Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17701 | Brough Investment Group Llc CRD 150860 | Wealth Manager · Boutique (under $100M) | $76.3M | 79 | 79 | 1 | 01/05/2024 | ☆ | |
| 17702 | The Mcbride Group, Llc CRD 150179 | Petaluma, CA | Wealth Manager · Boutique (under $100M) | $76.3M | 106 | 252 | 4 | 07/30/2026 | ☆ |
| 17703 | Monk, Stanley Earl CRD 129443 | Wealth Manager · Boutique (under $100M) | $76.2M | 47 | 47 | 1 | 03/07/2026 | ☆ | |
| 17704 | Ridgebrooke Capital Management Llc CRD 311117 | Cookeville, TN | Wealth Manager · Boutique (under $100M) | $76.2M | 118 | 436 | 3 | 06/18/2026 | ☆ |
| 17705 | Salem Advisory Group Llc CRD 145697 | Wells, ME | Wealth Manager · Boutique (under $100M) | $76.2M | 288 | 495 | 4 | 03/17/2026 | ☆ |
| 17706 | O Asset Management Llc CRD 336682 | Fairport, NY | Wealth Manager · Boutique (under $100M) | $76.2M | 2 | 3 | 11 | 03/31/2026 | ☆ |
| 17707 | 2260 West, Llc CRD 310460 | Bend, OR | Wealth Manager · Boutique (under $100M) | $76.2M | 43 | 176 | 6 | 01/05/2026 | ☆ |
| 17708 | Busine Llc CRD 172692 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $76.2M | 58 | 299 | 1 | 03/31/2026 | ☆ |
| 17709 | Capital Management Consultants, Inc. CRD 19935 | Northbrook, IL | Insurance-Affiliated · Boutique (under $100M) | $76.2M | 61 | 164 | 2 | 02/17/2026 | ☆ |
| 17710 | Aaron Geoffrey Turner CRD 133240 | Sacramento, CA | Wealth Manager · Boutique (under $100M) | $76.2M | 140 | 288 | 1 | 01/12/2026 | ☆ |
| 17711 | Marin Wealth Advisors Llc CRD 123237 | San Rafael, CA | Wealth Manager · Boutique (under $100M) | $76.1M | 97 | 213 | 5 | 09/25/2026 | ☆ |
| 17712 | Weigel Fiduciary Asset Management CRD 310903 | Wealth Manager · Boutique (under $100M) | $76.1M | 89 | 173 | 2 | 06/17/2026 | ☆ | |
| 17713 | Mdh Investment Management, Inc. CRD 133127 | East Liverpool, OH | Wealth Manager · Boutique (under $100M) | $76.1M | 98 | 193 | 1 | 06/10/2026 | ☆ |
| 17714 | Skadvisors, Llc CRD 133532 | Wealth Manager · Boutique (under $100M) | $76.1M | 137 | 558 | 4 | 03/24/2026 | ☆ | |
| 17715 | Capital E Advisors, Llc CRD 297820 | Wealth Manager · Boutique (under $100M) | $76.1M | 87 | 295 | 1 | 04/01/2026 | ☆ | |
| 17716 | Bin Yuan Capital (Cayman) Limited CRD 170104 | Grand Cayman | Investment Adviser · Boutique (under $100M) | $76.0M | 1 | 5 | 24 | 03/11/2026 | ☆ |
| 17717 | Cowdell Investments, Llc CRD 122933 | Insurance-Affiliated · Boutique (under $100M) | $76.0M | 408 | 408 | 2 | 03/30/2026 | ☆ | |
| 17718 | Doll Capital Advisors, Incorporated CRD 134089 | San Juan Capistrano, CA | Insurance-Affiliated · Boutique (under $100M) | $76.0M | 51 | 120 | 1 | 08/28/2026 | ☆ |
| 17719 | Gallugi Wealth Management, Llc CRD 172748 | North Reading, MA | Wealth Manager · Boutique (under $100M) | $76.0M | 117 | 189 | 2 | 02/10/2026 | ☆ |
| 17720 | Prospective Value Partners Llc CRD 258786 | Des Moines, IA | Wealth Manager · Boutique (under $100M) | $76.0M | 36 | 44 | 1 | 02/12/2026 | ☆ |
| 17721 | Capital Investment Management Inc. CRD 122600 | Wealth Manager · Boutique (under $100M) | $75.9M | 143 | 301 | 2 | 02/25/2026 | ☆ | |
| 17722 | Cuthbert Capital Management Llc CRD 325188 | Wealth Manager · Boutique (under $100M) | $75.9M | 21 | 36 | 1 | 02/18/2026 | ☆ | |
| 17723 | Shoreline Capital Management, Ltd. CRD 161466 | Guangzhou | Private Fund Manager · Boutique (under $100M) | $75.9M | 5 | 5 | 15 | 03/30/2026 | ☆ |
| 17724 | As Trigon Asset Management CRD 286092 | Tallinn | Private Fund Manager · Boutique (under $100M) | $75.9M | 1 | 1 | 10 | 03/23/2026 | ☆ |
| 17725 | Jc Financial Planning & Investments, Llc CRD 142703 | Wealth Manager · Boutique (under $100M) | $75.9M | 55 | 146 | 1 | 01/26/2026 | ☆ | |
| 17726 | Barbara J Norman, Llc CRD 307479 | Wealth Manager · Boutique (under $100M) | $75.8M | 62 | 128 | 1 | 02/02/2026 | ☆ | |
| 17727 | Prism Wealth Management Llc CRD 317881 | Wooster, OH | Wealth Manager · Boutique (under $100M) | $75.8M | 308 | 523 | 3 | 06/08/2026 | ☆ |
| 17728 | Sbc Investment Management, Llc CRD 308391 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $75.7M | 19 | 58 | 3 | 03/30/2026 | ☆ |
| 17729 | Valuealigned Partners, Llc CRD 125128 | Red Bank, NJ | Wealth Manager · Boutique (under $100M) | $75.7M | 71 | 138 | 2 | 04/21/2026 | ☆ |
| 17730 | Regent Wealth Management, Inc. CRD 150197 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $75.7M | 83 | 164 | 2 | 03/10/2026 | ☆ |
| 17731 | Shepherd Wealth Partners, Llc CRD 288920 | Wealth Manager · Boutique (under $100M) | $75.7M | 91 | 259 | 2 | 04/14/2026 | ☆ | |
| 17732 | Centauri Advisory Group, Inc. CRD 158999 | Zelienople, PA | Wealth Manager · Boutique (under $100M) | $75.7M | 383 | 566 | 4 | 06/30/2026 | ☆ |
| 17733 | Holland Financial Services, Inc. CRD 125812 | Athens, GA | Insurance-Affiliated · Boutique (under $100M) | $75.6M | 151 | 305 | 3 | 05/11/2026 | ☆ |
| 17734 | Monarch Asset Management Llc CRD 166444 | Bradenton, FL | Wealth Manager · Boutique (under $100M) | $75.6M | 60 | 105 | 1 | 08/24/2026 | ☆ |
| 17735 | Achieve Retirement & Wealth Management, Llc CRD 336486 | Ridgefield, CT | Wealth Manager · Boutique (under $100M) | $75.6M | 66 | 142 | 1 | 02/19/2026 | ☆ |
| 17736 | Rewey Investment Management Llc CRD 316640 | Wealth Manager · Boutique (under $100M) | $75.6M | 25 | 58 | 1 | 02/20/2026 | ☆ | |
| 17737 | Brass Capital, Llc CRD 333892 | Wealth Manager · Boutique (under $100M) | $75.6M | 68 | 210 | 5 | 03/23/2026 | ☆ | |
| 17738 | Future Wealth Llc CRD 283911 | Los Gatos, CA | Wealth Manager · Boutique (under $100M) | $75.6M | 29 | 147 | 1 | 01/22/2026 | ☆ |
| 17739 | Ecf Wealth, Inc. CRD 323808 | Wealth Manager · Boutique (under $100M) | $75.6M | 109 | 160 | 1 | 02/24/2026 | ☆ | |
| 17740 | Thompson Robert Douglas CRD 104738 | Salt Lake City, UT | Wealth Manager · Boutique (under $100M) | $75.6M | 29 | 29 | 1 | 03/17/2026 | ☆ |
| 17741 | Moore Investment Partners, Llc CRD 322654 | Charlotte, NC | Wealth Manager · Boutique (under $100M) | $75.6M | 59 | 232 | 1 | 02/06/2026 | ☆ |
| 17742 | Wardlaw Wealth Management Llc CRD 315408 | Waco, TX | Wealth Manager · Boutique (under $100M) | $75.6M | 103 | 200 | 1 | 01/30/2026 | ☆ |
| 17743 | Shoreline Capital Corporation Inc. CRD 128530 | Boothbay Harbor, ME | Wealth Manager · Boutique (under $100M) | $75.5M | 14 | 22 | 1 | 03/13/2026 | ☆ |
| 17744 | Gesar Capital Management Llc CRD 153043 | Endowment & Foundation Advisor · Boutique (under $100M) | $75.5M | 6 | 17 | 1 | 03/18/2026 | ☆ | |
| 17745 | Kpc Financial Solutions, Llc CRD 317107 | Southlake, TX | Insurance-Affiliated · Boutique (under $100M) | $75.5M | 775 | 777 | 8 | 09/24/2026 | ☆ |
| 17746 | South Atlantic Capital Management Group, Inc. CRD 152413 | Wilmington, NC | Wealth Manager · Boutique (under $100M) | $75.5M | 81 | 111 | 2 | 03/23/2026 | ☆ |
| 17747 | Sutton, Scott Edmond CRD 307351 | Birmingham, AL | Insurance-Affiliated · Boutique (under $100M) | $75.5M | 162 | 162 | 1 | 03/04/2026 | ☆ |
| 17748 | Santara Wealth Management Llc CRD 333780 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $75.5M | 83 | 226 | 2 | 09/14/2026 | ☆ |
| 17749 | Springwater Advisors, Llc CRD 150034 | Corpus Christi, TX | Wealth Manager · Boutique (under $100M) | $75.5M | 30 | 38 | 3 | 07/02/2026 | ☆ |
| 17750 | Bon Investments, Llc CRD 128420 | Wealth Manager · Boutique (under $100M) | $75.5M | 56 | 92 | 1 | 03/20/2026 | ☆ |