Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17701 | Kane Financial, Llc CRD 291231 | Waterville, NY | Wealth Manager · Boutique (under $100M) | $75.2M | 296 | 638 | 4 | 03/12/2026 | ☆ |
| 17702 | Skybox Financial Group Llc CRD 148939 | Middleburg Heights, OH | Wealth Manager · Boutique (under $100M) | $75.2M | 190 | 408 | 2 | 04/17/2026 | ☆ |
| 17703 | Tuttle Wealth Partners Llc CRD 338406 | Wealth Manager · Boutique (under $100M) | $75.1M | 582 | 812 | 5 | 07/16/2026 | ☆ | |
| 17704 | Sierra Financial Advisors, Llc CRD 141044 | Ramsey, NJ | Wealth Manager · Boutique (under $100M) | $75.1M | 180 | 180 | 2 | 01/28/2026 | ☆ |
| 17705 | Texas Institutional Investment Management, Llc CRD 131300 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $75.1M | 81 | 81 | 3 | 02/27/2026 | ☆ |
| 17706 | Lava Creek Capital Management, Llc CRD 165536 | San Rafael, CA | Wealth Manager · Boutique (under $100M) | $75.1M | 50 | 137 | 2 | 08/05/2026 | ☆ |
| 17707 | N CRD 130016 | Wealth Manager · Boutique (under $100M) | $75.1M | 237 | 276 | 4 | 03/12/2026 | ☆ | |
| 17708 | Integrated Financial Strategies, Inc. CRD 133948 | San Mateo, CA | Wealth Manager · Boutique (under $100M) | $75.0M | 13 | 13 | 1 | 03/17/2026 | ☆ |
| 17709 | Avanti Wealth Management Llc CRD 319737 | Rutherford, NJ | Wealth Manager · Boutique (under $100M) | $75.0M | 136 | 360 | 1 | 03/16/2026 | ☆ |
| 17710 | Meraki, Llc CRD 297785 | Little Rock, AR | Wealth Manager · Boutique (under $100M) | $75.0M | 131 | 1,625 | 5 | 03/27/2026 | ☆ |
| 17711 | Cornerstone Asset Management, Inc. CRD 104539 | Winchester, VA | Insurance-Affiliated · Boutique (under $100M) | $75.0M | 113 | 112 | 2 | 03/12/2026 | ☆ |
| 17712 | Arkell Asset Management, Llc CRD 159418 | Bozeman, MT | Wealth Manager · Boutique (under $100M) | $75.0M | 71 | 256 | 1 | 07/15/2026 | ☆ |
| 17713 | Pbl Wealth Management, Llc CRD 178522 | Austin, TX | Wealth Manager · Boutique (under $100M) | $75.0M | 43 | 127 | 2 | 03/10/2025 | ☆ |
| 17714 | Asg Capital, Llc CRD 149013 | Miami, FL | Private Fund Manager · Boutique (under $100M) | $75.0M | 32 | 31 | 4 | 04/30/2026 | ☆ |
| 17715 | N CRD 167898 | Wealth Manager · Boutique (under $100M) | $75.0M | 369 | 877 | 5 | 11/19/2025 | ☆ | |
| 17716 | Clover Leaf Financial Llc CRD 335751 | Fairport, NY | Wealth Manager · Boutique (under $100M) | $75.0M | 223 | 419 | 4 | 03/31/2026 | ☆ |
| 17717 | Evp Capital Advisors, Llc CRD 281360 | Wealth Manager · Boutique (under $100M) | $75.0M | 46 | 65 | 2 | 03/12/2026 | ☆ | |
| 17718 | Gensen Asset Management Inc. CRD 339709 | Private Fund Manager · Boutique (under $100M) | $75.0M | 1 | 1 | 3 | 02/04/2026 | ☆ | |
| 17719 | Keel & Long Financial Management, Llc CRD 292851 | Greenville, NC | Wealth Manager · Boutique (under $100M) | $75.0M | 161 | 161 | 2 | 03/24/2026 | ☆ |
| 17720 | Krempa Associates Inc CRD 122284 | Fountainville, PA | Insurance-Affiliated · Boutique (under $100M) | $75.0M | 50 | 50 | 6 | 08/17/2022 | ☆ |
| 17721 | Moonstone Asset Management, Inc. CRD 146096 | Northbrook, IL | Wealth Manager · Boutique (under $100M) | $75.0M | 68 | 68 | 4 | 08/10/2026 | ☆ |
| 17722 | Mosaic Capital Inc. CRD 336051 | George Town, Grand Cayman | Private Fund Manager · Boutique (under $100M) | $75.0M | 1 | 1 | 4 | 07/15/2026 | ☆ |
| 17723 | Paragon Retirement Planning, Inc. CRD 284630 | Troy, MI | Insurance-Affiliated · Boutique (under $100M) | $75.0M | 150 | 400 | 4 | 04/14/2026 | ☆ |
| 17724 | Shu Labeaux Inc Dba Global Vantage Wealth Management CRD 284941 | Wealth Manager · Boutique (under $100M) | $75.0M | 32 | 45 | 1 | 06/03/2026 | ☆ | |
| 17725 | Wealth & Tax Planners Llc CRD 136450 | Walnut Creek, CA | Insurance-Affiliated · Boutique (under $100M) | $75.0M | 250 | 105 | 3 | 01/09/2026 | ☆ |
| 17726 | Centered Financial Llc CRD 304535 | Carlsbad, CA | Wealth Manager · Boutique (under $100M) | $75.0M | 167 | 167 | 2 | 03/04/2026 | ☆ |
| 17727 | Culbreth Wealth Management, Llc CRD 325196 | Dacula, GA | Wealth Manager · Boutique (under $100M) | $75.0M | 148 | 371 | 2 | 04/28/2026 | ☆ |
| 17728 | The Table Financial Planning Llc CRD 291812 | Wealth Manager · Boutique (under $100M) | $75.0M | 125 | 382 | 4 | 08/13/2026 | ☆ | |
| 17729 | Mountain Pass Planning Corporation CRD 283389 | Hopewell Junction, NY | Wealth Manager · Boutique (under $100M) | $74.9M | 129 | 244 | 1 | 03/03/2026 | ☆ |
| 17730 | Northlake Capital Management, Llc CRD 132006 | Wealth Manager · Boutique (under $100M) | $74.9M | 53 | 55 | 2 | 07/21/2026 | ☆ | |
| 17731 | The Change Advisory Group, Llc CRD 155409 | Insurance-Affiliated · Boutique (under $100M) | $74.9M | 64 | 64 | 3 | 03/16/2026 | ☆ | |
| 17732 | Eko Investments Inc. CRD 313296 | Wealth Manager · Boutique (under $100M) | $74.9M | 68,370 | 68,370 | 12 | 08/07/2026 | ☆ | |
| 17733 | Calisi Wealth Management Llc CRD 336221 | Tempe, AZ | Wealth Manager · Boutique (under $100M) | $74.9M | 109 | 252 | 1 | 03/31/2026 | ☆ |
| 17734 | R.D. Smothers Wealth Management, Llc CRD 329361 | Campbellsville, KY | Insurance-Affiliated · Boutique (under $100M) | $74.9M | 256 | 562 | 11 | 06/30/2026 | ☆ |
| 17735 | Charter Oak Asset Management, Inc. CRD 27823 | Cheshire, CT | Insurance-Affiliated · Boutique (under $100M) | $74.8M | 117 | 249 | 3 | 03/24/2026 | ☆ |
| 17736 | Affinity Wealth Management, Llc CRD 338239 | Plymouth, MI | Wealth Manager · Boutique (under $100M) | $74.8M | 195 | 195 | 4 | 06/10/2026 | ☆ |
| 17737 | Hlv Ventures CRD 332979 | Hauppauge, NY | Private Fund Manager · Boutique (under $100M) | $74.8M | 10 | 10 | 12 | 06/02/2026 | ☆ |
| 17738 | Beyond Wealth Advisory Llc CRD 326675 | South San Francisco, CA | Wealth Manager · Boutique (under $100M) | $74.8M | 85 | 204 | 2 | 03/10/2026 | ☆ |
| 17739 | Hurwitz Associates Inc. CRD 133472 | Houston, TX | Wealth Manager · Boutique (under $100M) | $74.8M | 176 | 176 | 5 | 03/17/2026 | ☆ |
| 17740 | Vora Wealth Management, Pllc CRD 153559 | Flagstaff, AZ | Wealth Manager · Boutique (under $100M) | $74.8M | 660 | 1,065 | 1 | 04/04/2024 | ☆ |
| 17741 | Barnhart Wealth Management Llc CRD 312142 | Wealth Manager · Boutique (under $100M) | $74.8M | 125 | 1,038 | 4 | 01/29/2026 | ☆ | |
| 17742 | Ginsberg Financial Strategies, Inc. CRD 161151 | Walnut Creek, CA | Wealth Manager · Boutique (under $100M) | $74.8M | 127 | 507 | 3 | 02/13/2026 | ☆ |
| 17743 | Macro Wealth Management, Inc. CRD 143382 | Peoria, IL | Insurance-Affiliated · Boutique (under $100M) | $74.8M | 204 | 204 | 4 | 03/20/2026 | ☆ |
| 17744 | Fiduciary Pension Partners, Llc CRD 226716 | Institutional / Pension Advisor · Boutique (under $100M) | $74.8M | 51 | 95 | 6 | 03/31/2026 | ☆ | |
| 17745 | Walter J. Reyna, Inc. CRD 141173 | Mcallen, TX | Insurance-Affiliated · Boutique (under $100M) | $74.8M | 313 | 313 | 4 | 03/26/2024 | ☆ |
| 17746 | Wealth Accel Llc CRD 330912 | Centerville, OH | Wealth Manager · Boutique (under $100M) | $74.8M | 70 | 258 | 1 | 03/31/2026 | ☆ |
| 17747 | Aspire Wealth Advisors, Llc CRD 288151 | Wealth Manager · Boutique (under $100M) | $74.7M | 91 | 91 | 1 | 03/07/2026 | ☆ | |
| 17748 | Financial Planning Associates, Llc CRD 159404 | White Plains, NY | Wealth Manager · Boutique (under $100M) | $74.7M | 60 | 60 | 1 | 03/29/2026 | ☆ |
| 17749 | Amc Wealth Management, Llc CRD 308157 | Wealth Manager · Boutique (under $100M) | $74.7M | 101 | 199 | 7 | 08/04/2026 | ☆ | |
| 17750 | Raymond P. Bradley, Chfc CRD 122098 | Stevens, PA | Insurance-Affiliated · Boutique (under $100M) | $74.7M | 300 | 348 | 1 | 08/14/2026 | ☆ |