Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 18501 | Marathon Retirement Planning, Inc CRD 319258 | Dublin, CA | Wealth Manager · Boutique (under $100M) | $64.3M | 116 | 188 | 1 | 03/13/2026 | ☆ |
| 18502 | Thirdline Capital Management Llc CRD 314158 | Richmond, VA | Mutual Fund / Asset Manager · Boutique (under $100M) | $64.3M | 1 | 1 | 7 | 01/08/2026 | ☆ |
| 18503 | Serenity Capital Advisors Inc. CRD 332396 | Pittsford, NY | Wealth Manager · Boutique (under $100M) | $64.3M | 48 | 149 | 4 | 03/20/2026 | ☆ |
| 18504 | Grigg Financial, Llc CRD 304317 | Timonium, MD | Wealth Manager · Boutique (under $100M) | $64.3M | 253 | 294 | 2 | 05/14/2026 | ☆ |
| 18505 | R & J Financial Partners, Llc CRD 171917 | Winchester, VA | Wealth Manager · Boutique (under $100M) | $64.3M | 29 | 86 | 2 | 02/19/2026 | ☆ |
| 18506 | Bowline Financial, Llc CRD 310255 | Grosse Pointe Woods, MI | Wealth Manager · Boutique (under $100M) | $64.2M | 143 | 143 | 3 | 06/04/2026 | ☆ |
| 18507 | Greater Than Financial Llc CRD 281703 | Wealth Manager · Boutique (under $100M) | $64.2M | 163 | 525 | 3 | 07/22/2026 | ☆ | |
| 18508 | Gavrich, Susan Price CRD 134514 | Wealth Manager · Boutique (under $100M) | $64.2M | 25 | 132 | 2 | 03/30/2026 | ☆ | |
| 18509 | Springdale Capital Llc CRD 150338 | Wealth Manager · Boutique (under $100M) | $64.2M | 47 | 47 | 1 | 03/05/2026 | ☆ | |
| 18510 | Lagos Financial & Insurance Services, Inc. CRD 117551 | Diamond Bar, CA | Insurance-Affiliated · Boutique (under $100M) | $64.2M | 143 | 143 | 4 | 03/31/2026 | ☆ |
| 18511 | Miller Capital Management, Inc. CRD 115475 | Bethesda, MD | Wealth Manager · Boutique (under $100M) | $64.1M | 9 | 35 | 1 | 02/10/2026 | ☆ |
| 18512 | Goto Financial CRD 155948 | Wealth Manager · Boutique (under $100M) | $64.1M | 67 | 136 | 2 | 08/05/2026 | ☆ | |
| 18513 | Krespach, Craig Alan CRD 132256 | Portsmouth, NH | Insurance-Affiliated · Boutique (under $100M) | $64.1M | 126 | 277 | 1 | 04/03/2026 | ☆ |
| 18514 | Rca Wealth Strategies Llc CRD 315915 | Overland Park, KS | Insurance-Affiliated · Boutique (under $100M) | $64.1M | 265 | 644 | 4 | 08/31/2026 | ☆ |
| 18515 | Rohr Capital Management Llc CRD 299876 | Parkersburg, WV | Insurance-Affiliated · Boutique (under $100M) | $64.1M | 358 | 511 | 3 | 03/12/2026 | ☆ |
| 18516 | Holland Investment Management, Inc. CRD 159060 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $64.1M | 37 | 191 | 3 | 03/26/2026 | ☆ |
| 18517 | Cavalot Capital Llc CRD 312088 | Incline Village, NV | Wealth Manager · Boutique (under $100M) | $64.1M | 129 | 265 | 2 | 06/16/2026 | ☆ |
| 18518 | Kenai Investments, Inc. CRD 125974 | Amarillo, TX | Insurance-Affiliated · Boutique (under $100M) | $64.0M | 120 | 120 | 1 | 07/14/2026 | ☆ |
| 18519 | Bws Investment Management, Llc CRD 316686 | Houston, TX | Insurance-Affiliated · Boutique (under $100M) | $64.0M | 354 | 354 | 5 | 03/19/2026 | ☆ |
| 18520 | Financial Stages, Llc CRD 148453 | Wealth Manager · Boutique (under $100M) | $64.0M | 82 | 451 | 4 | 06/23/2026 | ☆ | |
| 18521 | Morgan Financial Incorporated CRD 133775 | Oley, PA | Wealth Manager · Boutique (under $100M) | $64.0M | 191 | 440 | 5 | 03/17/2026 | ☆ |
| 18522 | Pro Capital Llc CRD 334371 | Southlake, TX | Wealth Manager · Boutique (under $100M) | $64.0M | 85 | 124 | 3 | 09/22/2026 | ☆ |
| 18523 | Saint Joseph Advisors Llc CRD 311463 | Miami, FL | Investment Adviser · Boutique (under $100M) | $64.0M | 53 | 53 | 3 | 02/19/2026 | ☆ |
| 18524 | Wealth Management Partners Llc CRD 133467 | Insurance-Affiliated · Boutique (under $100M) | $64.0M | 260 | 260 | 0 | 02/17/2026 | ☆ | |
| 18525 | Lakeside Financial Planning, Llc CRD 170716 | Wealth Manager · Boutique (under $100M) | $64.0M | 62 | 178 | 1 | 08/05/2026 | ☆ | |
| 18526 | Nash Hasty Private Wealth Management, Llc CRD 328332 | Peoria, IL | Wealth Manager · Boutique (under $100M) | $64.0M | 123 | 242 | 1 | 03/12/2026 | ☆ |
| 18527 | Hyperion Wealth Management, Llc CRD 277141 | Maitland, FL | Wealth Manager · Boutique (under $100M) | $64.0M | 44 | 97 | 2 | 03/31/2026 | ☆ |
| 18528 | Landing Financial Group, Inc. CRD 321112 | North Palm Beach, FL | Wealth Manager · Boutique (under $100M) | $64.0M | 197 | 197 | 5 | 07/17/2026 | ☆ |
| 18529 | Convexity Wealth Management, Llc CRD 327183 | Seattle, WA | Wealth Manager · Boutique (under $100M) | $63.9M | 94 | 95 | 2 | 05/12/2026 | ☆ |
| 18530 | Mcgovern Financial Planning, Llc CRD 306911 | North Arlington, NJ | Wealth Manager · Boutique (under $100M) | $63.9M | 121 | 193 | 3 | 03/06/2026 | ☆ |
| 18531 | Crosswalk Investment Advisory, Inc. CRD 123428 | Strasburg, PA | Wealth Manager · Boutique (under $100M) | $63.9M | 174 | 385 | 2 | 01/28/2026 | ☆ |
| 18532 | Scenic Wealth Management, Llc CRD 154290 | Wealth Manager · Boutique (under $100M) | $63.9M | 46 | 210 | 1 | 03/27/2026 | ☆ | |
| 18533 | Otg Asset Management, Ltd. CRD 309729 | La Paz | Wealth Manager · Boutique (under $100M) | $63.8M | 95 | 95 | 4 | 03/30/2026 | ☆ |
| 18534 | Je Spickard Llc CRD 326877 | Lynchburg, VA | Wealth Manager · Boutique (under $100M) | $63.8M | 66 | 66 | 3 | 09/23/2026 | ☆ |
| 18535 | Vermilion Asset Management, Llc CRD 134801 | Lafayette, LA | Wealth Manager · Boutique (under $100M) | $63.7M | 15 | 15 | 1 | 03/09/2026 | ☆ |
| 18536 | Money Advisors, Inc. CRD 125276 | Augusta, GA | Wealth Manager · Boutique (under $100M) | $63.7M | 145 | 183 | 3 | 03/27/2026 | ☆ |
| 18537 | Slp Wealth Llc CRD 325631 | Durham, NC | Wealth Manager · Boutique (under $100M) | $63.7M | 1,657 | 1,895 | 21 | 08/24/2026 | ☆ |
| 18538 | Intellinomics, Llc CRD 307225 | Dayton, OH | Wealth Manager · Boutique (under $100M) | $63.7M | 222 | 222 | 2 | 03/16/2026 | ☆ |
| 18539 | Prevail Financial Partners, Llc CRD 299552 | Bayport, MN | Wealth Manager · Boutique (under $100M) | $63.7M | 70 | 174 | 1 | 01/31/2026 | ☆ |
| 18540 | Silverlight Asset Management, Llc CRD 306251 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $63.7M | 50 | 117 | 4 | 02/18/2026 | ☆ |
| 18541 | Olesky Capital Management, Llc CRD 111627 | Wealth Manager · Boutique (under $100M) | $63.7M | 19 | 85 | 1 | 04/24/2026 | ☆ | |
| 18542 | Quality Asset Management, Llc CRD 131158 | Wealth Manager · Boutique (under $100M) | $63.7M | 17 | 87 | 1 | 01/08/2026 | ☆ | |
| 18543 | Mok Stanley Quion CRD 110182 | Los Altos, CA | Insurance-Affiliated · Boutique (under $100M) | $63.6M | 74 | 175 | 3 | 03/27/2026 | ☆ |
| 18544 | Birch Street Financial Advisors Llc CRD 305749 | Wealth Manager · Boutique (under $100M) | $63.6M | 30 | 85 | 1 | 03/03/2026 | ☆ | |
| 18545 | Clearpath Wealth Management, L.C. CRD 116029 | Overland Park, KS | Insurance-Affiliated · Boutique (under $100M) | $63.6M | 165 | 165 | 4 | 02/17/2026 | ☆ |
| 18546 | Bridgeriver Advisors Llc CRD 142501 | Bloomfield Hills, MI | Wealth Manager · Boutique (under $100M) | $63.6M | 200 | 220 | 1 | 08/31/2026 | ☆ |
| 18547 | Crown Private Wealth, Llc CRD 311541 | Mooresville, NC | Wealth Manager · Boutique (under $100M) | $63.6M | 139 | 138 | 3 | 03/17/2026 | ☆ |
| 18548 | Stonehenge Private Client Group, Llc CRD 298552 | Insurance-Affiliated · Boutique (under $100M) | $63.6M | 37 | 37 | 1 | 06/11/2026 | ☆ | |
| 18549 | Sloan Advisory Group, Inc. CRD 284325 | Glens Falls, NY | Wealth Manager · Boutique (under $100M) | $63.6M | 32 | 114 | 1 | 02/06/2026 | ☆ |
| 18550 | Westcott Investment Advisors Llc CRD 126955 | Danielson, CT | Wealth Manager · Boutique (under $100M) | $63.6M | 66 | 66 | 1 | 01/19/2026 | ☆ |