Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 18501 | Kramer Investment Services, Llc CRD 169769 | Lake Geneva, WI | Wealth Manager · Boutique (under $100M) | $63.0M | 507 | 568 | 3 | 04/14/2026 | ☆ |
| 18502 | Seraphim Capital Management, Llc CRD 170976 | Wealth Manager · Boutique (under $100M) | $63.0M | 180 | 180 | 3 | 02/10/2026 | ☆ | |
| 18503 | Shade Tree Partners Llc CRD 150865 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $63.0M | 70 | 68 | 3 | 03/11/2026 | ☆ |
| 18504 | The Journeys Group, Inc. CRD 152275 | Winterville, NC | Insurance-Affiliated · Boutique (under $100M) | $63.0M | 174 | 372 | 2 | 03/14/2025 | ☆ |
| 18505 | The Mckeel Company, Llc CRD 142132 | Flower Mound, TX | Wealth Manager · Boutique (under $100M) | $63.0M | 35 | 35 | 2 | 04/03/2025 | ☆ |
| 18506 | Purposepath Capital, Llc CRD 315556 | Quincy, IL | Wealth Manager · Boutique (under $100M) | $63.0M | 135 | 360 | 5 | 07/12/2026 | ☆ |
| 18507 | Edgehelm, Llc CRD 305015 | Nashville, TN | Wealth Manager · Boutique (under $100M) | $63.0M | 37 | 72 | 1 | 01/15/2026 | ☆ |
| 18508 | Capital Research Advisors, Llc CRD 125621 | Suwanee, GA | Wealth Manager · Boutique (under $100M) | $62.9M | 159 | 154 | 2 | 03/26/2026 | ☆ |
| 18509 | Retire Pittsburgh Management Llc CRD 311977 | Murrysville, PA | Wealth Manager · Boutique (under $100M) | $62.9M | 104 | 226 | 4 | 03/02/2026 | ☆ |
| 18510 | Bryant & Brannock, Llc CRD 148254 | Durham, NC | Insurance-Affiliated · Boutique (under $100M) | $62.9M | 128 | 183 | 3 | 03/19/2026 | ☆ |
| 18511 | Corinthian Partners Asset Management Llc CRD 109385 | New York, NY | Wealth Manager · Boutique (under $100M) | $62.9M | 299 | 299 | 7 | 03/24/2026 | ☆ |
| 18512 | Value Monitoring, Inc CRD 106056 | Menlo Park, CA | Insurance-Affiliated · Boutique (under $100M) | $62.9M | 58 | 58 | 2 | 03/12/2026 | ☆ |
| 18513 | Principly, Inc. CRD 281813 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $62.9M | 14,482 | 18,672 | 15 | 03/31/2026 | ☆ |
| 18514 | Step By Step Financial, Llc CRD 146345 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $62.9M | 66 | 234 | 2 | 05/29/2026 | ☆ |
| 18515 | Rise Private Wealth Advisors Llc CRD 309356 | Tucson, AZ | Wealth Manager · Boutique (under $100M) | $62.9M | 135 | 366 | 2 | 02/23/2026 | ☆ |
| 18516 | Whitespace Financial, Llc CRD 149069 | Palo Alto, CA | Wealth Manager · Boutique (under $100M) | $62.9M | 28 | 80 | 3 | 03/30/2026 | ☆ |
| 18517 | Atlantes Financial Advisors Corp CRD 138210 | Fairhope, AL | Wealth Manager · Boutique (under $100M) | $62.8M | 46 | 46 | 1 | 03/31/2026 | ☆ |
| 18518 | Prairie Ridge Asset Management, Llc CRD 289006 | Overland Park, KS | Wealth Manager · Boutique (under $100M) | $62.8M | 58 | 183 | 1 | 03/03/2026 | ☆ |
| 18519 | Snider Talbot Financial Planning Llc CRD 144026 | Liberty, MO | Wealth Manager · Boutique (under $100M) | $62.8M | 170 | 170 | 4 | 03/23/2026 | ☆ |
| 18520 | Bright Asset Management Llc CRD 140972 | Wealth Manager · Boutique (under $100M) | $62.8M | 30 | 76 | 1 | 03/31/2026 | ☆ | |
| 18521 | I Squared Wealth Management, Inc. CRD 282152 | Totowa, NJ | Wealth Manager · Boutique (under $100M) | $62.8M | 76 | 162 | 1 | 02/02/2026 | ☆ |
| 18522 | Vantage Wealth Management Llc CRD 324413 | Corvallis, OR | Insurance-Affiliated · Boutique (under $100M) | $62.8M | 224 | 322 | 5 | 03/18/2026 | ☆ |
| 18523 | Ancap Financial Llc CRD 328249 | Wealth Manager · Boutique (under $100M) | $62.8M | 68 | 338 | 2 | 02/09/2026 | ☆ | |
| 18524 | The Capital Group Investment Advisors Inc CRD 129615 | Warwick, RI | Wealth Manager · Boutique (under $100M) | $62.8M | 289 | 276 | 1 | 03/12/2026 | ☆ |
| 18525 | Kelley Wright & Company, Inc. CRD 118358 | San Juan Capistrano, CA | Wealth Manager · Boutique (under $100M) | $62.8M | 45 | 45 | 1 | 03/27/2026 | ☆ |
| 18526 | Birch Elliott Financial, Llc CRD 300046 | Wealth Manager · Boutique (under $100M) | $62.7M | 67 | 209 | 1 | 03/27/2026 | ☆ | |
| 18527 | Harlan Financial Llc CRD 312995 | Wealth Manager · Boutique (under $100M) | $62.7M | 103 | 219 | 1 | 03/26/2026 | ☆ | |
| 18528 | Cornerstone Investment Advisors, Inc. CRD 125611 | Wealth Manager · Boutique (under $100M) | $62.7M | 61 | 159 | 1 | 03/17/2026 | ☆ | |
| 18529 | Lisch Investment Management Llc CRD 127753 | Wealth Manager · Boutique (under $100M) | $62.7M | 101 | 297 | 2 | 01/14/2026 | ☆ | |
| 18530 | Kademian Financial Group Inc CRD 109459 | Milwaukee, WI | Insurance-Affiliated · Boutique (under $100M) | $62.7M | 170 | 170 | 1 | 04/02/2026 | ☆ |
| 18531 | Provident Living Advisors Llc CRD 290723 | Silverdale, WA | Wealth Manager · Boutique (under $100M) | $62.7M | 128 | 298 | 1 | 03/31/2026 | ☆ |
| 18532 | Surety Investment Services, Inc. CRD 135295 | Los Angeles, CA | Insurance-Affiliated · Boutique (under $100M) | $62.7M | 114 | 149 | 4 | 01/06/2026 | ☆ |
| 18533 | Integrated Wealth Management, Llc CRD 285838 | Portsmouth, NH | Insurance-Affiliated · Boutique (under $100M) | $62.6M | 39 | 166 | 3 | 02/23/2026 | ☆ |
| 18534 | Advisor Financial Services Inc CRD 118537 | Chatham, NY | Wealth Manager · Boutique (under $100M) | $62.6M | 223 | 435 | 2 | 08/03/2026 | ☆ |
| 18535 | Bbk Wealth Llc CRD 311324 | Fishers, IN | Wealth Manager · Boutique (under $100M) | $62.6M | 94 | 224 | 2 | 03/10/2026 | ☆ |
| 18536 | Optimized Capital Llc CRD 333237 | Institutional / Pension Advisor · Boutique (under $100M) | $62.6M | 10 | 10 | 2 | 02/19/2026 | ☆ | |
| 18537 | Oak Capital Advisors, Llc CRD 285091 | Wealth Manager · Boutique (under $100M) | $62.6M | 99 | 219 | 1 | 02/27/2026 | ☆ | |
| 18538 | Leslie Marie Giordano CRD 126274 | Garden City, NY | Insurance-Affiliated · Boutique (under $100M) | $62.6M | 153 | 150 | 1 | 06/24/2026 | ☆ |
| 18539 | B F Anderson & Co. Inc. CRD 109050 | Baton Rouge, LA | Wealth Manager · Boutique (under $100M) | $62.6M | 65 | 88 | 3 | 03/23/2026 | ☆ |
| 18540 | Pathway Advisors, Llc CRD 306117 | Fallbrook, CA | Wealth Manager · Boutique (under $100M) | $62.5M | 113 | 289 | 4 | 03/25/2026 | ☆ |
| 18541 | Mountain View Strategic Wealth, Llc CRD 154295 | Hopewell Junction, NY | Wealth Manager · Boutique (under $100M) | $62.5M | 157 | 343 | 2 | 03/31/2026 | ☆ |
| 18542 | Cornerstone Investment Services Llc CRD 129164 | Providence, RI | Wealth Manager · Boutique (under $100M) | $62.5M | 82 | 191 | 3 | 03/18/2026 | ☆ |
| 18543 | Evergreen Wealth Management Llc CRD 313909 | Boston, MA | Wealth Manager · Boutique (under $100M) | $62.5M | 32 | 124 | 1 | 01/07/2026 | ☆ |
| 18544 | New Legacy Financial Group, Llc CRD 151155 | Smithville, OH | Wealth Manager · Boutique (under $100M) | $62.5M | 137 | 260 | 1 | 03/29/2026 | ☆ |
| 18545 | R. Kent Harris And Associates, Ltd. CRD 112707 | Greenwood Village, CO | Insurance-Affiliated · Boutique (under $100M) | $62.5M | 338 | 338 | 1 | 05/06/2026 | ☆ |
| 18546 | Mette Associates, Llc CRD 140812 | Tempe, AZ | Investment Adviser · Boutique (under $100M) | $62.5M | 16 | 16 | 5 | 05/31/2024 | ☆ |
| 18547 | Infinity Wealth Management, Inc. CRD 171510 | Denver, CO | Wealth Manager · Boutique (under $100M) | $62.5M | 698 | 698 | 3 | 04/01/2026 | ☆ |
| 18548 | Pwjohnson Wealth & Legacy, Llc CRD 133538 | Los Altos, CA | Wealth Manager · Boutique (under $100M) | $62.5M | 54 | 54 | 3 | 03/31/2026 | ☆ |
| 18549 | Raaf Investment Advisors, Llc CRD 156004 | Portland, OR | Wealth Manager · Boutique (under $100M) | $62.5M | 47 | 89 | 2 | 02/10/2026 | ☆ |
| 18550 | Infresh, Inc. CRD 156316 | Findlay, OH | Wealth Manager · Boutique (under $100M) | $62.4M | 122 | 432 | 2 | 06/30/2026 | ☆ |