Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 18451 | Tres Wealth Management Group, Llc CRD 285908 | Chino, CA | Wealth Manager · Boutique (under $100M) | $65.0M | 153 | 153 | 1 | 03/30/2026 | ☆ |
| 18452 | Vazirani Asset Management Llc CRD 289186 | New York, NY | Private Fund Manager · Boutique (under $100M) | $65.0M | 4 | 4 | 3 | 03/13/2026 | ☆ |
| 18453 | Myra Advisors Llc CRD 311475 | Wealth Manager · Boutique (under $100M) | $65.0M | 59 | 252 | 1 | 09/28/2026 | ☆ | |
| 18454 | Rosci Lamb, Llc CRD 337278 | New York, NY | Investment Adviser · Boutique (under $100M) | $65.0M | 15 | 37 | 1 | 01/12/2026 | ☆ |
| 18455 | Kingsley Advisors, Llc CRD 217513 | Wealth Manager · Boutique (under $100M) | $65.0M | 116 | 159 | 2 | 06/04/2026 | ☆ | |
| 18456 | Wealth For You Financial, Llc CRD 305627 | Grand Blanc, MI | Wealth Manager · Boutique (under $100M) | $65.0M | 297 | 642 | 3 | 05/07/2026 | ☆ |
| 18457 | Nashua Capital Management Llc CRD 160438 | Nashua, NH | Wealth Manager · Boutique (under $100M) | $65.0M | 39 | 58 | 1 | 02/05/2026 | ☆ |
| 18458 | Top O The Hill Co Llc CRD 111403 | Wealth Manager · Boutique (under $100M) | $64.9M | 29 | 42 | 2 | 03/27/2026 | ☆ | |
| 18459 | Jam Capital Partners Management, Llc CRD 161949 | Saint Simons Island, GA | Private Fund Manager · Boutique (under $100M) | $64.9M | 16 | 16 | 3 | 03/26/2026 | ☆ |
| 18460 | Capital Area Planning Group, Llc CRD 333056 | Washington, DC | Insurance-Affiliated · Boutique (under $100M) | $64.8M | 57 | 224 | 4 | 06/17/2026 | ☆ |
| 18461 | Strategy Cap, Llc CRD 323391 | Bend, OR | Wealth Manager · Boutique (under $100M) | $64.8M | 68 | 129 | 2 | 03/30/2026 | ☆ |
| 18462 | Benedict Wealth Management, Llc CRD 117422 | Baton Rouge, LA | Insurance-Affiliated · Boutique (under $100M) | $64.8M | 151 | 151 | 2 | 03/28/2025 | ☆ |
| 18463 | Palm Investment Strategies, Llc CRD 129489 | Seminole, FL | Wealth Manager · Boutique (under $100M) | $64.8M | 190 | 194 | 3 | 03/24/2026 | ☆ |
| 18464 | Wwi Llc CRD 174030 | Norfolk, VA | Wealth Manager · Boutique (under $100M) | $64.8M | 105 | 190 | 2 | 03/27/2026 | ☆ |
| 18465 | Limerick Financial Group, Llc CRD 141128 | Limerick, PA | Wealth Manager · Boutique (under $100M) | $64.8M | 81 | 247 | 3 | 03/23/2026 | ☆ |
| 18466 | Strategic Financial, Llc CRD 122437 | South Windsor, CT | Wealth Manager · Boutique (under $100M) | $64.7M | 181 | 183 | 2 | 03/27/2026 | ☆ |
| 18467 | Coolabah Capital Investments (Usa) Inc CRD 336841 | Miami, FL | Private Fund Manager · Boutique (under $100M) | $64.7M | 6 | 6 | 6 | 09/14/2026 | ☆ |
| 18468 | Rp Zeigler Investment Services, Inc CRD 297925 | Peoria, IL | Wealth Manager · Boutique (under $100M) | $64.7M | 83 | 288 | 1 | 09/23/2026 | ☆ |
| 18469 | Draxis Asset Management, Llc CRD 313401 | Investment Adviser · Boutique (under $100M) | $64.7M | 18 | 19 | 1 | 03/03/2026 | ☆ | |
| 18470 | Focused Mission Financial Llc CRD 322953 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $64.7M | 50 | 181 | 2 | 03/03/2026 | ☆ |
| 18471 | John Fiege, Llc CRD 124320 | Onancock, VA | Wealth Manager · Boutique (under $100M) | $64.7M | 88 | 89 | 1 | 03/31/2026 | ☆ |
| 18472 | Integrity Wealth Advisors, Llc CRD 323750 | Granger, IN | Wealth Manager · Boutique (under $100M) | $64.7M | 130 | 415 | 3 | 03/16/2026 | ☆ |
| 18473 | Okeefe & Associates, P.C. CRD 123905 | Wealth Manager · Boutique (under $100M) | $64.7M | 42 | 80 | 1 | 08/21/2026 | ☆ | |
| 18474 | Empiric Advisors, Inc. CRD 108425 | Austin, TX | Wealth Manager · Boutique (under $100M) | $64.7M | 16 | 42 | 3 | 09/09/2026 | ☆ |
| 18475 | Momentum Wealth Management Llc CRD 295689 | Columbus, GA | Wealth Manager · Boutique (under $100M) | $64.6M | 269 | 394 | 3 | 03/02/2026 | ☆ |
| 18476 | Tam, Llc CRD 114714 | Lakeway, TX | Wealth Manager · Boutique (under $100M) | $64.6M | 50 | 106 | 1 | 03/18/2026 | ☆ |
| 18477 | Argus Wealth Management, Llc CRD 168994 | Austin, TX | Wealth Manager · Boutique (under $100M) | $64.6M | 28 | 121 | 2 | 03/19/2026 | ☆ |
| 18478 | Stratus Advisory Group, Inc. CRD 167448 | Highland, MI | Wealth Manager · Boutique (under $100M) | $64.6M | 174 | 475 | 2 | 02/24/2026 | ☆ |
| 18479 | Harvard Avenue Consultants, Llc CRD 291787 | Wealth Manager · Boutique (under $100M) | $64.6M | 131 | 531 | 3 | 09/16/2026 | ☆ | |
| 18480 | Narrow Path Financial Inc. CRD 173480 | Wealth Manager · Boutique (under $100M) | $64.6M | 71 | 359 | 1 | 03/15/2026 | ☆ | |
| 18481 | Peconic Asset Planning, Inc. CRD 310121 | Riverhead, NY | Wealth Manager · Boutique (under $100M) | $64.6M | 206 | 206 | 2 | 01/27/2026 | ☆ |
| 18482 | Ava Wealth Management Llc CRD 154751 | Wealth Manager · Boutique (under $100M) | $64.6M | 35 | 67 | 1 | 07/01/2026 | ☆ | |
| 18483 | Build Asset Management, Llc CRD 298354 | Jefferson City, MO | Private Fund Manager · Boutique (under $100M) | $64.6M | 2 | 11 | 6 | 03/30/2026 | ☆ |
| 18484 | Goldstandard Wealth Private Limited CRD 339199 | Mumbai | Wealth Manager · Boutique (under $100M) | $64.6M | 39 | 38 | 29 | 05/07/2026 | ☆ |
| 18485 | Oceanic Capital Management Llc CRD 146135 | Red Bank, NJ | Insurance-Affiliated · Boutique (under $100M) | $64.6M | 100 | 195 | 2 | 04/14/2026 | ☆ |
| 18486 | Mca Cross Border Capital Inc. CRD 327516 | Montréal | Wealth Manager · Boutique (under $100M) | $64.6M | 92 | 208 | 9 | 03/19/2026 | ☆ |
| 18487 | Ribera Investment Management, Llc CRD 124694 | Wealth Manager · Boutique (under $100M) | $64.5M | 41 | 41 | 1 | 03/10/2026 | ☆ | |
| 18488 | Jason Howell Company CRD 281658 | Wealth Manager · Boutique (under $100M) | $64.5M | 107 | 230 | 2 | 04/09/2026 | ☆ | |
| 18489 | Mint Asset Management Llc CRD 315568 | New York, NY | Wealth Manager · Boutique (under $100M) | $64.5M | 56 | 58 | 5 | 08/21/2026 | ☆ |
| 18490 | Northstar Capital Advisors, Inc. CRD 105925 | Derry, NH | Wealth Manager · Boutique (under $100M) | $64.5M | 46 | 46 | 3 | 03/03/2026 | ☆ |
| 18491 | Paysse Jennison, Inc. CRD 116752 | Wealth Manager · Boutique (under $100M) | $64.5M | 30 | 105 | 2 | 02/17/2026 | ☆ | |
| 18492 | Arkagos Advisors & Asset Management, Inc. CRD 315366 | Alexandria, VA | Wealth Manager · Boutique (under $100M) | $64.5M | 112 | 112 | 2 | 03/26/2026 | ☆ |
| 18493 | The Freyr Group, Llc CRD 330313 | Wealth Manager · Boutique (under $100M) | $64.5M | 132 | 345 | 3 | 07/14/2026 | ☆ | |
| 18494 | Vomund Investment Management, Llc CRD 108137 | Incline Village, NV | Wealth Manager · Boutique (under $100M) | $64.5M | 61 | 63 | 1 | 02/13/2026 | ☆ |
| 18495 | Sammons Wealth Management Llc CRD 286284 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $64.4M | 33 | 144 | 2 | 03/19/2026 | ☆ |
| 18496 | Aclaime Asset Management, Llc CRD 159661 | Cottonwood Heights, UT | Private Fund Manager · Boutique (under $100M) | $64.4M | 2 | 2 | 3 | 07/31/2026 | ☆ |
| 18497 | Northstar Portfolio Investments, Llc CRD 173314 | Stamford, CT | Wealth Manager · Boutique (under $100M) | $64.4M | 70 | 164 | 2 | 03/31/2026 | ☆ |
| 18498 | Winiecki Wealth Management, Llc CRD 156007 | Wealth Manager · Boutique (under $100M) | $64.4M | 45 | 113 | 1 | 03/02/2026 | ☆ | |
| 18499 | Berman, Yagil CRD 127726 | Boulder, CO | Wealth Manager · Boutique (under $100M) | $64.4M | 100 | 33 | 1 | 03/06/2026 | ☆ |
| 18500 | Hudson View Advisors, Llc CRD 288839 | Croton On Hudson, NY | Wealth Manager · Boutique (under $100M) | $64.3M | 118 | 231 | 1 | 03/10/2026 | ☆ |