (under $100M) | $75.1M | 50 | 137 | 2 | 08/05/2026 | ☆ |
| 17787 | N CRD 130016 | Wealth Manager · Boutique (under $100M) | $75.1M | 237 | 276 | 4 | 03/12/2026 | ☆ | |
| 17788 | Integrated Financial Strategies, Inc. CRD 133948 | San Mateo, CA | Wealth Manager · Boutique (under $100M) | $75.0M | 13 | 13 | 1 | 03/17/2026 | ☆ |
| 17789 | Avanti Wealth Management Llc CRD 319737 | Rutherford, NJ | Wealth Manager · Boutique (under $100M) | $75.0M | 136 | 360 | 1 | 03/16/2026 | ☆ |
| 17790 | Meraki, Llc CRD 297785 | Little Rock, AR | Wealth Manager · Boutique (under $100M) | $75.0M | 131 | 1,625 | 5 | 03/27/2026 | ☆ |
| 17791 | Cornerstone Asset Management, Inc. CRD 104539 | Winchester, VA | Insurance-Affiliated · Boutique (under $100M) | $75.0M | 113 | 112 | 2 | 03/12/2026 | ☆ |
| 17792 | Arkell Asset Management, Llc CRD 159418 | Bozeman, MT | Wealth Manager · Boutique (under $100M) | $75.0M | 71 | 256 | 1 | 07/15/2026 | ☆ |
| 17793 | Pbl Wealth Management, Llc CRD 178522 | Austin, TX | Wealth Manager · Boutique (under $100M) | $75.0M | 43 | 127 | 2 | 03/10/2025 | ☆ |
| 17794 | Asg Capital, Llc CRD 149013 | Miami, FL | Private Fund Manager · Boutique (under $100M) | $75.0M | 32 | 31 | 4 | 04/30/2026 | ☆ |
| 17795 | N CRD 167898 | Wealth Manager · Boutique (under $100M) | $75.0M | 369 | 877 | 5 | 11/19/2025 | ☆ | |
| 17796 | Clover Leaf Financial Llc CRD 335751 | Fairport, NY | Wealth Manager · Boutique (under $100M) | $75.0M | 223 | 419 | 4 | 03/31/2026 | ☆ |
| 17797 | Evp Capital Advisors, Llc CRD 281360 | Wealth Manager · Boutique (under $100M) | $75.0M | 46 | 65 | 2 | 03/12/2026 | ☆ | |
| 17798 | Gensen Asset Management Inc. CRD 339709 | Private Fund Manager · Boutique (under $100M) | $75.0M | 1 | 1 | 3 | 02/04/2026 | ☆ | |
| 17799 | Keel & Long Financial Management, Llc CRD 292851 | Greenville, NC | Wealth Manager · Boutique (under $100M) | $75.0M | 161 | 161 | 2 | 03/24/2026 | ☆ |
| 17800 | Krempa Associates Inc CRD 122284 | Fountainville, PA | Insurance-Affiliated · Boutique (under $100M) | $75.0M | 50 | 50 | 6 | 08/17/2022 | ☆ |