Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 18851 | N CRD 126165 | Wealth Manager · Boutique (under $100M) | $59.9M | 68 | 240 | 2 | 03/05/2025 | ☆ | |
| 18852 | Rising Tides Financial, Llc CRD 283308 | Wealth Manager · Boutique (under $100M) | $59.9M | 27 | 27 | 1 | 03/31/2026 | ☆ | |
| 18853 | Gessner Wealth Strategies Llc CRD 282667 | Houston, TX | Insurance-Affiliated · Boutique (under $100M) | $59.9M | 39 | 136 | 2 | 02/09/2026 | ☆ |
| 18854 | Liberty Wealth Managers Llc CRD 322131 | New York, NY | Wealth Manager · Boutique (under $100M) | $59.9M | 114 | 122 | 2 | 03/31/2026 | ☆ |
| 18855 | Cwm Partners, Llc CRD 299857 | Multi-Family Office · Boutique (under $100M) | $59.8M | 4 | 15 | 3 | 03/24/2026 | ☆ | |
| 18856 | Syman Degler Group, Llc CRD 295679 | Eugene, OR | Wealth Manager · Boutique (under $100M) | $59.8M | 185 | 602 | 3 | 02/03/2026 | ☆ |
| 18857 | Gagni Asset Management Llc CRD 169527 | San Antonio, TX | Insurance-Affiliated · Boutique (under $100M) | $59.8M | 149 | 274 | 3 | 03/31/2026 | ☆ |
| 18858 | Fleming & Associates, Llc CRD 136620 | San Diego, CA | Insurance-Affiliated · Boutique (under $100M) | $59.8M | 121 | 306 | 1 | 03/18/2026 | ☆ |
| 18859 | Ripley Capital Management, Llc CRD 173919 | Lakeway, TX | Wealth Manager · Boutique (under $100M) | $59.8M | 38 | 69 | 2 | 03/23/2026 | ☆ |
| 18860 | Holzberg Wealth Management, Inc. CRD 166712 | Wealth Manager · Boutique (under $100M) | $59.8M | 61 | 166 | 2 | 02/20/2026 | ☆ | |
| 18861 | East Canyon Capital, Llc CRD 155995 | Private Fund Manager · Boutique (under $100M) | $59.7M | 1 | 1 | 1 | 02/10/2026 | ☆ | |
| 18862 | Quantel Asset Management Llc CRD 311013 | New York, NY | Wealth Manager · Boutique (under $100M) | $59.7M | 134 | 134 | 3 | 07/24/2026 | ☆ |
| 18863 | Taylor Financial Llc CRD 305914 | Wealth Manager · Boutique (under $100M) | $59.7M | 78 | 150 | 1 | 09/21/2026 | ☆ | |
| 18864 | Asset Strategies,Inc CRD 104512 | Lisle, IL | Wealth Manager · Boutique (under $100M) | $59.7M | 193 | 191 | 7 | 03/26/2026 | ☆ |
| 18865 | Seiler & Associates, Llc CRD 134524 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $59.7M | 64 | 192 | 3 | 03/29/2025 | ☆ |
| 18866 | Stagner Financial Advisory Group, Llc CRD 284305 | Edmond, OK | Wealth Manager · Boutique (under $100M) | $59.7M | 183 | 319 | 4 | 02/26/2026 | ☆ |
| 18867 | Jennifer L. Arps, Inc. CRD 311085 | Kennebunk, ME | Wealth Manager · Boutique (under $100M) | $59.7M | 248 | 376 | 2 | 06/29/2026 | ☆ |
| 18868 | Aep Management Company, Llc. CRD 333539 | San Juan, PR | Private Fund Manager · Boutique (under $100M) | $59.6M | 4 | 4 | 1 | 03/26/2026 | ☆ |
| 18869 | Sygnus Wealth Pr Llc CRD 325576 | Guaynabo, PR | Wealth Manager · Boutique (under $100M) | $59.6M | 54 | 61 | 2 | 03/30/2026 | ☆ |
| 18870 | Schenkelberg Investments, Llc CRD 283281 | Wealth Manager · Boutique (under $100M) | $59.5M | 96 | 304 | 1 | 01/14/2026 | ☆ | |
| 18871 | Highmark, Llc CRD 337564 | Brentwood, TN | Wealth Manager · Boutique (under $100M) | $59.5M | 60 | 185 | 2 | 02/02/2026 | ☆ |
| 18872 | Vega Financial Llc CRD 312036 | Wealth Manager · Boutique (under $100M) | $59.5M | 121 | 121 | 2 | 03/19/2026 | ☆ | |
| 18873 | A V Capital Management, Llc CRD 142599 | Metairie, LA | Wealth Manager · Boutique (under $100M) | $59.5M | 54 | 122 | 2 | 03/02/2026 | ☆ |
| 18874 | Opal Advisory Llc CRD 306042 | Birmingham, AL | Private Fund Manager · Boutique (under $100M) | $59.5M | 9 | 9 | 3 | 03/31/2026 | ☆ |
| 18875 | Mogul Wealth Management, Inc. CRD 144711 | Manhattan Beach, CA | Wealth Manager · Boutique (under $100M) | $59.4M | 148 | 148 | 2 | 03/19/2025 | ☆ |
| 18876 | Guiding Wealth Management, Llc CRD 175242 | Richardson, TX | Wealth Manager · Boutique (under $100M) | $59.4M | 69 | 198 | 3 | 09/22/2026 | ☆ |
| 18877 | Blue Rock Financial Services, Inc. CRD 151566 | Wealth Manager · Boutique (under $100M) | $59.4M | 75 | 206 | 1 | 02/23/2026 | ☆ | |
| 18878 | Spinnaker Financial Group, Llc CRD 165279 | Independence, OH | Wealth Manager · Boutique (under $100M) | $59.4M | 108 | 213 | 1 | 03/18/2026 | ☆ |
| 18879 | Lifegoals Financial Group, Inc. CRD 130082 | Owosso, MI | Wealth Manager · Boutique (under $100M) | $59.4M | 163 | 163 | 1 | 02/16/2026 | ☆ |
| 18880 | Heronwood Capital Llc CRD 290176 | Investment Adviser · Boutique (under $100M) | $59.4M | 25 | 31 | 1 | 03/20/2026 | ☆ | |
| 18881 | Rnb Wealth Management Group, Llc CRD 148994 | Wealth Manager · Boutique (under $100M) | $59.4M | 58 | 119 | 1 | 03/10/2026 | ☆ | |
| 18882 | Redfield, Blonsky & Starinsky, Llc CRD 128714 | Westfield, NJ | Wealth Manager · Boutique (under $100M) | $59.4M | 125 | 182 | 3 | 02/18/2026 | ☆ |
| 18883 | Lasting Legacy Wealth Management, Llc CRD 328107 | Alexandria, VA | Wealth Manager · Boutique (under $100M) | $59.3M | 113 | 258 | 2 | 03/09/2026 | ☆ |
| 18884 | Axion Wealth Advisors Inc. CRD 325396 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $59.3M | 87 | 87 | 3 | 03/06/2026 | ☆ |
| 18885 | Mckelvey Wealth Management, Llc CRD 316506 | Tigard, OR | Wealth Manager · Boutique (under $100M) | $59.3M | 82 | 195 | 1 | 01/22/2026 | ☆ |
| 18886 | N CRD 170061 | Wealth Manager · Boutique (under $100M) | $59.3M | 39 | 69 | 2 | 03/19/2025 | ☆ | |
| 18887 | Beyond Financial Planning, Llc CRD 306240 | Bethesda, MD | Wealth Manager · Boutique (under $100M) | $59.3M | 55 | 284 | 1 | 09/01/2026 | ☆ |
| 18888 | Munakata Associates Llc CRD 287936 | Wealth Manager · Boutique (under $100M) | $59.2M | 6 | 27 | 1 | 02/12/2026 | ☆ | |
| 18889 | Larson Wealth Management, Llc CRD 168272 | West Bend, WI | Insurance-Affiliated · Boutique (under $100M) | $59.2M | 100 | 291 | 1 | 03/23/2026 | ☆ |
| 18890 | Solic Capital Management, Llc CRD 167475 | Wellington, FL | Private Fund Manager · Boutique (under $100M) | $59.2M | 1 | 1 | 4 | 05/04/2026 | ☆ |
| 18891 | Alsari Wealth Management Global Advisors, Llc CRD 159094 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $59.2M | 73 | 119 | 4 | 03/31/2026 | ☆ |
| 18892 | Clearview Investments CRD 143693 | Jenison, MI | Wealth Manager · Boutique (under $100M) | $59.1M | 379 | 486 | 4 | 03/01/2026 | ☆ |
| 18893 | Powers Capital Management, Llc CRD 317897 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $59.1M | 91 | 91 | 2 | 03/16/2026 | ☆ |
| 18894 | Foley, Peter C. CRD 136436 | Insurance-Affiliated · Boutique (under $100M) | $59.1M | 20 | 58 | 1 | 03/30/2026 | ☆ | |
| 18895 | Guidance Wealth Advisors Llc CRD 321248 | Lebanon, NJ | Wealth Manager · Boutique (under $100M) | $59.1M | 153 | 307 | 4 | 03/19/2026 | ☆ |
| 18896 | Miller Asset Solutions Llc CRD 155087 | Wealth Manager · Boutique (under $100M) | $59.1M | 48 | 76 | 1 | 04/20/2026 | ☆ | |
| 18897 | Krehbiel Financial Llc CRD 293931 | Satellite Beach, FL | Wealth Manager · Boutique (under $100M) | $59.1M | 41 | 41 | 2 | 02/13/2026 | ☆ |
| 18898 | Rossi Financial Associates, Inc. CRD 118418 | Monroeville, PA | Wealth Manager · Boutique (under $100M) | $59.1M | 29 | 32 | 1 | 01/27/2026 | ☆ |
| 18899 | Bolinger Solutions, Llc CRD 322069 | Beaverton, OR | Wealth Manager · Boutique (under $100M) | $59.1M | 302 | 302 | 6 | 03/06/2026 | ☆ |
| 18900 | Pathway Financial Services, Llc CRD 170424 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $59.1M | 192 | 288 | 1 | 04/01/2026 | ☆ |